| 单词 | registered representative |
| 例句 | “I tell them what the commissions are directly from product vendors, and I say the broker-dealer gets a part of the commission that is passed on to us as a registered representative.” Is Your Financial Adviser Acting in Your Best Interest? 2017-02-10T05:00:00Z She completed a correspondence course in finance and, in September 1957, became a registered representative of the New York Stock Exchange — one of a handful of female stockbrokers in the Washington area. Gail Winslow, brokerage executive, dies at 85 2015-09-21T04:00:00Z Five years ago, Sean Martin, a registered representative at Deutsche Bank Securities in New York, saw something troubling on his trading desk. What the Arbitration Panel Didn’t Want to Hear 2014-08-30T04:00:00Z Every registered representative is also listed at the government’s web site and you can see their status and if there have been any complaints by clicking . Dare To Be A Better Investor: Tips From Women About Trust 2011-11-29T22:15:48Z They say they did so on the recommendation of their broker, Don L. Devens, a registered representative of the broker-dealer Capital Financial Services. Wealth Matters: An Investment Asks, How Much Can You Afford to Lose? 2011-05-20T21:48:10Z |
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