| 单词 | Securities and Exchange Commission |
| 例句 | The Securities and Exchange Commission later said that those figures were “false and misleading,” in part because the sale price for the headquarters had been overvalued by as much as $40 million. Friday Night Lights: A Town, A Team, And A Dream 1990-01-01T00:00:00Z “I read it and I remember thinking, man, I’m at L’Enfant Plaza all the time,” said Michael S. Piwowar, a commissioner on the Securities and Exchange Commission. Joshua Bell’s Metro encore draws a crowd After moving to New York City, Mr. Seawell established a law practice and worked for the Securities and Exchange Commission in its early years, hired by its chairman, Joseph P. Kennedy. Donald R. Seawell, Theater, Newspaper and Civic Leader, Dies at 103 2015-10-07T04:00:00Z In its latest annual report filed with the Securities and Exchange Commission, however, Intuit also says that free government tax preparation presents a risk to its business. Conservatives and software companies will keep tax season miserable 2013-03-26T16:53:00Z Securities and Exchange Commission fraud case on the ground that the agency sued him in the wrong forum. 'Big Short' adviser loses appeal in SEC case 2016-12-02T05:00:00Z The show had been seeking to raise up to $7 million overall, according to a filing with the Securities and Exchange Commission. In Rehearsal One Minute, Laid Off the Next: The Fate of Broadway’s ‘Room’ 2023-03-17T04:00:00Z But, Lessig says, the big three ratings agencies, designated as official by the Securities and Exchange Commission, compete to get the lucrative business of analyzing securities. Two Leading Intellectuals Analyze What Ails America 2018-12-07T05:00:00Z The Securities and Exchange Commission is after him for dirty trading. A Road Trip Novel Distills America Through Gary Shteyngart’s Hipstamatic Mind 2018-09-05T04:00:00Z The show was capitalized for $16.75 million, according to a filing with the Securities and Exchange Commission; it successfully recouped that investment, according to a spokesman. ‘Ain’t Too Proud’ to Close on Broadway as Covid-19 Takes Its Toll 2021-12-28T05:00:00Z Securities and Exchange Commission after being charged with “unlawfully touting” a cryptocurrency offering, the U.S. securities regulator said on Thursday. Actor Steven Seagal charged with unlawfully touting crypto offering 2020-02-27T05:00:00Z Over the last 15 years, Mr. Rudin has raised about $200 million from a variety of investors to finance his stage shows, according to a review of Securities and Exchange Commission filings for each show. Volatile and Vengeful: How Scott Rudin Wielded Power in Show Business 2021-04-24T04:00:00Z According to a filing with the Securities and Exchange Commission, the musical was capitalized for up to $15 million. ‘Escape to Margaritaville’ Is Closing on Broadway 2018-05-31T04:00:00Z Mr. Goehring said he had raised the “Be More Chill” capitalization costs — up to $9.5 million, according to a filing with the Securities and Exchange Commission — in just a few days. ‘Be More Chill’ Is Heading to Broadway, Fueled by Social Media 2018-09-05T04:00:00Z Produced by Jeffrey Richards, the play was capitalized for up to $5.1 million, according to a filing with the Securities and Exchange Commission; that money has not been recouped. ‘Ohio State Murders,’ Starring Audra McDonald, to Close on Broadway 2023-01-05T05:00:00Z Twitter said in a filing with the Securities and Exchange Commission that 8.5 percent, or around 24 million, of its accounts are bots. Social Media Bots Offer Phony Friends and Real Profit 2014-11-19T05:00:00Z The show was capitalized for up to $19.975 million, according to filings with the Securities and Exchange Commission. ‘Tootsie’ to Pack Up Her Wig on Broadway 2019-11-11T05:00:00Z The change in the company bylaws, approved unanimously and disclosed in a Securities and Exchange Commission filing, eliminates the ability of shareholders to convene a special shareholder meeting. Time Warner adopts provision that makes hostile takeover tougher 2014-07-21T04:00:00Z He has been fined by the Securities and Exchange Commission for his tweets and some SpaceX employees signed a letter calling his public behavior distracting and embarrassing. How Elon Musk became a new kind of celebrity 2022-07-16T04:00:00Z According to filings with the Securities and Exchange Commission, “Thoughts of a Colored Man” is costing up to $5 million to mount; “Chicken & Biscuits,” up to $3.5 million; and “Pass Over,” up to $2.8 million. Broadway Is Brimming With Black Playwrights. But for How Long? 2021-09-16T04:00:00Z And what was our Securities and Exchange Commission doing about it? Why doesn't Broadway love Enron? 2010-04-29T11:33:00Z In June the Securities and Exchange Commission proposed barring Mr. Rattner from working in the securities industry because of alleged improper dealings involving his investment firm. Books of The Times: Bailing Out the Big Guys, Posthaste 2010-09-19T21:55:00Z The musical, with James L. Nederlander as lead producer, was capitalized for $10 million, according to a filing with the Securities and Exchange Commission. Billy Crystal’s ‘Mr. Saturday Night’ Will End Its Broadway Run 2022-07-17T04:00:00Z Revenues were down about 2 percent, partly due to lower e-commerce revenue and a slight decrease in per-visitor spending, according to documents filed with the Securities and Exchange Commission. Elvis Week hits stride as buyout talks heat up 2010-08-12T18:02:00Z Securities and Exchange Commission and the Federal Reserve, both of which have opened inquiries. FBI probes JPMorgan, shareholders back Dimon 2012-05-16T10:22:03Z The musical was capitalized for up to $11 million, according to a filing with the Securities and Exchange Commission. ‘Tuck Everlasting’ to Close on Sunday 2016-05-24T04:00:00Z Securities and Exchange Commission civil case, as were two companies known as Advance Entertainment that one or both controlled. Two charged in Ponzi case tied to tickets for 'Hamilton,' Adele 2017-01-27T05:00:00Z The musical cost up to $14.5 million to capitalize, according to a filing with the Securities and Exchange Commission. ‘Head Over Heels’ to Close in January 2018-11-26T05:00:00Z The plays were jointly capitalized for up to $3.5 million, according to a filing with the Securities and Exchange Commission. Broadway’s ‘Is This a Room’ and ‘Dana H.’ to Close Early 2021-10-25T04:00:00Z According to a filing with the Securities and Exchange Commission, the musical cost up to $7 million to capitalize. ‘In Transit,’ Broadway’s First a Cappella Musical, Will Close Sunday 2017-04-11T04:00:00Z The firm should be registered with the Securities and Exchange Commission, and no checks should ever be written to the advisers themselves or to the business. Is a free meal any way to pick a financial adviser? 2015-02-11T05:00:00Z Mr. McGinnis, 30, is a senior counsel at the Securities and Exchange Commission in Washington. Jordan Myers, James McGinnis 2018-04-29T04:00:00Z “Bad Cinderella” was capitalized for up to $19 million, according to a filing with the Securities and Exchange Commission; that money has not been recouped. ‘Bad Cinderella’ Had a Not Good Run on Broadway. It Will Close June 4. 2023-05-11T04:00:00Z Disney said it would detail the arrangements for the bonus in a Securities and Exchange Commission filing Friday. Disney gives CEO Robert Iger a two-year contract extension 2014-10-02T04:00:00Z Jay-Z, whose given name is Shawn Carter, was questioned last year by Securities and Exchange Commission about the fraud allegations. Jay-Z’s companies sue NYC licensing company for fraud 2019-07-05T04:00:00Z On Monday, Helios and Matheson said in a Securities and Exchange Commission filing that it hoped to raise $1.2 billion over three years to fund growth. Already at Movie Theaters Near You: Ticket Subscriptions 2018-07-02T04:00:00Z The musical was the costliest swing of the last theater season, with a $25 million capitalization, according to a filing with the Securities and Exchange Commission; that money has not been recouped. ‘New York, New York’ Will End Its Abbreviated Run on Broadway 2023-07-23T04:00:00Z He was once an “investor advocate” at the Securities and Exchange Commission. How Citigroup Escaped Financial Disaster in 2008 2018-08-06T04:00:00Z The show is being capitalized for up to $18 million, according to a filing with the Securities and Exchange Commission. ‘Almost Famous,’ Now a Musical, Will Open on Broadway This Fall 2022-06-02T04:00:00Z One of his early jobs was serving on the legal team for Roberta S. Karmel, the Securities and Exchange Commission’s first female commissioner, a first of which he was very proud. He helped build the Vietnam Veterans Memorial. How did he end up dead in a landfill? 2017-05-23T04:00:00Z Earlier this year, Jay-Z was ordered by a court to testify in a Securities and Exchange Commission investigation of Iconix’s accounting practices. Jay-Z Criticizes Lack of Black Arbitrators in a Battle Over a Logo 2018-11-28T05:00:00Z According a recent Securities and Exchange Commission filing, the executive's contract expired Jan. 31. At Disney, Staggs' elevation puts him as front-runner to succeed Iger as CEO 2015-02-05T05:00:00Z The show was capitalized for up to $5.5 million, according to a filing with the Securities and Exchange Commission; that money has not been recouped. ‘Ain’t No Mo’’ to Close on Broadway 2022-12-09T05:00:00Z We’ve seen the Securities and Exchange Commission conduct an investigation into Mr. Madoff’s firm — and fail to make the one critical phone call that would have exposed the scheme. Madoff’s Multibillion-Dollar Mirage Arrives on TV 2016-01-29T05:00:00Z It was capitalized for $12.5 million, according to a filing with the Securities and Exchange Commission; that money will be lost. ‘Gettin’ the Band Back Together’ to Close Sept. 16 2018-09-01T04:00:00Z Securities and Exchange Commission it may be close to bankruptcy. Right-wing talk radio is still popular — but as a business model, it’s melting down 2017-06-13T04:00:00Z It has been capitalized for $13.5 million, according to a filing with the Securities and Exchange Commission — more than the cost of the original Broadway musical, which was $12.5 million. A New Kind of ‘Hamilton’ Show, This Time on Lake Michigan 2019-04-29T04:00:00Z Her mother is a trial lawyer in the New York office of the Securities and Exchange Commission. Elsie Smith, David Gelinas 2019-09-22T04:00:00Z The New York media titan filed for an initial public offering with the Securities and Exchange Commission without disclosing the number of shares it would offer or the price range. With eye on growing clout of Latinos, Univision files for IPO 2015-07-02T04:00:00Z Securities and Exchange Commission does not require disclosure of such lost deductions, investors are none the wiser. Off the radar: U.S. CEOs' jet perks add millions to corporate tax bills 2019-12-02T05:00:00Z Several years ago, the Securities and Exchange Commission launched an investigation into Riehl’s loans, according to his testimony at the hearing. A Pennsylvania dairy was built on Mennonites’ trust and money. Now they’re left holding the bag. 2019-12-16T05:00:00Z Her mother is a lawyer in the Office of Credit Ratings at the Securities and Exchange Commission in Manhattan. Zoey Orol, Jonathan Yehuda 2018-07-15T04:00:00Z Securities and Exchange Commission accused him of twice defying subpoenas calling him to testify in an investigation of the sale of his Rocawear clothing line. Rapper Jay-Z seeks to limit testimony in U.S. SEC probe 2018-05-08T04:00:00Z Nielsen, which is based in The Netherlands, said in a filing with the Securities and Exchange Commission that it will use proceeds to reduce its debt of $8.6 billion and for general corporate purposes. Ratings and researcher Nielsen plans to go public 2010-06-03T12:26:00Z Harper said it was too early to say whether the revival, which was capitalized for up to $13 million, according to a filing with the Securities and Exchange Commission, would recoup its costs. Tony-Winning ‘Company’ Revival Will End Broadway Run July 31 2022-06-21T04:00:00Z Rudy Nutrition, which is no longer in business, provided false and misleading statements about the company to investors, the Securities and Exchange Commission said. "Rudy" inspiration charged with securities fraud 2011-12-16T20:25:28Z “A Doll’s House, Part 2” was capitalized for $3.6 million, according to a filing with the federal Securities and Exchange Commission. ‘A Doll’s House, Part 2’ Is Closing on Broadway 2017-09-06T04:00:00Z In its filing with the Securities and Exchange Commission, Lions Gate said it believes that Icahn, along with MHR Fund Management and Capital Research Global Investors - its three largest shareholders - all support the transaction. Lions Gate offers to combine with MGM 2010-10-12T21:59:00Z According to a filing with the Securities and Exchange Commission, the performance-based retention bonus is tied to Disney meeting certain operating income targets. Disney CEO Bob Iger could take home $60-million bonus 2014-10-03T04:00:00Z Rhoades had a spotless record of prosecuting financial crimes until the Securities and Exchange Commission goads him into taking on Axelod. “Hate is nature’s most perfect energy source”: Showtime’s “Billions” hits its stride in its return 2017-02-18T05:00:00Z Securities and Exchange Commission are delaying the company's IPO until September. Groupon IPO may be delayed by SEC inquiry 2011-07-27T21:06:00Z Staff members took a year to compile it, combing through Securities and Exchange Commission filings, oil well records, wills, trusts and deeds. How ranking the world’s wealthy became a business 2017-04-26T04:00:00Z While Albertsons' financial outlook is sunnier than it was 16 years ago, according to filings with the Securities and Exchange Commission, the dividend payout would exceed its cash on hand. Trump-appointed judge greenlights "unusual" $4 billion special dividend in mega supermarket merger 2022-11-10T05:00:00Z The musical is being capitalized for up to $20 million, according to a filing with the Securities and Exchange Commission; a spokesman said the producers are hoping to keep the budget to $19 million. A Neil Diamond Musical Is Coming to Broadway, After a Stop in Boston 2022-05-18T04:00:00Z Harvey defends a Wall Street hot shot from the Securities and Exchange Commission. What’s on TV Wednesday: ‘Me Before You’ and ‘A Young Doctor’s Notebook’ 2016-08-17T04:00:00Z On a call with reporters in July, Ms. Cutter said it seemed possible Mr. Romney had misrepresented his position at Bain to the Securities and Exchange Commission, “which is a felony.” Stephanie Cutter Is a Messenger Who Does the Shooting for Obama 2012-10-13T00:12:59Z The contract extension, disclosed Monday in a Securities and Exchange Commission filing, is scheduled to run through June 2016. Chase Carey signs short-term deal to stay as president of Fox 2014-06-09T04:00:00Z The musical is being produced by Nederlander and Hunter Arnold; it is being capitalized for $20 million, according to a filing with the Securities and Exchange Commission. Doing It Again: Spears Songs and Fairy Tale Characters, Now for Broadway 2022-12-02T05:00:00Z The only hurdle is the Securities and Exchange Commission, which does not allow NFT sellers to guarantee revenue as part of ownership. For Creators, Everything Is for Sale 2021-03-10T05:00:00Z The production is permitted to raise up to $6.75 million, according to a filing with the Securities and Exchange Commission, but a spokeswoman said the play’s actual capitalization would be $5.9 million. Coming to Broadway This Spring: A Farce About a Problem President 2022-03-01T05:00:00Z A spokesman said it is not yet clear whether “A Strange Loop” would recoup its capitalization costs, which a filing with the Securities and Exchange Commission said were $9.5 million. ‘A Strange Loop,’ Which Won Best Musical, to End Broadway Run 2022-10-11T04:00:00Z The doughnut chain confidentially submitted its IPO paperwork with the Securities and Exchange Commission last month. Krispy Kreme has given 1.5M free doughnuts to vaccinated Americans 2021-06-01T04:00:00Z He was previously a partner in Gibson, Dunn & Crutcher, a law firm in New York, and the director of the Division of Corporation Finance at the Securities and Exchange Commission in Washington. Faith Spencer, James Armstrong 2018-04-08T04:00:00Z The Securities and Exchange Commission received six complaints, including detailed analyses from the personally unappealing but absolutely correct Harry Markopolos, and it caught Mr. Madoff in obvious lies, yet did nothing. Books Of The Times: Post-Mortem on Madoff?s Fraud While Scandal Is Still Quivering 2011-04-25T21:59:38Z Departments without funds include Justice, Homeland Security, Interior and Treasury, while independent agencies such as the Securities and Exchange Commission are also affected. Smithsonian museums and National Zoo close because of government shutdown 2019-01-02T05:00:00Z By l935, Joe Kennedy had worn out his welcome with President Roosevelt, despite his brilliance in building the Securities and Exchange Commission: To Roosevelt, the Boston banker was a braggart. Jean Kennedy Smith Remembers Growing Up Kennedy 2016-11-15T05:00:00Z He is a son of Jill M. Stavrakos and Christopher W. Stavrakos of Wayne, Pa. His father recently retired as a senior fellow focusing on policy matters at the Securities and Exchange Commission in Philadelphia. Courtney Lenoir, CJ Stavrakos 2018-12-30T05:00:00Z The couple met in 2015, when both were interns at the Securities and Exchange Commission in Washington. Linda Cieslak, Robert Sandoval 2019-09-08T04:00:00Z He has whistled in the Oval Office and trilled for the head of the Securities and Exchange Commission, the chief executive of General Motors and members of Congress. How a Washington power player became the best whistler in the world 2017-04-06T04:00:00Z “Significant Other” was capitalized for up to $3.4 million, according to a filing with the Securities and Exchange Commission. ‘Significant Other’ to End Its Run on Broadway 2017-04-07T04:00:00Z The show’s lead producers are Mara Isaacs, Dale Franzen, Hunter Arnold and Tom Kirdahy; it is expected to be capitalized for $11.5 million, according to a filing with the Securities and Exchange Commission. Anaïs Mitchell’s ‘Hadestown’ to Open on Broadway in April 2018-11-27T05:00:00Z It emerged the following day in a Securities and Exchange Commission filing that the company borrowed $5m in order to keep the service operational. Moviepass crashed because it ran out of money – and future looks uncertain 2018-07-28T04:00:00Z The production was capitalized for up to $18.35 million, according to a filing with the Securities and Exchange Commission. ‘SpongeBob’ Musical Will Close on Broadway and Plan for a Tour 2018-07-09T04:00:00Z Securities and Exchange Commission accused him of orchestrating two fraudulent schemes. California movie producer arrested, accused by SEC of fraud scheme 2016-11-09T05:00:00Z Directed by Kenny Leon and with an initial production at the Berkshire Theater Group, the revival was capitalized for up to $4.25 million, according to a filing with the Securities and Exchange Commission. ‘Children of a Lesser God’ to Close on Broadway 2018-05-08T04:00:00Z Securities and Exchange Commission — though it tends to use the merchant model more often for hotel bookings and the agency model more often for flight reservations. Allegation in Hunters’ indictment raises issue of how Expedia charges appear on bank statements 2018-08-30T04:00:00Z But a Securities and Exchange Commission filing in April cited mounting losses, with auditors questioning the company’s ability to remain in business. AMC Starts Subscription Service, Challenging MoviePass 2018-06-20T04:00:00Z The most compelling portions of this very long volume deal with Kennedy’s contentious relationship with Roosevelt, whom he had campaigned for and who had made him the first chairman of the Securities and Exchange Commission. Books of The Times: David Nasaw’s ‘Patriarch,’ on Joseph P. Kennedy 2012-11-29T21:09:38Z The musical was capitalized for up to $15 million, according to a recently updated filing with the Securities and Exchange Commission. ‘Paradise Square’ Will Close on Broadway After Winning One Tony 2022-07-11T04:00:00Z The compensation information was contained in Viacom's proxy filed late Friday with the Securities and Exchange Commission. Viacom Chief Philippe Dauman paid $44 million in 2014 2015-01-23T05:00:00Z Contract details buried in Securities and Exchange Commission filings reveal how badly Universal wanted a piece of the franchise, which it describes as the most financially successful in film history. Orlando Harry Potter park: Quidditch, butterbeer 2010-06-11T15:16:00Z According to documents filed with the Securities and Exchange Commission, Tesla burned through $37 million in cash in the last three months of 2009. Elon Musk's Financial Car Wreck 2010-05-28T21:52:00Z “Room” had been seeking to raise up to $7 million, according to a filing with the Securities and Exchange Commission. Broadway’s ‘Room,’ Starring Adrienne Warren, Postpones Run Indefinitely 2023-03-16T04:00:00Z It is being capitalized for up to $15.5 million, according to a filing with the Securities and Exchange Commission. ‘How to Dance in Ohio,’ a Musical, Plans a Fall Broadway Opening 2023-07-20T04:00:00Z Tribune will sell the Sun to Bainum’s organization for $65 million, according to Tribune’s filing with the Securities and Exchange Commission. The Baltimore Sun was spared a hedge-fund owner. Now it will try to survive as a nonprofit. 2021-02-17T05:00:00Z Securities and Exchange Commission, in reference to its 2022 receipt of the subpoena relating to certain China customer shipments. Exclusive: Applied Materials under US criminal probe for shipments to China's SMIC-sources 2023-11-17T05:00:00Z Securities and Exchange Commission to boost the use of central clearing for U.S. Barclays flags Treasuries central clearing cybersecurity risks after ICBC hack 2023-11-15T05:00:00Z Berkshire Hathaway filed a quarterly update on its $313 billion portfolio with the Securities and Exchange Commission late Tuesday. Buffett’s firm sells off several smaller investments, including GM and UPS 2023-11-15T05:00:00Z Securities and Exchange Commission, said Bender’s claim was “not professionally plausible” because such diligence isn’t required under professional accounting standards. Donald Trump’s lawyers focus on outside accountants who prepared his financial statements 2023-11-14T05:00:00Z Investment managers must disclose what they hold in U.S. stocks at the end of each quarter and report that information to the Securities and Exchange Commission 45 days after the end of the quarter. Investors expand bets on tech stocks as sector still fuels market gains -filings 2023-11-15T05:00:00Z Former President Donald Trump's Truth Social platform has lost $73 million since it started last year, according to a new filing from the Securities and Exchange Commission. SEC filing: Trump's Truth Social has lost $73 million — as valuation plummets more than $850 million 2023-11-14T05:00:00Z It could also boost a Securities and Exchange Commission's push to have more Treasury trades go through central clearing, where a third-party acts as a seller to every buyer, and buyer to every seller. Inside Wall Street's scramble after ICBC hack 2023-11-13T05:00:00Z Securities and Exchange Commission about a key reform the regulator proposed in September last year, which would force more trades to central clearing. Treasuries central clearing reduces basis trades risks, says Moody's 2023-11-13T05:00:00Z Securities and Exchange Commission announced charges against the two former co-CEOs on allegations of falsifying records and misleading investors to raise $70 million. Bitwise co-founders face federal charges alleging $100-million fraud scheme 2023-11-09T05:00:00Z Securities and Exchange Commission has so far not approved any other than ETFs tied to futures contracts, with SEC Chair Gary Gensler arguing that the spot bitcoin market is prone to fraud and manipulation. BlackRock plans for ethereum trust fuel speculation about ETF filing 2023-11-09T05:00:00Z Securities and Exchange Commission, which would then be required to make public a report based on the information. US lawmakers to unveil bill requiring private equity firms to reveal China investment 2023-11-09T05:00:00Z Securities and Exchange Commission to obtain more information about rule proposals that could affect how activist firms like Elliott do business. Elliott Management sues US SEC for records on swaps rules 2023-11-03T04:00:00Z Securities and Exchange Commission to obtain more information about rule proposals that could affect how activist firms like Elliott do business. Ship shortage dealt death blow to Orsted's NJ offshore wind hopes 2023-11-03T04:00:00Z Securities and Exchange Commission's probe into his $44 billion takeover of social media site Twitter. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z Securities and Exchange Commission to give the green light to spot bitcoin ETFs. ProShares launches ether futures ETF for crypto bears 2023-11-02T04:00:00Z Securities and Exchange Commission fined the church and Ensign Peak $5 million for using shell companies to obscure the size of the investment portfolio under church control. Mormon church sued again over how it uses tithing contributions from members 2023-11-01T04:00:00Z Securities and Exchange Commission to obtain more information about rule proposals that could affect how activist firms like Elliott do business. Elliott Management sues US SEC for records on swaps rules 2023-11-03T04:00:00Z Securities and Exchange Commission spokesperson said Wednesday the agency was reviewing the decision. US court tells SEC to fix 'defective' share buyback rule 2023-11-01T04:00:00Z Securities and Exchange Commission in 2014 that the company defrauded investors by misrepresenting the construction schedule. Whistleblower says utility should repay $382 million in federal aid given to failed clean coal plant 2023-10-31T04:00:00Z Securities and Exchange Commission will be considering eight to 10 filings for new spot bitcoin products, its chair said on Thursday, without giving details of timing of decisions. Cryptoverse: As good as gold? Spot bitcoin ETFs aim to whip up US demand 2023-10-31T04:00:00Z The company’s top security executive was also named in the complaint filed by the Securities and Exchange Commission seeking unspecified civil penalties, reimbursement of “ill-gotten gains” and the executive’s removal. US regulators sue SolarWinds and its security chief for alleged cyber neglect ahead of Russian hack 2023-10-30T04:00:00Z Buffett’s company said in a Securities and Exchange Commission filing late Wednesday that it invested more than $246 million to add to its already massive Occidental stake over the first three days of this week. Warren Buffett’s company joins oil-buying frenzy this week by resuming its Occidental Petroleum buys 2023-10-26T04:00:00Z Gorman has vowed to stay to deal with the block trading probe, although said he couldn't comment on what is a Department of Justice and Securities and Exchange Commission matter. Morgan Stanley's Ted Pick to take helm as CEO from James Gorman 2023-10-26T04:00:00Z Securities and Exchange Commission official on Wednesday said the SEC will turn to courts to enforce its subpoena authority when someone is "playing games" or trying to delay investigations. US SEC will go to court if someone is 'playing games' during probes -official 2023-10-25T04:00:00Z Securities and Exchange Commission has declined to comment on the speculation. Asian stocks bounce on China spending plans; inflation jolts Aussie 2023-10-25T04:00:00Z In a quarterly report filed with the Securities and Exchange Commission, Tesla said the Department of Justice is looking into “personal benefits, related parties, vehicle range and personnel decisions,” without giving details. Tesla says Justice Department is expanding investigations and issuing subpoenas for information 2023-10-23T04:00:00Z In a quarterly report filed with the Securities and Exchange Commission, Tesla said the Department of Justice is looking into “personal benefits, related parties, vehicle range and personnel decisions” without giving details. Tesla says Justice Department is expanding investigations and issuing subpoenas for information 2023-10-23T04:00:00Z Securities and Exchange Commission is still reviewing the proposal, and is expected to deliver a decision by next year at the latest. Bitcoin hits three-month high, buoying crypto stocks 2023-10-23T04:00:00Z "We have no reason to believe that trading of Ozon's ADSs on Nasdaq will resume. This step is aimed at reducing costs associated with providing reports to the U.S. Securities and Exchange Commission's standards." Russian e-commerce firm Ozon notifies Nasdaq of delisting intention 2023-10-20T04:00:00Z Securities and Exchange Commission dropped claims against two Ripple Labs executives in its lawsuit alleging the blockchain company violated U.S. securities law, according to a court filing in New York on Thursday. US SEC drops claims against two Ripple Labs executives 2023-10-19T04:00:00Z Securities and Exchange Commission voted 3-2 to propose banning stock exchanges from offering lower transaction prices and rebates to brokerages with higher trading volumes, something officials said creates unfair competitive advantages for larger firms. US SEC proposes banning volume-based trading discounts for stock brokerages 2023-10-18T04:00:00Z Securities and Exchange Commission had approved an application by major asset manager BlackRock for a spot bitcoin exchange-traded fund, before later retracting the story. Bitcoin gives up gains after BlackRock denies ETF approval report 2023-10-16T04:00:00Z Securities and Exchange Commission reporting requirements, it said. Major U.S. pharmacy chain Rite Aid files for bankruptcy 2023-10-16T04:00:00Z Securities and Exchange Commission on Friday agreed to roll out new rules aimed at boosting transparency of short selling, the controversial practice of betting against stocks that drew new scrutiny amid the GameStop saga. New US SEC rules to shine a light on short selling 2023-10-13T04:00:00Z Securities and Exchange Commission is set on Friday to adopt new rules that will increase transparency of short-selling, the controversial practice of betting against stocks that drew new scrutiny amid the GameStop saga. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z Its spot bitcoin ETF application is under review by the Securities and Exchange Commission and an approval could boost the company's appeal among retail investors. BlackRock posts surprise rise in profit, inflows drop 2023-10-13T04:00:00Z Department of Justice and the Securities and Exchange Commission, ousted its chief executive, and shook up its board. SPAC to return remaining $533 million raise for Trump social media deal 2023-10-12T04:00:00Z Securities and Exchange Commission and the Nasdaq Stock Market, the companies said in a joint statement on Tuesday. China's Big Tree Cloud in $500 mln SPAC deal for US listing 2023-10-11T04:00:00Z Securities and Exchange Commission's changes mark an update to half-century-old regulations that officials said have not kept pace with advances in market technology, SEC officials said. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z Securities and Exchange Commission's changes mark an update to half-century-old regulations which officials said have not kept pace with changes in market technology, SEC officials said. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z Securities and Exchange Commission, would require major public companies to report their emissions and how climate change poses a financial risk to their business. California Gov. Gavin Newsom signs law requiring big businesses to disclose emissions 2023-10-07T04:00:00Z Securities and Exchange Commission has sued Musk to compel the world's richest man to testify as part of a probe into his $44 billion takeover of social media giant Twitter, a court filing on Oct. Elon Musk's growing legal challenges 2023-10-06T04:00:00Z Berkshire said in a filing with the Securities and Exchange Commission that the latest sale of over 3 million shares Tuesday raised more than $80 million. Warren Buffett’s Berkshire Hathaway keeps selling off its HP shares at a loss this week 2023-10-06T04:00:00Z Securities and Exchange Commission, which is trying to compel him to testify as part of a probe into his $44 billion takeover of social media giant Twitter, a Thursday court filing showed. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z Securities and Exchange Commission over his $44 billion takeover of social media giant Twitter, according to a Thursday court filing in which the agency sought to compel Musk to testify. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z Securities and Exchange Commission appeal her recent decision involving Ripple Labs, a ruling that has been seen as a major defeat for the regulator in its effort to police cryptocurrency markets. US SEC cannot appeal Ripple Labs decision, judge rules 2023-10-04T04:00:00Z Securities and Exchange Commission deadline to reveal he had bought 5% of Twitter's shares. Elon Musk must face fraud lawsuit for disclosing Twitter stake late 2023-10-03T04:00:00Z The appeals court also has issued rulings that would severely hamper the operations of the Consumer Financial Protection Bureau and restrict Securities and Exchange Commission actions against securities fraud. The Supreme Court’s new term starts Monday. Here’s what you need to know 2023-10-01T04:00:00Z The Securities and Exchange Commission recently put out new guidelines in an effort to combat what it calls deceptive, misleading marketing practices and “greenwashing” by investment funds. Does Amazon's sputtering push to be a better, greener employer matter? 2023-10-01T04:00:00Z Securities and Exchange Commission charges accusing the Israeli medical imaging company of negligently misleading investors about the cost to make its flagship product. Israeli's Nano-X settles US SEC charges over costs of flagship imaging device 2023-09-29T04:00:00Z The National Park Service will close, the Securities and Exchange Commission will suspend most of its regulatory activities, and disrupt pay to up to 4 million federal workers beginning at 12:01 a.m. Republicans reject own funding bill, US government shutdown imminent 2023-09-29T04:00:00Z The National Park Service will close, the Securities and Exchange Commission will suspend most of its regulatory activities and hundreds of thousands of federal workers will be furloughed beginning at 12:01 a.m. Hardline Republican holdouts push U.S. government closer to shutdown 2023-09-29T04:00:00Z Securities and Exchange Commission on Thursday for making securities recommendations to retail customers without complying with disclosure obligations. SEC fines Citigroup, former unit over customer disclosures 2023-09-28T04:00:00Z Securities and Exchange Commission alleging that Musk lied to investors and the public in a 10 September social media post. News at a glance: China’s S&T clusters, abundant fairy circles, and Arecibo’s next chapter 2023-09-27T04:00:00Z All four men also face related civil charges from the Securities and Exchange Commission. Former Goldman, Blackstone analyst charged with insider trading 2023-09-28T04:00:00Z The justices will hear the Biden administration's defense of certain Securities and Exchange Commission in-house enforcement proceedings in another case that could undercut the power of federal agencies. What major cases are coming before the US Supreme Court? 2023-09-28T04:00:00Z Securities and Exchange Commission and is willing to take the regulator to court over its WhatsApp probe, Bloomberg News reported on Wednesday citing people familiar with the matter. Exclusive: China's Nio explores investment, tech alliances with Mercedes - sources 2023-09-28T04:00:00Z Securities and Exchange Commission said on Tuesday it settled fraud charges against Hyzon Motors of misleading investors. Instacart's stock ends below IPO price for first time 2023-09-26T04:00:00Z The Securities and Exchange Commission would furlough roughly 90% of its 4,600 employees and suspend most activities, leaving only a skeleton staff to respond to emergencies. US government shutdown: What closes, what stays open? 2023-09-21T04:00:00Z He added he would strike a rule proposed by the Securities and Exchange Commission which would require companies to make certain ESG-related disclosures to investors. Republican hopeful DeSantis slams EVs, climate "fear" in energy speech 2023-09-20T04:00:00Z Companies that sell stock traded on the public exchange have to file paperwork each year with the Securities and Exchange Commission that requires each company’s EIN. How To Look Up A Business By Its Tax Id Number 2018-03-01T05:00:00Z The United States Securities and Exchange Commission requires Wall Street companies to report the status of their shares on their financial reports and balance sheets, which must be made available to the public. Calculating Outstanding Shares and Stock Investing Opportunities 2018-04-09T04:00:00Z Others mentioned Richard Heart, a cryptocurrency influencer facing fraud charges by the Securities and Exchange Commission, and YouTuber Logan Paul. Donald Trump Jr's X account hacked 2023-09-20T04:00:00Z Securities and Exchange Commission shows that Tilly will keep a prorated amount of stock options and performance-based restricted stocks, to be paid out up to his departure. Cboe CEO resigns over personal relationships, stock gains 3% 2023-09-19T04:00:00Z The cybersecurity violation was first discovered Aug. 14 when the company detected unauthorized activity on several IT systems, Clorox said in a Securities and Exchange Commission filing Monday. Clorox products are scarce — and will be for months. Blame cyber criminals 2023-09-19T04:00:00Z Securities and Exchange Commission, which has been cracking down on the industry. Coinbase kicks off grassroots campaign to advance US legislation 2023-09-19T04:00:00Z Mallinckrodt also disclosed in filings with the Securities and Exchange Commission last month that it recently received a grand jury subpoena from the U.S. Bankrupt drugmaker Mallinckrodt considers sale of opioid business - WSJ 2023-09-19T04:00:00Z The Securities and Exchange Commission is yet to issue its own guidance. California governor says he will sign climate bill on companies and carbon footprints 2023-09-18T04:00:00Z Securities and Exchange Commission, which said the company’s president and chief operating officer, Lee Bienstock, had been appointed the new CEO. Caught in a lie, CEO of embattled firm caring for NYC migrants resigns 2023-09-16T04:00:00Z HP stock dropped nearly 2% to sell for $27.80 Thursday in the first trading session after the stock sales were disclosed in a filing with the Securities and Exchange Commission. Warren Buffett’s company trims its investment in printer maker HP by selling 5.5 million shares 2023-09-14T04:00:00Z Securities and Exchange Commission earlier this year, arguing that the agency’s “aggressive attempts to cripple our industry and the resulting impacts on our business have real-world consequences… and this is an unfortunate example of that.” Binance.US CEO departs as crypto company cuts a third of its workforce 2023-09-13T04:00:00Z Securities and Exchange Commission could approve rules requiring public companies to disclose their direct and indirect emissions, as well as how climate risk affects their business. California lawmakers OK bills banning certain chemicals in foods and drinks 2023-09-12T04:00:00Z Securities and Exchange Commission charges that they failed to give investors key information about risks, the regulator said on Tuesday. YieldStreet to pay US penalty over investor disclosure failures 2023-09-12T04:00:00Z Securities and Exchange Commission on Tuesday said it has charged a former national office leader at audit firm Marcum LLP over quality control failures, the regulator said in a statement. US SEC charges Marcum employee over audit quality control issues 2023-09-12T04:00:00Z Ressa is still appealing to the Supreme Court against an online libel conviction, while Rappler is challenging a closure order issued by the Securities and Exchange Commission. Nobel winner Maria Ressa acquitted of tax evasion though she faces 2 more legal cases 2023-09-12T04:00:00Z Rappler is also challenging a shutdown order from the Philippine Securities and Exchange Commission for allegedly violating a constitutional prohibition against foreign investments in local media. Maria Ressa: Philippines Nobel winner acquitted in last tax evasion case 2023-09-12T04:00:00Z Securities and Exchange Commission proposed rules that would make public companies disclose their emissions, up and down the supply chain. California lawmakers approve the nation’s most sweeping emissions disclosure rules for big business 2023-09-11T04:00:00Z Securities and Exchange Commission filings showed Exor had obtained a 2.99% stake in Philips by June 30, just below the Dutch disclosure threshold. Goldman Sachs discloses short position in Philips after Dutch regulator review 2023-09-11T04:00:00Z Securities and Exchange Commission on Monday ordered nine investment advisory firms to pay a combined $850,000 in civil penalties for advertising hypothetical performance without implementing new policies required by regulators. US SEC fines 9 investment firms over marketing rule failures 2023-09-11T04:00:00Z Securities and Exchange Commission to launch the first exchange artificial intelligence-driven order type, a move that, if successful, could further increase the efficiency of an already fast-paced stock market. Nasdaq gets SEC nod for first exchange AI-driven order type 2023-09-08T04:00:00Z Discovery disclosed to the Securities and Exchange Commission that its profits for the year could be $300 million to $500 million less than previously forecast because of the work stoppages. Warner Bros. has suspended producer deals. Will it spur a breakthrough in WGA talks or deepen the conflict? 2023-09-07T04:00:00Z The Securities and Exchange Commission declined to comment, while DCG, Gemini and the other U.S. agencies did not immediately respond to Reuters requests for comment. Winklevoss claims fuel US probe of DCG crypto business - Bloomberg News 2023-09-07T04:00:00Z Prosecutors say the hackers stole employees’ usernames and passwords for two U.S.-based vendors that publicly traded companies use to make filings through the Securities and Exchange Commission. Wealthy Russian with Kremlin ties gets 9 years in prison for hacking and insider trading scheme 2023-09-07T04:00:00Z On top of the firings, Roku said it would be slowing hiring, rethinking its content portfolio and reducing office space in a filing with the Securities and Exchange Commission. Roku lays off 300 workers in latest cuts 2023-09-06T04:00:00Z Securities and Exchange Commission faces stiff objections from the investment industry, which says it may be left paying an unfairly large share of the resulting fees. US SEC approves new fee rules on market data surveillance system 2023-09-06T04:00:00Z Securities and Exchange Commission on Tuesday said it has charged five investment adviser firms for failing to meet requirements related to the safekeeping of client assets. US securities regulator charges 5 investment advisers with custody rule violations 2023-09-05T04:00:00Z Securities and Exchange Commission charges related to disclosure failures, the regulator said on Tuesday. Prime Group agrees to pay $20.5 mln to settle US SEC charges 2023-09-05T04:00:00Z Securities and Exchange Commission, arising from Musk's August 2018 post on Twitter that he had "funding secured" for a Tesla buyout. U.S. Judge approves payouts from Elon Musk's SEC settlement 2023-09-01T04:00:00Z Ford said in a filing with the Securities and Exchange Commission that the aggregate cost of replacing the cameras and updating the software was estimated to be about $270 million. Ford to replace rear cameras in new recall, take $270 mln charge 2023-09-01T04:00:00Z According to recent reports, the company and the project are under investigation by the Securities and Exchange Commission as well as the U.S. Feds might throw stones at Tesla’s purported glass house 2023-08-31T04:00:00Z Securities and Exchange Commission has also opened a civil probe, the Journal reported. Tesla faces federal probes over secret Musk house, vehicle range -WSJ 2023-08-30T04:00:00Z Securities and Exchange Commission charges over accounting and control failures that forced the hydrogen fuel cell provider to restate more than two years of financial results. Plug Power settles with SEC, wins dismissal of lawsuit 2023-08-30T04:00:00Z Securities and Exchange Commission charges over financial reporting, accounting and control failures that required a multi-year restatement. SEC fines Plug Power for reporting, accounting failures 2023-08-30T04:00:00Z Even the dominant cryptocurrency bitcoin surged more than 7% - aided by a major court ruling criticising the Securities and Exchange Commission's refusal to allow Grayscale to register an exchange-traded fund for spot bitcoin. AMERICAS Cooler labor warms markets 2023-08-30T04:00:00Z Cryptocurrencies, meanwhile, made a roaring comeback on Tuesday after a U.S. court ruled that the Securities and Exchange Commission should have approved an application from Grayscale Investments to create a spot bitcoin exchange-traded fund. ASIA Markets crackle after JOLT from the blue 2023-08-29T04:00:00Z Circuit ruled that the Securities and Exchange Commission had improperly denied an application from the asset manager, Grayscale Investments, to create a Bitcoin exchange traded fund, calling the rejection “arbitrary and capricious.” Bitcoin Jumps as Court Ruling Paves Way for Cryptocurrency E.T.F. 2023-08-29T04:00:00Z Mallinckrodt also disclosed in filings with the Securities and Exchange Commission on Monday that it recently received a grand jury subpoena from the U.S. Drugmaker Mallinckrodt files for second bankruptcy in US 2023-08-28T04:00:00Z Securities and Exchange Commission adopted a year earlier and was a key part of the case Galvin, the state's top securities regulator, filed against Robinhood. Massachusetts court rejects Robinhood's challenge to state investment advice rule 2023-08-25T04:00:00Z Earlier this year, the European Union enacted rules that would eventually require firms to disclose carbon emissions and the United States Securities and Exchange Commission and the state of California are looking at similar regulations. Study reveals how much carbon damage would cost corporations if they paid for their emissions 2023-08-24T04:00:00Z Massachusetts-based investment adviser Arjuna Capital, a regular submitter of shareholder resolutions, filed the proposal with the Securities and Exchange Commission in late July. Nike shareholders push for more reporting on pay equity 2023-08-24T04:00:00Z Securities and Exchange Commission, led by chair Gary Gensler, on Wednesday voted to overhaul private fund rules, one of several rule changes the agency has targeted at the country's funds sector. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z Securities and Exchange Commission is expected on Wednesday to finalize rules overhauling private fund disclosure requirements, banning certain fees and introducing other changes for the industry representing $20 trillion in assets. US SEC readies vote on regulatory overhaul for private funds 2023-08-23T04:00:00Z A regulatory filing with the Securities and Exchange Commission didn’t specify what changes Starboard is looking for at Bloomin’ Brands. Activist investor Starboard takes stake in Outback Steakhouse owner Bloomin’ Brands 2023-08-18T04:00:00Z Securities and Exchange Commission would approve spot bitcoin ETF applications from various asset managers, including Grayscale. Bitcoin drops to new two-month low as world markets sell off 2023-08-18T04:00:00Z Buffett disclosed the gift of 50 Class A shares of Berkshire stock in a filing with the Securities and Exchange Commission late Wednesday. Warren Buffett gives $27 million in Berkshire Hathaway stock to an unnamed charity 2023-08-17T04:00:00Z A US Securities and Exchange Commission filing published earlier this week showed that Exor had first purchased a stake of 2.99% in Philips by June 30 -- just under the reporting threshold. Goldman Sachs used derivatives to help Exor build $2.8 bln Philips stake, filings show 2023-08-17T04:00:00Z Securities and Exchange Commission for failing to disclose $28 million in liabilities to address a defect in its windows. ‘Smart Window’ maker to pay nearly $5 million fine for illegal wastewater dumping in Mississippi 2023-08-16T04:00:00Z White, the former chair of the Securities and Exchange Commission, and her team spoke with four other witnesses who corroborated the incident. Rep. Jamie Raskin urges House Oversight Committee to refer Dan Snyder to DOJ 2023-08-16T04:00:00Z Securities and Exchange Commission filed lawsuits against Binance and Coinbase, saying that the companies were in violation of the the law because they were operating as securities exchanges without registering with the agency. Coinbase gets approval to offer crypto futures to eligible US customers 2023-08-16T04:00:00Z Securities and Exchange Commission, which accused it of operating illegally because it failed to register as an exchange. Coinbase gets approval to allow crypto futures trading in US 2023-08-16T04:00:00Z Securities and Exchange Commission claiming the agency's requests for the company's communications are "overbroad" and "unduly burdensome". Binance files for protective order against SEC - court filing 2023-08-15T04:00:00Z Berkshire revealed those new investments Monday in a quarterly filing with the Securities and Exchange Commission that shows the conglomerate’s holdings as of the end of June. Warren Buffett’s firm invests in the biggest homebuilders while reducing GM stake in portfolio moves 2023-08-14T04:00:00Z Asset managers must make their so-called 13-F filings with the Securities and Exchange Commission by the end of business on August 14 and the bulk of filings will become public on Monday. Prominent investors rekindle affection for Amazon in Q2 as stock price jumps 2023-08-11T04:00:00Z Securities and Exchange Commission that the cryptocurrency exchange failed to register with the agency, according to a filing in Seattle federal court on Thursday. US mortgage delinquency rates fall to all-time low 2023-08-10T04:00:00Z Securities and Exchange Commission that the cryptocurrency exchange failed to register with the agency, according to a filing in Seattle federal court on Thursday. Bittrex to pay $24 million to settle with US securities regulator 2023-08-10T04:00:00Z Securities and Exchange Commission civil lawsuit claiming they bypassed disclosure requirements meant to protect investors in connection with Gemini Earn. Digital Currency Group seeks to end fraud case by Winklevoss twins' Gemini 2023-08-10T04:00:00Z Securities and Exchange Commission to resolve charges that it cheated Abacus investors by concealing Paulson's role, including how he made a $1 billion profit by betting that the sale of collateralized debt obligations would fail. US court rules no class action on Goldman Sachs crisis-era claims 2023-08-10T04:00:00Z Securities and Exchange Commission over the reporting of revenue from BioSteel. Canopy Growth posts smaller Q1 core loss, reiterates going concern doubts 2023-08-09T04:00:00Z The Securities and Exchange Commission said it had settled with 11 financial firms, including Wells Fargo Securities and BNP Paribas Securities Corp, over charges of not maintaining proper records, totaling $289 million in fines. U.S. regulators cite Wells Fargo, BNP Paribas, over recordkeeping 2023-08-08T04:00:00Z Securities and Exchange Commission for the listing later this month, the newspaper said. Apple and Samsung to invest in SoftBank's Arm at IPO -Nikkei 2023-08-08T04:00:00Z Securities and Exchange Commission, while pocketing about $60 million in pay. Allianz ex-manager must face US fraud charges related to $7 bln investor loss 2023-08-04T04:00:00Z Securities and Exchange Commission sued two former executives of electric vehicle company Canoo Inc on Friday over what the regulator alleges were reporting failures related to hundreds of millions of dollars of unreasonable revenue projections. SEC sues two ex-Canoo executives over reporting failures 2023-08-04T04:00:00Z Securities and Exchange Commission's lawsuit accusing the world's largest publicly traded cryptocurrency exchange of violating federal securities laws. Coinbase asks US federal judge to dismiss SEC's lawsuit 2023-08-04T04:00:00Z Securities and Exchange Commission probe of the company continues. Ohio utility that paid federal penalty says it’s now being investigated by a state commission 2023-08-02T04:00:00Z WWE said in the filing with the Securities and Exchange Commission that while government investigations into McMahon remain ongoing, no charges have been brought in them. WWE’s McMahon served with subpoena by federal agents 2023-08-02T04:00:00Z Securities and Exchange Commission, a federal judge in Manhattan ruled on Monday. Terraform Labs must face US SEC fraud allegations, judge rules 2023-07-31T04:00:00Z The Securities and Exchange Commission and the Financial Industry Regulatory Authority have been investigating whether any securities regulations were broken, according to Digital World's financial disclosure documents. Donald Trump legal issues: What charges, lawsuits and investigations does he face? 2023-06-27T04:00:00Z Securities and Exchange Commission filed a civil insider trading case against Lewis and three other defendants. British billionaire Joe Lewis surrenders on US insider trading charges 2023-07-26T04:00:00Z Securities and Exchange Commission accusing Binance of operating a "web of deception". Binance withdraws application for crypto license in Germany 2023-07-26T04:00:00Z Prosecutors also accused Mr. Lewis of conspiring to hide a roughly 20 percent stake in Mirati Therapeutics, a pharmaceutical company, through a series of shell companies and false statements to the Securities and Exchange Commission. Joe Lewis, Billionaire Owner of Tottenham Soccer Club, Charged with Insider Trading 2023-07-26T04:00:00Z Supreme Court to consider whether the Securities and Exchange Commission overstepped its authority in enforcing a consent decree that he has called a "muzzle" on his free speech. Elon Musk to appeal loss in SEC case to Supreme Court 2023-07-25T04:00:00Z Securities and Exchange Commission, a federal judge in Washington ruled on Monday in a case that could impact future cyberattack investigations. US court orders law firm Covington to name some clients for SEC probe 2023-07-24T04:00:00Z A parallel criminal suit against the firm was dropped in 2021 with no charges, while a Securities and Exchange Commission investigation into the matter is ongoing, according to the New York Times. Booz Allen to pay over $377 million to settle allegations of False Claims Act violations 2023-07-22T04:00:00Z An investigation by the Securities and Exchange Commission is continuing. Booz Allen Pays $377.5 Million to Settle Government Billing Case 2023-07-21T04:00:00Z The finding follows a 17-month investigation led by Mary Jo White, a former federal prosecutor and chairwoman of the Securities and Exchange Commission. The White House Pushes Tech Leaders To Get Tough on A.I. Safety 2023-07-21T04:00:00Z Ms. White, the former chair of the Securities and Exchange Commission, conducted a 17-month investigation in which she spoke to 44 witnesses. NFL hits Dan Snyder with $60 million fine after releasing Mary Jo White report 2023-07-20T04:00:00Z Gary Gensler, the chair of the Securities and Exchange Commission, has said that A.I. poses a risk to financial stability, and new rules will probably be needed to safeguard the system. Netflix’s Strike Defense Is Strong. It May Have Some Cracks Anyway. 2023-07-20T04:00:00Z Securities and Exchange Commission to get preapproval from a Tesla lawyer for some tweets. Tesla to hand over Musk's emails to JPMorgan in lawsuit over 2018 tweet 2023-07-19T04:00:00Z Securities and Exchange Commission is investigating private equity firm One Equity over communications with investors, the Wall Street Journal reported on Tuesday, citing people familiar with the matter. Private equity firm One Equity investigated by SEC - WSJ 2023-07-18T04:00:00Z At the time, the settlement was the largest penalty levied by the Securities and Exchange Commission against a senior executive of a public company. Angelo Mozilo, Whose Mortgage Giant Fell in Housing Bust, Dies at 84 2023-07-18T04:00:00Z Securities and Exchange Commission will also need "new thinking" to confront challenges to financial stability presented by the use of technologies such as predictive analytics and machine learning, according to Chair Gary Gensler. US SEC developing rules on AI 'conflicts of interest' 2023-07-17T04:00:00Z Securities and Exchange Commission to investigate Tesla over potential conflicts caused by Elon Musk running the company and the social media platform Twitter simultaneously. Elizabeth Warren wants SEC to investigate Tesla over Elon Musk’s dual role running Twitter 2023-07-17T04:00:00Z Securities and Exchange Commission, for example, is finalizing rules that would force more trades to clear centrally. In the Market: Small Treasury brokers seek reforms as ranks thin 2023-07-17T04:00:00Z Securities and Exchange Commission has fined Cantor Fitzgerald $1.4 million over the company's repeated failure to identify and report customers as large traders. SEC fines Cantor Fitzgerald over repeated failure to identify large traders 2023-07-14T04:00:00Z But consider the tallies that were correct just one month earlier — yet never viewed by most fund shareholders because these numbers didn’t correspond to the quarterly reporting schedule mandated by the Securities and Exchange Commission. It’s Been a Good Stretch for the Markets, but Not as Good as It Looks 2023-07-14T04:00:00Z BlackRock has been attempting to enter into the crypto space as it seeks the Securities and Exchange Commission's permission to list an exchange-traded fund that will reflect the price of bitcoin. BlackRock quarterly profit rises as more investors flock to its funds 2023-07-14T04:00:00Z For years, the Securities and Exchange Commission has argued that digital assets constitute securities, like stocks and bonds traded on Wall Street, and should be subject to the same strict regulations. Crypto Industry Secures Early Victory in Legal Battle With Regulators 2023-07-13T04:00:00Z The Securities and Exchange Commission on Thursday also sued Mashinsky and Celsius, saying they misled investors through unregistered and often fraudulent offers and sales of crypto asset securities. Founder of failed crypto lending platform Celsius Network arrested on fraud charges 2023-07-13T04:00:00Z In the crosshairs are the Securities and Exchange Commission’s proposed rules requiring publicly traded companies to report how their businesses impact the environment and steps being taken to manage climate risks. House GOP puts government-backed ESG investing in the spotlight, offers up bills to rein it in 2023-07-12T04:00:00Z Securities and Exchange Commission intends to impose other fees that will affect parts of the $5.5 trillion industry, the report said, citing person familiar with the matter. US SEC removes 'swing pricing' from money market fund overhaul plan -Bloomberg News 2023-07-12T04:00:00Z Securities and Exchange Commission and German financial watchdog BaFin launched separate investigations into whistleblower allegations that DWS marketed its funds as greener than they were. DWS' former CEO Woehrmann under investigation in greenwashing probe - source 2023-07-07T04:00:00Z President Donald Trump's media company and under regulatory investigation, has reached an agreement with the staff of the Securities and Exchange Commission, a filing showed on Monday. Trump-tied SPAC reaches agreement with SEC staff over merger 2023-07-04T04:00:00Z The Securities and Exchange Commission has been investigating whether preliminary merger discussions between the SPAC, Digital World Acquisition Corporation, and Trump Media & Technology Group, violated federal securities laws. SPAC Tied to Trump’s Media Business Says It Has a Deal With Regulators 2023-07-03T04:00:00Z Securities and Exchange Commission as a member, said a review has identified "varying degrees of vulnerability" in these four unnamed rates. Curb use of dollar Libor alternatives to Fed rate, says watchdog 2023-07-03T04:00:00Z Securities and Exchange Commission lawsuit claiming it broke the law by failing to register its business. Coinbase, facing SEC lawsuit, says regulator lacks police power over crypto 2023-06-29T04:00:00Z A new filing with the Securities and Exchange Commission shows that Berkshire bought another 2.1 million Occidental shares this week worth about $123 million. Warren Buffett’s firm buys more Occidental Petroleum and now owns more than 25% of the oil producer 2023-06-29T04:00:00Z FirstEnergy, meanwhile, faces investigation by the federal Securities and Exchange Commission and shareholder lawsuits. Former Ohio House Speaker Awaits Sentence on $60 Million Bribery Scheme 2023-06-29T04:00:00Z Securities and Exchange Commission and several investor groups during its first court appearance. EV maker Lordstown Motors begins bankruptcy embroiled in disputes 2023-06-28T04:00:00Z Securities and Exchange Commission, which expires on July 3. US banks scramble on research fees as reprieve on European rules runs out 2023-06-28T04:00:00Z Securities and Exchange Commission also has a similar probe underway, Bloomberg reported, citing two people familiar with the matter. Adani Group statements to investors draw US regulatory scrutiny, Bloomberg reports 2023-06-22T04:00:00Z Securities and Exchange Commission after about 47 million emails belonging to its retail banking group were mistakenly and permanently deleted. JPMorgan Chase is fined by SEC after mistakenly deleting 47 million emails 2023-06-22T04:00:00Z Details of how much the UK government paid out to Valneva are contained in a filing made to the United States government agency, the Securities and Exchange Commission. Scrapped Covid vaccine deal with Valneva cost UK taxpayers £358m 2023-06-21T04:00:00Z Securities and Exchange Commission and Binance have reached an agreement in court that lets the world’s largest cryptocurrency exchange continue to operate in the United States as it battles SEC fraud charges. Under court deal, Binance can continue U.S. operations as it battles SEC fraud charges 2023-06-17T04:00:00Z Securities and Exchange Commission’s fraud case against the company and its founder Do Kwon. Yen struggles before BOJ decision; hawkish ECB, soft US data dent dollar 2023-06-16T04:00:00Z Securities and Exchange Commission’s fraud case against the company and its founder Do Kwon. U.S. judge considers whether Terraform Labs' cryptocurrencies were securities 2023-06-16T04:00:00Z The Securities and Exchange Commission and the Financial Industry Regulatory Authority have been investigating whether any securities regulations were broken, according to Digital World’s financial disclosure documents. Factbox-The main legal troubles facing Donald Trump 2023-06-13T04:00:00Z Securities and Exchange Commission filed lawsuits last week against the world’s biggest cryptocurrency exchanges, Binance and Coinbase, deepening tensions between the government and a volatile industry that has been marred by scandals and market meltdowns. SEC lawsuits against cryptocurrency companies raise questions about industry’s future 2023-06-11T04:00:00Z The firm had $4.8 billion in assets under management, according to documents filed with the Securities and Exchange Commission in September 2022. Factbox: Who are Crispin Odey and the hedge fund Odey Asset Management? 2023-06-10T04:00:00Z Some of the day’s strongest action was in the cryptocurrency world after the Securities and Exchange Commission charged Coinbase with operating its trading platform as an unregistered national securities exchange, broker and clearing agency. Wall Street inches higher toward edge of bull market 2023-06-06T04:00:00Z On Tuesday, the Securities and Exchange Commission filed a long-anticipated lawsuit against Coinbase, arguing that the exchange was marketing securities without the proper registration. Crypto Firms Start Looking Abroad as U.S. Cracks Down 2023-06-07T04:00:00Z Securities and Exchange Commission Chair Gary Gensler over the agency's lawsuit against the crypto exchange, calling him an "outlier" while reassuring customers their funds were safe. Morning Bid: O Canada! Markets wary of Fed hawkish surprise 2023-06-08T04:00:00Z District Court for the District of Columbia, the Securities and Exchange Commission lawsuit lists 13 charges against the firm — including commingling and diverting customer assets to an entity Zhao owned called Sigma Chain. SEC accuses world’s largest crypto exchange of mishandling funds and misleading investors 2023-06-05T04:00:00Z Securities and Exchange Commission filed a second major lawsuit in as many days against industry giants. ASIA Nervous eyes on China trade 2023-06-06T04:00:00Z Securities and Exchange Commission on Tuesday requested a federal court put in place a temporary restraining order to freeze the U.S. assets of cryptocurrency exchange Binance. SEC files motion for restraining order to freeze Binance US assets 2023-06-06T04:00:00Z The Securities and Exchange Commission sued Coinbase on Tuesday, charging the company violated federal laws by not registering as a broker, exchange or clearing agency. SEC sues Coinbase, a cryptocurrency exchange platform, over improper registration 2023-06-06T04:00:00Z Securities and Exchange Commission sued Coinbase, accusing it of illegally operating without registration with the regulator. Crypto stocks fall after US SEC sues Coinbase over failure to register 2023-06-06T04:00:00Z The Securities and Exchange Commission said Coinbase had acted as a broker, exchange and clearing agency for investments that are subject to SEC rules, without properly registering. US sues Coinbase as crypto crackdown widens 2023-06-06T04:00:00Z The Securities and Exchange Commission is charging Coinbase with operating its crypto asset trading platform as an unregistered national securities exchange, broker, and clearing agency. SEC brings charges against cryptocurrency trading platform Coinbase 2023-06-06T04:00:00Z The Securities and Exchange Commission complaint listed 13 charges against Binance, Zhao and the operator of its purportedly independent U.S. exchange. Morning Bid: Markets level, Aussie hikes, crypto judders 2023-06-06T04:00:00Z Another proposed rule would force companies to disclose “climate risk” data to the Securities and Exchange Commission while a separate proposal would weaken oversight of Medicaid by reducing eligibility reviews. Congress to vote to save gas stoves, clamp down on Biden’s hyper-regulation 2023-06-05T04:00:00Z Securities and Exchange Commission took aim at the most powerful man in crypto. Who is Binance billionaire Changpeng Zhao? 2023-06-05T04:00:00Z District Court for the District of Columbia, the Securities and Exchange Commission lawsuit on Monday lists thirteen charges against the firm - including commingling and divert customer assets to an entity Zhao owned called Sigma Chain. Binance mishandled funds and violated securities laws, according to SEC lawsuit 2023-06-05T04:00:00Z The Securities and Exchange Commission accused the company of engaging in a "web of deception", including erecting "sham controls" so that it could continue operating in the US. US charges crypto giant Binance with 'web of deception' 2023-06-05T04:00:00Z Securities and Exchange Commission on Monday for failing to restrict U.S. customers from its platform and misleading investors about its market surveillance controls, as well as for operating an unregistered securities exchange. US SEC sues Binance, founder Zhao alleging securities law violations 2023-06-05T04:00:00Z Securities and Exchange Commission on Monday for failing to restrict U.S. customers from its platform and misleading investors about its market surveillance controls, as well as for operating an unregistered securities exchange. Analysis: Spend the recession away? Not the thrifty Germans 2023-06-05T04:00:00Z Securities and Exchange Commission to disclose all their trading activity within two business days following the transaction date. Insider buying in US regional banks at 3-year high as execs look to bolster confidence 2023-06-05T04:00:00Z Securities and Exchange Commission shows that UBS considered in December the effect of it taking over Credit Suisse, but concluded such a move was not desirable. Countdown to mega merger - how Credit Suisse wobbled and UBS rushed to rescue 2023-06-05T04:00:00Z Securities and Exchange Commission, and other remaining closing conditions, it added. UBS expects to seal Credit Suisse takeover as soon as June 12 2023-06-05T04:00:00Z Harvey Pitt, a legal wunderkind who lasted just 18 months as chairman of the Securities and Exchange Commission under President George W. Bush, died on Tuesday in Washington. Harvey Pitt, S.E.C. Chair Who Resigned Amid Scandals, Dies at 78 2023-06-02T04:00:00Z Securities and Exchange Commission announced Friday it was dismissing roughly 40 pending enforcement cases after an internal review found enforcement staff had improper access to certain memoranda meant for commission officials ruling on those matters. U.S. SEC to dismiss roughly 40 enforcement cases after internal data mishap 2023-06-02T04:00:00Z Securities and Exchange Commission, has died at the age of 78, Bloomberg Law reported on Wednesday. Former SEC Chair Harvey Pitt dies - Bloomberg Law 2023-05-31T04:00:00Z A new disclosure requirement by the Securities and Exchange Commission, called “Compensation Actually Paid,” gives some insight into how closely the fortunes of CEOs aligns with shareholder returns. How AP and Equilar calculated CEO pay 2023-05-31T04:00:00Z Securities and Exchange Commission's fraud charges for misleading investors about sales practices to inflate a performance metric, the SEC said on Tuesday. Former Wells Fargo executive agrees to settle SEC fraud charges 2023-05-30T04:00:00Z Securities and Exchange Commission also sued Paxton over alleged securities fraud related his actions on behalf of Servergy. Details of Texas AG Ken Paxton’s long-running scandals and legal battles spill out in public 2023-05-25T04:00:00Z Securities and Exchange Commission have been investigating potential manipulation by short sellers and hedge funds around the publication of negative research reports. US action on short-sellers likely in 'next few months' -DOJ official 2023-05-24T04:00:00Z A bipartisan group of two dozen U.S. representatives in May called on the Securities and Exchange Commission to halt Shein’s initial public offering until the company verifies it does not use forced labor, Reuters reported. Exclusive: Fast-fashion giant Shein plans Mexico factory - sources 2023-05-24T04:00:00Z Securities and Exchange Commission, in which the brokerage firm said it would use the proceeds for "general corporate purposes." Charles Schwab to raise $2.5 bln through debt offering 2023-05-18T04:00:00Z Securities and Exchange Commission, told investors it had less than four days to conduct due diligence given the "emergency circumstances". UBS says it was rushed into unwanted Credit Suisse rescue merger 2023-05-17T04:00:00Z California brokerage firm Red Rock Secured was charged by the Securities and Exchange Commission with a fraud scheme to peddle over-priced gold and silver coins for retirement investment plans. California brokers charged in gold, silver investment fraud 2023-05-16T04:00:00Z Berkshire’s latest filing with the Securities and Exchange Commission late Monday showed that it had bought another 2.2 million Occidental shares. Warren Buffett buys another $127 million worth of Occidental Petroleum stock 2023-05-16T04:00:00Z Securities and Exchange Commission, Japan's Financial Services Authority and regulators in Britain, Germany and France commit to applying the body's recommendations. Global securities watchdog to propose rules for cryptoassets 2023-05-16T04:00:00Z Tesla did nothing wrong in moving up the deadline, according to a decision by the Securities and Exchange Commission. Tesla Changed a Deadline for Investor Proposals, Angering Activists 2023-05-16T04:00:00Z One, if upheld by the Supreme Court, could limit the authority of the Securities and Exchange Commission to impose hefty fees and fines. 3 judges who chipped away abortion rights to hear federal abortion pill appeal 2023-05-15T04:00:00Z Berkshire provided a quarterly update on its U.S. holdings Monday in a filing with the Securities and Exchange Commission. Warren Buffett’s company recommits to Bank of America stock while dumping other banks 2023-05-15T04:00:00Z The financial markets were “on the verge of nervous prostration” awaiting the court’s ruling, as Joseph P. Kennedy, then chairman of the Securities and Exchange Commission, recounted. Column: Here's why the debt ceiling is not only stupid — it's unconstitutional 2023-05-15T04:00:00Z The settlement with the Securities and Exchange Commission required that his tweets be approved first by a Tesla attorney. Federal Appeals Court says Elon Musk must abide by SEC settlement over 2018 tweets 2023-05-15T04:00:00Z His intervention echoes calls by the American Bankers Association, a trade group, which called for the Securities and Exchange Commission to act against “market manipulation and other abusive short selling practices.” Calls to Investigate Short Sellers Intensify as Bank Crisis Deepens 2023-05-12T04:00:00Z Securities and Exchange Commission to resolve its dispute with law firm Covington & Burling over the agency's demand for the names of 300 clients affected by a cyberattack on the firm. SEC, Covington dig in their heels as judge weighs US demand for client names 2023-05-10T04:00:00Z A related civil complaint filed by the Securities and Exchange Commission referenced the Hindenburg report. Carl Icahn’s Firm Faces Federal Inquiry 2023-05-10T04:00:00Z Securities and Exchange Commission chair Gary Gensler and California regulators have said they are watching for any potential misconduct. U.S. prosecutors look at short selling in bank shares - source 2023-05-10T04:00:00Z Securities and Exchange Commission's deadline for reporting its quarterly results, the bankrupt parent of Silicon Valley Bank disclosed in a filing on Tuesday. Tesla says its Texas factory hits output of 5,000 Model Ys per week 2023-05-09T04:00:00Z Securities and Exchange Commission's deadline for reporting its quarterly results, the bankrupt parent of Silicon Valley Bank disclosed in a filing on Tuesday. Singapore bank OCBC posts record Q1 profit, beat expectations 2023-05-09T04:00:00Z Securities and Exchange Commission's deadline for its quarterly report for the three months ended March 31, the bankrupt parent of Silicon Valley Bank disclosed in a filing on Tuesday. SVB Financial Group's quarterly results filing will be delayed 2023-05-09T04:00:00Z The company had 1,992 full-time employees as of February 21, according to Securities and Exchange Commission filings. COVID-19 vaccine maker Novavax to chop workforce, expenses 2023-05-09T04:00:00Z The bankruptcy, which the company said doesn’t impact its non-US operations, comes less than a month after the US Securities and Exchange Commission accused the crypto platform of having flouted securities rules for years. Bittrex seeks bankruptcy after shuttering US crypto platform 2023-05-08T04:00:00Z A whistleblower was awarded nearly $279 million by the Securities and Exchange Commission Friday, the largest amount ever given to a whistleblower. Securities and Exchange Commission awards record $279 million to whistleblower 2023-05-05T04:00:00Z Securities and Exchange Commission is focused on identifying and prosecuting any form of misconduct that might threaten investors, capital formation or markets more broadly, SEC Chair Gary Gensler told Reuters on Thursday. U.S. SEC says focused on prosecuting misconduct that might threaten investors, markets 2023-05-04T04:00:00Z Securities and Exchange Commission is "not currently contemplating" a short-selling ban, an agency official told Reuters on Wednesday, as worries over bank soundness hit share prices. Short sellers reap $378.9 mln from losses in PacWest, two other bank stocks - Ortex 2023-05-04T04:00:00Z Securities and Exchange Commission on Wednesday adopted new disclosure rules for hedge fund and private equity fund advisors aimed at increasing transparency, competition, and efficiency in the $25-trillion marketplace. U.S. SEC adopts new rules around private fund disclosures, share buybacks 2023-05-03T04:00:00Z That is expected to change when the Securities and Exchange Commission finalizes rules it proposed in March of last year. Biden’s push to disclose climate risks hits wall of industry resistance 2023-05-02T04:00:00Z Securities and Exchange Commission will decide on Wednesday whether to adopt new rules for advisors to hedge funds and private equity funds aimed at increasing transparency, competition, and efficiency in the $25-trillion marketplace. U.S. SEC to vote on boosting disclosures by private funds, hedge funds 2023-05-02T04:00:00Z The Justice Department and the Securities and Exchange Commission also are investigating. Fed says it must strengthen banking rules after SVB’s collapse 2023-04-28T04:00:00Z Securities and Exchange Commission has said hedge funds and other parts of the shadow banking system should face greater scrutiny after the upheaval in Treasuries. World's biggest bond markets left picking up the pieces after March mayhem 2023-04-28T04:00:00Z Securities and Exchange Commission on Wednesday adopted new disclosure rules for hedge fund and private equity fund advisors aimed at increasing transparency, competition, and efficiency in the $25-trillion marketplace. U.S. SEC adopts new rules around private fund disclosures, share buybacks 2023-05-03T04:00:00Z Securities and Exchange Commission that it has not broken any securities laws in its formal response to a legal threat received from the regulator, the firm said on Thursday. 'Coinbase does not list securities,' company tells U.S. regulator 2023-04-27T04:00:00Z Justice Department prosecutors are investigating the exchange for money laundering violations, as the Securities and Exchange Commission is looking into the company’s business practices. Binance Faces Mounting Pressure as U.S. Crypto Crackdown Intensifies 2023-04-26T04:00:00Z Securities and Exchange Commission to create new rules for digital assets, the company said in a blog post, in the latest escalation of the cryptocurrency exchange’s tensions with the securities regulator. Coinbase files legal challenge to push SEC to write rules on crypto 2023-04-25T04:00:00Z Some top U.S. technology companies are forcing workers to sign allegedly illegal labor agreements, according to complaints filed with the Securities and Exchange Commission, despite years of enforcement by the agency against the practice. Tech firms try to muzzle workers with NDAs, SEC tipsters say 2023-04-24T04:00:00Z The group has also called attention to communications between Freeman and a colleague, John Coates, who was preparing to work for the Securities and Exchange Commission. Fallout from Willow oil project lands hard on Harvard climate expert 2023-04-22T04:00:00Z The chair of the Securities and Exchange Commission, was hammered by Republicans over the agency’s handling of the cryptocurrency industry, in an appearance before the House Financial Services Committee. Are Text Messages the New Social Media? One Start-Up Thinks So. 2023-04-22T04:00:00Z Paramount and the investors agreed to the settlement reached on April 18, according to a Securities and Exchange Commission filing published on Friday. Paramount agrees to settle Viacom-CBS merger investor lawsuit 2023-04-22T04:00:00Z The Securities and Exchange Commission, which regulates money market funds, has already tightened its rules twice, and it is proposing additional changes. The Fabulous Yields, and Lurking Risks, of Money Market Funds 2023-04-21T04:00:00Z In a recent Securities and Exchange Commission filing, the carrier said nearly half of customers affected have since booked or flown with the airline. Southwest Airlines resumes departures after tech problem grounds flights 2023-04-18T04:00:00Z Securities and Exchange Commission charged Bittrex and a former Amazon engineer who co-founded it with running an unregistered trading operation for securities based on cryptocurrency assets. Seattle crypto exchange Bittrex becomes a poster child in U.S. crackdown 2023-04-18T04:00:00Z Securities and Exchange Commission charges related to misstatements, as well as disclosure and record-keeping failures. Betterment agrees to pay $9 mln to settle U.S. SEC charges 2023-04-18T04:00:00Z Securities and Exchange Commission threatened to sue Coinbase over certain products. Crypto firms will develop 'offshore' without clear US rules, Coinbase chief says 2023-04-18T04:00:00Z The Supreme Court on Friday made it less daunting to challenge the regulatory power of federal agencies, easing the way for constitutional challenges of both the Securities and Exchange Commission and the Federal Trade Commission. Supreme Court makes it easier to challenge structure of federal agencies 2023-04-14T04:00:00Z The deal is now in doubt amid investigations by the Justice Department and the Securities and Exchange Commission, which have delayed its closing. Trump-backed SPAC Digital World names new CFO 2023-04-13T04:00:00Z Securities and Exchange Commission, will eventually cut SoftBank's stake in the Chinese e-commerce group to just 3.8%, according to the report. SoftBank to sell nearly all its stake in Alibaba - FT 2023-04-12T04:00:00Z That disclosure with the Securities and Exchange Commission prompted some speculation that Buffett’s company may invest more in Japan. Warren Buffett’s firm ups stakes in Japanese trading houses 2023-04-11T04:00:00Z Tupperware revealed in a Securities and Exchange Commission filing Friday its doubts that it can keep operating, given the state of the company’s finances. Cash-strapped Tupperware might pack it in 2023-04-11T04:00:00Z Last year, the Securities and Exchange Commission began investigating Elon Musk’s purchases of Twitter shares and whether they were properly disclosed. Justice Department Recently Looked Into Twitter, Lawsuit Says 2023-04-10T04:00:00Z Securities and Exchange Commission listing four Tesla proposals and one from a shareholder regarding reporting on key-person risk. Tesla nominates former CTO JB Straubel to board 2023-04-06T04:00:00Z Securities and Exchange Commission for compliance failures in handling non-public information. McKinsey denies media report on shutting down restructuring business 2023-04-04T04:00:00Z The Securities and Exchange Commission filed its own complaint today as well. Charlie Javice Is Charged With Defrauding JPMorgan Chase of $175 Million 2023-04-04T04:00:00Z The Securities and Exchange Commission, for example, is planning to require enhanced disclosures by private companies on the topic of climate risks. Critics of corporate diversity efforts emerge, even as initiatives falter 2023-04-01T04:00:00Z Securities and Exchange Commission for failing to disclose foreign exchange fees to clients. Merrill Lynch agrees to pay over $9.5 mln to settle SEC charges over fee disclosures 2023-04-03T04:00:00Z But it is not clear that the investigations by the Securities and Exchange Commission and federal prosecutors in Manhattan will be completed in time to permit the S.E.C. to approve the merger as required. SPAC Tied to Trump Media Rushes to Complete Deal 2023-04-02T04:00:00Z The California company will lay off 675 employees, or 85% of its workforce, it said in a regulatory filing to the Securities and Exchange Commission on Thursday. Virgin Orbit aborts operations, axes 85% of its employees after failing to secure more funding 2023-03-31T04:00:00Z Due to a regulatory anomaly, executives at banks that do not have holding companies file transaction forms with the banking regulator instead of the Securities and Exchange Commission. Exclusive: Massachusetts regulator probes First Republic insiders' stock sales 2023-03-30T04:00:00Z The group also called for expanding Federal Reserve supervision to all banks with more than $100 billion in assets and curbing incentive-based compensation arrangements at financial firms through new Securities and Exchange Commission rules. Airline, banking and rail oversight top U.S. progressives' wish list for Biden 2023-03-30T04:00:00Z In February, money market funds contained net assets worth $5.3 trillion, according to the Securities and Exchange Commission. Yellen seeking more regulation in aftermath of bank collapse 2023-03-30T04:00:00Z Securities and Exchange Commission for what they said was hasty rulemaking. US lawmakers press Wall St regulator over coming climate rule 2023-03-29T04:00:00Z Berkshire Hathaway disclosed its latest purchases of 3.67 million shares in a filing with the Securities and Exchange Commission late Monday. Buffett’s company owns nearly 24% of Occidental Petroleum 2023-03-28T04:00:00Z The day before Kwon’s arrest, the Securities and Exchange Commission filed a complaint against eight celebrities, accusing them of failing to disclose their compensation for the promotions. U.S. targets world’s biggest crypto market with charges against Binance 2023-03-27T04:00:00Z Securities and Exchange Commission filing on Monday night. Berkshire Hathaway stake in Occidental Petroleum rises to 23.6% 2023-03-27T04:00:00Z The league hired White, the former chair of the Securities and Exchange Commission, in February 2022 as new misconduct allegations were being made against Snyder and the team. Dan Snyder refusing to participate in NFL, Mary Jo White probe 2023-03-27T04:00:00Z White, a former U.S. attorney for the Southern District of New York and the former chair of the Securities and Exchange Commission, has been investigating Snyder and the team since February 2022. Daniel Snyder has declined to be interviewed in NFL’s investigation 2023-03-26T04:00:00Z On Wall Street, shares of Coinbase Global fell 14.1% after the cryptocurrency trading platform said it had been warned by the Securities and Exchange Commission that it could face charges of violating U.S. securities laws. Stocks tick higher after another dizzying day on Wall Street 2023-03-23T04:00:00Z The votes will be announced within four days through a filing with the Securities and Exchange Commission. Starbucks CEO focuses on new role, avoids labor issues in investor call 2023-03-23T04:00:00Z The Securities and Exchange Commission announced charges on Wednesday against a prominent cryptocurrency entrepreneur and a group of celebrities who promoted his ventures, including the actress Lindsay Lohan. Crypto Entrepreneur and Celebrity Promoters Face S.E.C. Charges 2023-03-22T04:00:00Z Securities and Exchange Commission by May 1, much later than the March 30 deadline. Republic First Bancorp expects to file annual report after deadline 2023-03-24T04:00:00Z In February, the Securities and Exchange Commission charged him with orchestrating a multi-billion-dollar securities fraud. A Crypto Fugitive’s Very Public Life While on the Run 2023-03-24T04:00:00Z Outside of Congress, the Securities and Exchange Commission, an independent federal agency that protects investors from financial fraud and manipulation, has proposed such a policy. The IPCC says we need to phase down fossil fuels, fast. Here’s how the US could do it 2023-03-24T04:00:00Z The Securities and Exchange Commission has charged several celebrities and an investor with being involved in a cryptocurrency scam. SEC charges eight celebrities in cryptocurrency scam 2023-03-23T04:00:00Z Securities and Exchange Commission threatened to sue the crypto exchange over certain products. Hyundai, Kia warn 570,000 U.S. owners to park outside until recalls completed 2023-03-23T04:00:00Z Securities and Exchange Commission is due to issue possibly as early as next month. Franklin Templeton, Akamai join anti-anti-ESG effort 2023-03-23T04:00:00Z Shares of Coinbase tumbled 15% Thursday after the cryptocurrency trading platform received a warning from the Securities and Exchange Commission that it could face securities charges. Coinbase tumbles after SEC warns of securities violations 2023-03-23T04:00:00Z Securities and Exchange Commission filed a civil lawsuit against Kwon and Terraform Labs in Manhattan federal court, accusing them of defrauding investors in what the regulator deemed a multibillion-dollar scheme. Montenegro police arrest suspected former CEO of Terraform labs - interior minister 2023-03-23T04:00:00Z Securities and Exchange Commission on Thursday issued an investor alert urging caution around crypto asset securities, warning that firms offering crypto investments may not be complying with U.S. laws. US SEC warns investors about risks of purchasing crypto asset securities 2023-03-23T04:00:00Z The bank also confirmed borrowings from the Federal Reserve ranging from $20 billion to $109 billion, according to a filing with the Securities and Exchange Commission. First Republic rescue may hinge on government action 2023-03-22T04:00:00Z Securities and Exchange Commission lawsuits over crypto promotion put a dampener on digital assets. Dollar slips as Fed outlook shifts 2023-03-23T04:00:00Z Securities and Exchange Commission, which could result in the regulator bringing enforcement action against the cryptocurrency exchange. Fed's Powell: SVB management 'failed badly,' need changes to bank oversight 2023-03-22T04:00:00Z Securities and Exchange Commission, which could result in the regulator bringing enforcement action against the cryptocurrency exchange. Bank deposits have stabilized in last week, Powell says 2023-03-22T04:00:00Z Securities and Exchange Commission, which could result in the regulator bringing enforcement action against the cryptocurrency exchange. Yellen says US banks shoring up liquidity to guard against runs 2023-03-22T04:00:00Z Securities and Exchange Commission, which could result in the regulator bringing enforcement action against the cryptocurrency exchange. Coinbase issued Wells notice by SEC 2023-03-22T04:00:00Z Securities and Exchange Commission, which could result in the regulator bringing enforcement action against the cryptocurrency exchange. US not considering 'blanket insurance' for bank deposits, Yellen says 2023-03-22T04:00:00Z Securities and Exchange Commission on Wednesday sued Chinese cryptocurrency entrepreneur Justin Sun, accusing him and other defendants of illegally selling crypto securities and scheming to artificially inflate trading volume in crypto assets. SEC sues Tron founder Justin Sun, celebrities over crypto sales 2023-03-22T04:00:00Z Department of Justice and the Securities and Exchange Commission - are probing SVB. US Senate Banking Committee to hold hearings on Silicon Valley Bank collapse 2023-03-21T04:00:00Z The Justice Department and the Securities and Exchange Commission have started investigations. Army of lobbyists helped water down banking regulations 2023-03-20T04:00:00Z Shipping batteries to Mexico would save the company 25 percent in recycling costs, according to a filing by Clarios with the Securities and Exchange Commission. Americans’ Old Car Batteries are Making Mexican Workers Sick 2023-03-20T04:00:00Z The bank had clear risk-control flaws and disclosed losses on its books, right there in its Securities and Exchange Commission filings. Regulatory failure 101: What the collapse of Silicon Valley Bank reveals 2023-03-17T04:00:00Z WeWork said it had notified the Securities and Exchange Commission that it would be late in filing its annual report because of its debt deal. WeWork Reaches a Debt Restructuring Deal With SoftBank 2023-03-17T04:00:00Z Two days later, Syneos disclosed that the Securities and Exchange Commission was investigating its accounting practices. Wealthy executives make millions trading competitors’ stock with remarkable timing 2023-03-17T04:00:00Z The Justice Department and the Securities and Exchange Commission are investigating the bank’s collapse. Yellen tells Congress that U.S. banking system still ‘sound’ after collapse of Silicon Valley Bank 2023-03-16T04:00:00Z The Justice Department and the Securities and Exchange Commission have launched investigations into the collapse of Silicon Valley Bank, two people familiar with the matter told The Associated Press on Wednesday. Justice Dept, SEC probing collapse of Silicon Valley Bank 2023-03-15T04:00:00Z The Justice Department and the Securities and Exchange Commission have since launched investigations into the Silicon Valley Bank collapse. Yellen to tell Congress US banking system ‘remains sound’ 2023-03-16T04:00:00Z Credit Suisse delayed its annual report last week at the behest of the Securities and Exchange Commission. Opinion | Forget too big to fail. Credit Suisse is too troubled to fix. 2023-03-15T04:00:00Z Securities and Exchange Commission asked for more information last week about past cash flow statements. Credit Suisse to borrow up to $53.7 billion from Swiss central bank 2023-03-15T04:00:00Z The Securities and Exchange Commission is also pursing litigation against Ms. Tolstedt for misleading investors about the bank’s sales tactics and financial health. Former Wells Fargo Executive to Plead Guilty in Sham Accounts Scandal 2023-03-15T04:00:00Z The Justice Department and the Securities and Exchange Commission are investigating SVB’s downfall, including stock sales by its top executives. Silicon Valley Bank’s woke agenda thrived while managers ignored investment risks 2023-03-15T04:00:00Z The Securities and Exchange Commission also brought civil charges against Guo on Wednesday, saying in a Manhattan federal court filing that Guo led others in committing multiple frauds since April 2020. Chinese businessman arrested in $1 billion fraud conspiracy 2023-03-15T04:00:00Z That discovery came after queries by the Securities and Exchange Commission, which forced the company to delay publication of its annual report. Credit Suisse Shares Slide After Shareholder Rules Out More Support 2023-03-15T04:00:00Z The Justice Department and the Securities and Exchange Commission reportedly opened investigations into the collapse of Silicon Valley Bank. Bank Runs, Crypto Concerns and Takeovers: A Timeline of the Panic 2023-03-15T04:00:00Z The Justice Department and Securities and Exchange Commission are investigating Silicon Valley Bank’s collapse and the actions of its senior executives. Bank stocks rebound, but crisis makes the Fed’s next move harder 2023-03-14T04:00:00Z Securities and Exchange Commission asked that it do a better job. Berkshire Hathaway to beef up risk disclosures following SEC request 2023-03-15T04:00:00Z The Securities and Exchange Commission has launched a parallel investigation, according to the Wall Street Journal, which first reported the probes. U.S. prosecutors probing collapse of Silicon Valley Bank -source 2023-03-14T04:00:00Z The Justice Department and the Securities and Exchange Commission are investigating the collapse of Silicon Valley Bank after the lender was taken over by regulators, according to a report. Justice Department, SEC investigating failure of Silicon Valley Bank 2023-03-14T04:00:00Z Andrew Calamari, a lawyer for Finn Dixon & Herling and a former director of the New York office of the Securities and Exchange Commission, said insider sales were an obvious issue for prosecutors to investigate. U.S. Is Said to Open Investigation Into Silicon Valley Bank Collapse 2023-03-14T04:00:00Z Mr. Kelleher said the Department of Justice and the Securities and Exchange Commission should be looking into potential wrongdoing by Silicon Valley Bank’s executives. Was This a Bailout? Skeptics Descend on Silicon Valley Bank Response. 2023-03-13T04:00:00Z Securities and Exchange Commission filing on Friday that roughly $487 million, or 26 percent, of its $1.9 billion in cash was tied up with Silicon Valley Bank. Roku, Roblox and Other Companies Used Silicon Valley Bank 2023-03-13T04:00:00Z Last week it announced it was delaying the publication of its annual report following a call from the United States Securities and Exchange Commission, which raised questions about its earlier financial statement. Credit Suisse shares reach new record low 2023-03-13T04:00:00Z Start with billionaire hedge-fund operator Bill Ackman, who has advocated for self-regulation by the cryptocurrency sector and has pushed back against efforts by the Securities and Exchange Commission to regulate one of his investment funds. Column: With demands for a bank bailout, Silicon Valley shows its 'small government' mantra was just a pose 2023-03-12T05:00:00Z Blackbaud Inc., which sells donor data management software to nonprofits, agreed Thursday to pay the Securities and Exchange Commission $3 million in a settlement regarding disclosures of a 2020 ransomware attack. Data management company to pay $3 million in settlement with feds over 2020 ransomware disclosures 2023-03-11T05:00:00Z Securities and Exchange Commission in its proposed revamp of stock trading. Main Street investors pressure SEC, confront Wall Street on stock plan 2023-03-10T05:00:00Z The Securities and Exchange Commission's five members are due to vote March 15 on issuing three new proposals, according to the agency's website. Wall Street regulator to unveil new cybersecurity, customer data rules 2023-03-09T05:00:00Z The Securities and Exchange Commission also probed whether Mr. Musk’s purchases of Twitter stock had been properly disclosed. F.T.C. Intensifies Investigation of Twitter’s Privacy Practices 2023-03-07T05:00:00Z Securities and Exchange Commission is due to release a new rule on companies' climate-related disclosures. Yellen warns climate change could trigger asset value losses, harming US economy 2023-03-07T05:00:00Z Securities and Exchange Commission to withdraw two recently proposed rules aimed at revamping how stocks trade. Wall Street pushes back against SEC stock market reforms 2023-03-06T05:00:00Z The Securities and Exchange Commission has proposed rules that would provide more clarity, requiring a fund that labels itself E.S.G. to meet basic thresholds. On Wall St., ‘Socially Responsible’ Is Common Sense. In Congress, It’s Political. 2023-03-04T05:00:00Z Securities and Exchange Commission, a civil regulator, over whether employees' use of such channels for discussing deals and other work-related communications have broken record-keeping rules. US Justice Dept to take on corporate policies for personal devices, messaging apps 2023-03-03T05:00:00Z As the Securities and Exchange Commission considers a new rule that would require corporations to disclose their carbon emissions, industry groups and Republican lawmakers have been pushing to limit its scope. How Environmentally Conscious Investing Became a Target of Conservatives 2023-02-28T05:00:00Z Instead, it did so in a filing with the Securities and Exchange Commission on Tuesday. Dish Network still reeling from week-old ransomware attack 2023-03-01T05:00:00Z "The Company is currently analyzing certain regulatory and other inquiries and investigations that are pending with respect to the Company," Silvergate wrote in a filing to the Securities and Exchange Commission on Wednesday. Silvergate slumps 28% after delaying annual report, warning about viability 2023-03-02T05:00:00Z As You Sow focuses on the say-on-pay votes by large institutional investors, which have to disclose their votes in public filings to the Securities and Exchange Commission. Column: While workers struggled during the pandemic, CEO pay went up, up, up 2023-03-01T05:00:00Z The Securities and Exchange Commission and the Federal Trade Commission are now investigating Abbott’s power in the market. Opinion | 106 lawmakers want to prevent another formula shortage. Here’s how. 2023-02-27T05:00:00Z Securities and Exchange Commission related to listings of cryptocurrencies. Robinhood says SEC issued subpoena related to crypto operations 2023-02-27T05:00:00Z The conservative justices in those cases appeared inclined to make it easier to challenge the regulatory power of agencies in disputes involving the Federal Trade Commission and the Securities and Exchange Commission. U.S. Supreme Court to hear fight over consumer watchdog agency's funding 2023-02-27T05:00:00Z That was meant to match up with his Banking Committee work, overseeing the funding of the Treasury Department and the Securities and Exchange Commission, among other agencies focused on Wall Street. Analysis | Tennessee senator gloms onto D.C. crime to force a vote 2023-02-25T05:00:00Z Securities and Exchange Commission investigation into record keeping of electronic communications of its investment advisers, according to a filing on Friday. BlackRock cooperating with SEC probe of investment advisers' communications 2023-02-25T05:00:00Z Securities and Exchange Commission filed a civil complaint against Lindberg, an associate and their investment advisory firm of defrauding clients out of over $75 million through complex schemes involving undisclosed transactions. N. Carolina magnate accused of scheme to skim company funds 2023-02-24T05:00:00Z The US Department of Justice and the Securities and Exchange Commission have also launched probes into the company. Ozy Media founder Carlos Watson arrested for fraud scheme 2023-02-23T05:00:00Z Securities and Exchange Commission adopted in November, will put shareholders at increased risk of loss, encouraging political activism and raising administrative costs, according to the office of Utah's attorney general. Utah, other states sue Wall Street regulator over new proxy rule 2023-02-23T05:00:00Z Republicans in Congress are demanding records and information from the Securities and Exchange Commission regarding the agency’s proposed rule that public companies disclose climate risks and their impact on carbon emissions for investors. Republicans target SEC climate disclosure rule in war against ESG investing 2023-02-23T05:00:00Z The Justice Department and the Securities and Exchange Commission later opened investigations into Ozy. Ozy Media’s Founder, Carlos Watson, Arrested on Fraud Charges 2023-02-23T05:00:00Z The Securities and Exchange Commission is under pressure from various interests as it considers corporate ESG reporting requirements, for instance. Opinion | ESG investing is a culture-war battle that both sides might lose 2023-02-20T05:00:00Z The church and Ensign Peak Advisors will collectively pay $5 million to resolve the allegations, according to the Securities and Exchange Commission. Mormon Church, investment arm to pay $5 million to resolve SEC case 2023-02-21T05:00:00Z The United States Securities and Exchange Commission and the United States Commodity Futures Trading Commission have undertaken the probes, the fourth-largest U.S. bank disclosed in a filing. U.S. probes Wells Fargo's retention of employee communications 2023-02-22T05:00:00Z Securities and Exchange Commission after the regulator told the company it should have registered the token as a security, according to an internal email from Paxos' chief executive officer. Paxos in discussions with U.S. SEC over Binance stablecoin- internal email 2023-02-21T05:00:00Z Last week, for example, the Securities and Exchange Commission proposed a rule that would limit asset managers’ ability to put customers’ money into crypto assets, among other restrictions. The Week in Business: A Chatbot Yearns for Existence 2023-02-19T05:00:00Z Securities and Exchange Commission said Pierce promoted crypto tokens sold by EthereumMax on social media without disclosing he was paid to do so, and made misleading statements about the product. NBA Hall-of-Famer Pierce to pay $1.4 mln over crypto promotion, SEC says 2023-02-17T05:00:00Z The Securities and Exchange Commission has also informed Paxos that it may face an SEC lawsuit for selling unregistered securities — the crypto tokens. Column: The government crackdown on crypto is well underway. Get out while you can 2023-02-17T05:00:00Z In a filing with the Securities and Exchange Commission, New Vista announced that it “will liquidate and dissolve.” Former CEO Muilenburg’s venture after Boeing fails 2023-02-16T05:00:00Z Securities and Exchange Commission after the firm disclosed that the regulator told the company it should have registered the token as a security, according to an internal email from Paxos' chief executive officer. Paxos in discussions with U.S. SEC over Binance stablecoin- internal email 2023-02-21T05:00:00Z Securities and Exchange Commission told the company it should have registered the product as a security and is considering taking action against the platform. Bitcoin hits six-month high as investors warm to risk 2023-02-16T05:00:00Z And the Securities and Exchange Commission proposed a new “custody” rule on Wednesday that would, among other things, limit asset managers’ ability to put customer money into crypto assets. Defying the Gloom, Bitcoin Stages a Comeback 2023-02-16T05:00:00Z Securities and Exchange Commission that new proposed rules aimed at better preparing open-end funds to weather distressed market conditions would harm investors saving for retirement. Fund industry says proposed U.S. SEC rules would harm retirement savers 2023-02-16T05:00:00Z The document lodged with the US Securities and Exchange Commission showed the donation was made between August and December last year. Elon Musk donates almost $2bn of Tesla shares to charity 2023-02-15T05:00:00Z Securities and Exchange Commission on Tuesday, arguing the agency overstepped by asking it to identify clients affected by a 2020 cyberattack on the firm. SEC demand for client names is an 'assault,' law firm Covington says 2023-02-15T05:00:00Z Berkshire Hathaway Inc. revealed several changes to its stock portfolio in documents filed with the Securities and Exchange Commission Tuesday. Buffett’s firm buys Apple, slashes chipmaker and bank stakes 2023-02-14T05:00:00Z Scott wasted little time going after Gary Gensler, the chairman of the Securities and Exchange Commission. 'Financial criminals love crypto' and other takeaways from a Senate hearing on cryptocurrency 2023-02-14T05:00:00Z Prosecutors say hackers stole employees’ usernames and passwords for two U.S.-based vendors that publicly traded companies use to make filings through the Securities and Exchange Commission. Russian businessman guilty in hacking, insider trade scheme 2023-02-14T05:00:00Z District Judge Kevin Castel in Manhattan granted a Justice Department motion to stay the lawsuits filed by the Securities and Exchange Commission and the Commodity Futures Trading Commission. U.S. judge puts SEC, CFTC cases against FTX's Sam Bankman-Fried on hold 2023-02-13T05:00:00Z Kushner's firm structured those funds in such a way that it did not have to disclose the source, according to previously unreported details of Securities and Exchange Commission forms reviewed by The Washington Post. GOP use Hunter Biden to distract from Jared Kushner 2023-02-13T05:00:00Z Kushner’s firm structured those funds in such a way that it did not have to disclose the source, according to previously unreported details of Securities and Exchange Commission forms reviewed by The Washington Post. After helping prince’s rise, Trump and Kushner benefit from Saudi funds 2023-02-12T05:00:00Z Securities and Exchange Commission charges that it failed to register the program, the agency said on Thursday, in a move that could cause headaches for platforms with similar offerings. Meta delays setting team budgets as Facebook parent plans fresh round of layoffs, Financial Times reports 2023-02-11T05:00:00Z The Securities and Exchange Commission is also investigating Harbor City Capital, the Florida investment firm where Santos previously worked that the SEC has called a “classic Ponzi scheme.” Amish country farmers say George Santos took puppies, left bad checks 2023-02-10T05:00:00Z Securities and Exchange Commission from his business partners in May 2022, he must first post on Truth Social and then wait six hours before publishing on other social media platforms with few exceptions. Meta restores Trump’s access to Facebook, Instagram following ban after Jan. 6 riot 2023-02-09T05:00:00Z Securities and Exchange Commission for the sale of unregistered securities, according to a Bloomberg report. Crypto exchange Kraken under scrutiny for sale of unregistered securities- Bloomberg 2023-02-08T05:00:00Z Securities and Exchange Commission, accusing Shell of misleading shareholders by including natural gas investments in the category of “Renewables and Energy Solutions” in its annual report. BP dials back climate pledge amid soaring oil profits 2023-02-07T05:00:00Z In 2020, Hertz tried to sell shares after filing for bankruptcy, but the Securities and Exchange Commission squashed those efforts. Investment Firm Backs Bed Bath & Beyond’s Stock Offering 2023-02-07T05:00:00Z Separately, prosecutors on Tuesday asked another judge to put on hold Securities and Exchange Commission and Commodity Futures Trading Commission civil lawsuits against Bankman-Fried until the criminal case ended. U.S. judge rejects new bail conditions for FTX founder Bankman-Fried 2023-02-07T05:00:00Z At the same time, however, the chamber announced plans to sue the Securities and Exchange Commission over a climate change disclosure rule. McCarthy, Scalise have no plans to meet with Chamber of Commerce 2023-02-07T05:00:00Z Securities and Exchange Commission for the sale of unregistered securities, according to a Bloomberg report. Crypto exchange Kraken under scrutiny for sale of unregistered securities- Bloomberg 2023-02-08T05:00:00Z In November, Mr. Farnsworth was indicted by the Securities and Exchange Commission on charges of defrauding investors. National Enquirer, Scandal-Plagued Tabloid, to Be Sold 2023-02-06T05:00:00Z Mr. Musk has already paid $40 million in fines to the Securities and Exchange Commission in a settlement over charges of securities fraud related to that tweet. The Week in Business: The Fed Slows Down 2023-02-05T05:00:00Z I thought about the discussion with my daughters as I read about an alleged $500 million Ponzi scheme that, according to the Securities and Exchange Commission, preyed on Mormons. Advice | Friend or fraud: Seven ways to spot a Ponzi scheme, and other scams 2023-02-03T05:00:00Z The Securities and Exchange Commission sued Musk that September for allegedly lying to investors when he declared “Funding secured.” Elon Musk found not liable in federal trial over ‘Funding secured’ tweet 2023-02-03T05:00:00Z Securities and Exchange Commission civil charges under a consent agreement that Musk has fought unsuccessfully to lift. Billionaire Musk likely to 'double down' on tweets after court victory 2023-02-04T05:00:00Z In 2018, Mr. Musk and Tesla settled a separate lawsuit with the Securities and Exchange Commission about his plan to take Tesla private. Investor Lawsuit Against Elon Musk and Tesla Goes to a Jury 2023-02-03T05:00:00Z Securities and Exchange Commission disclosing its pay for top executives in the prior year. “We’re still gonna say no”: UnitedHealthcare’s effort to deny coverage to chronically ill patient 2023-02-02T05:00:00Z Securities and Exchange Commission, had wrongly besmirched Hindenburg’s “well-deserved reputation for thoroughness, precision and accuracy.” Column: Column: Adani Group threatens, but Hindenburg Research rarely sued in U.S. 2023-02-02T05:00:00Z Securities and Exchange Commission has asked some major hedge funds to review certain employees' personal mobile phones for evidence of business dealings on unapproved channels, Bloomberg News reported on Thursday. SEC asks big hedge funds for employee phone review - Bloomberg News 2023-02-02T05:00:00Z The group asked the Securities and Exchange Commission to investigate whether Shell broke securities laws and misled investors about the extent of its renewable energy investments. Shell profit doubles to record as war drives up energy costs 2023-02-02T05:00:00Z There is “substantial doubt about the company’s ability to continue,” the retailer said in a filing with the Securities and Exchange Commission. 11 more Bed Bath and Beyond stores in California slated for closure 2023-02-01T05:00:00Z Securities and Exchange Commission rules about corporate disclosures. Musk did not need Tesla board to review buyout tweets, directors testify 2023-02-01T05:00:00Z After the Securities and Exchange Commission alleged Musk’s tweets were misleading, he and Tesla reached a $40 million settlement in September 2018 without acknowledging wrongdoing. Ex-aide says Elon Musk had ‘handshake deal’ for Tesla buyout 2023-02-01T05:00:00Z The Securities and Exchange Commission also soon issued subpoenas to Nikola’s directors. What is Hindenburg Research, firm accusing Adani of fraud? 2023-02-01T05:00:00Z Tesla said in an annual report dated Monday and filed with the Securities and Exchange Commission that it had received requests from the Justice Department “for documents related to Tesla’s Autopilot and F.S.D. features.” Tesla’s Self-Driving Technology Comes Under Justice Dept. Scrutiny 2023-01-31T05:00:00Z Securities and Exchange Commission deadline the previous March to disclose he had bought 5% of its stock. Elon Musk seeks to end lawsuit over 'inadvertent' late disclosure of Twitter stake 2023-01-31T05:00:00Z In a Thursday filing to the Securities and Exchange Commission, the company noted that it is considering all alternatives, including bankruptcy. Bed Bath & Beyond to close 87 stores, plus all 50 Harmon beauty outlets and 5 Buy Buy Baby shops 2023-01-31T05:00:00Z “To our knowledge no government agency in any ongoing investigation has concluded that any wrongdoing occurred,” Tesla said in the filing Tuesday with the Securities and Exchange Commission. Tesla gets Justice Department subpoena for self-driving cars 2023-01-31T05:00:00Z Prosecutors allege that the hackers deployed malware to gather employees’ usernames and passwords for two U.S.-based vendors that publicly traded companies use to make filings through the Securities and Exchange Commission. Russian millionaire on trial in hack, insider trade scheme 2023-01-30T05:00:00Z The Securities and Exchange Commission last year proposed a rule that would require companies to report their emissions, creating demand for tools to measure them. ‘Recession Resilient’ Climate Start-Ups Shine in Tech Downturn 2023-01-30T05:00:00Z The Trump appointees have routinely questioned the power of regulatory agencies, voicing strong opinions in challenges to the authority of the Securities and Exchange Commission. Trump’s lasting legacy on the judiciary is not just at the Supreme Court 2023-01-29T05:00:00Z Securities and Exchange Commission that also required Musk to step down as Tesla’s chairman. Elon Musk’s mysterious ways on display in Tesla tweet trial 2023-01-29T05:00:00Z Lewis was also among the first Black women to be hired at the Securities and Exchange Commission, where she specialized in finance and mutual fund regulation and worked for more than three decades. This woman combats a White-dominated book industry by printing her own 2023-01-28T05:00:00Z Securities and Exchange Commission, which alleged the tweets were fraudulent. Tesla chair testifies she would have quit if Musk had lied in 2018 tweets 2023-01-28T05:00:00Z Securities and Exchange Commission is probing registered investment advisers over whether they are meeting rules around custody of client crypto assets, three sources with knowledge of the inquiry told Reuters. U.S. securities regulator probes investment advisers over crypto custody -sources 2023-01-27T05:00:00Z The home goods chain said in a Securities and Exchange Commission filing that the default would force it to consider alternatives including restructuring its debt in bankruptcy court. Bed Bath & Beyond says it’s in default on its loans 2023-01-26T05:00:00Z After he lost that race, he took a job selling investments in a company that the Securities and Exchange Commission later accused of being a Ponzi scheme. Questions persist on source of George Santos campaign funds 2023-01-25T05:00:00Z Securities and Exchange Commission over its representations to investors. Explainer: Who is behind Hindenburg, the company that is shorting Adani? 2023-01-25T05:00:00Z Securities and Exchange Commission's five members were due to vote on whether to propose the rule formally at a meeting set to begin at 10 a.m. SEC readies Wall Street 'conflicts' rule, a decade after first try 2023-01-25T05:00:00Z Securities and Exchange Commission is probing registered investment advisers over whether they are meeting rules around custody of client crypto assets, three sources with knowledge of the inquiry told Reuters. U.S. securities regulator probes investment advisers over crypto custody -sources 2023-01-27T05:00:00Z On Friday, Mr. Musk acknowledged that he provided important information about Tesla on his Twitter account and that it had to follow rules from the Securities and Exchange Commission. Elon Musk Said Tesla Buyout Plan Didn’t Involve ‘a Specific Number’ 2023-01-24T05:00:00Z Musk has previously contended he entered into the Securities and Exchange Commission settlement under duress and maintained he never wavered in his belief that he had the money necessary to do a deal. Elon Musk takes stand for 3rd day in Tesla investors lawsuit 2023-01-24T05:00:00Z Securities and Exchange Commission charged Genesis and Gemini with illegally selling unregistered securities through their Gemini Earn lending product. Bankrupt crypto lender Genesis optimistic it can resolve creditor disputes 2023-01-23T05:00:00Z While he was on the witness stand on Friday, Mr. Musk acknowledged that his Twitter account provided important information about Tesla and that it had to follow rules from the Securities and Exchange Commission. Elon Musk Says Saudi Fund Wanted to Take Tesla Private 2023-01-23T05:00:00Z Spotify will incur 35 million to 45 million euros in severance costs, the company said in a filing with the Securities and Exchange Commission. Spotify to Lay Off 6% of Its Work Force 2023-01-23T05:00:00Z The Securities and Exchange Commission sued Musk that September for allegedly lying to investors over the “Funding secured” claim. Musk, defending ‘Funding secured’ statement, downplays impact of tweets 2023-01-20T05:00:00Z A month later, Musk stepped down as Tesla’s chairman while remaining CEO as part of the Securities and Exchange Commission settlement without acknowledging any wrongdoing. Elon Musk takes witness stand to defend Tesla buyout tweets 2023-01-20T05:00:00Z Last week, the Securities and Exchange Commission charged Genesis with offering unregistered securities in a partnership with Gemini. Genesis, a Crypto Lending Firm, Files for Bankruptcy 2023-01-20T05:00:00Z Securities and Exchange Commission on Jan. 12 with illegally selling securities to investors through the Earn program. Crypto lending unit of Genesis files for U.S. bankruptcy 2023-01-20T05:00:00Z Securities and Exchange Commission and state regulators that the crypto firm failed to register its crypto asset lending product, the SEC said on Thursday. Crypto firm Nexo Capital agrees to pay $45 mln to settle U.S. SEC, state charges 2023-01-19T05:00:00Z Securities and Exchange Commission, something the commission would neither confirm nor deny. Ohio House ex-speaker’s trial in $60M bribery probe to begin 2023-01-18T05:00:00Z On Tuesday, Mighty Earth filed a complaint with the Securities and Exchange Commission alleging that JBS is already failing to meet its emissions targets. Brazilian meat giant under fire for allegedly misleading investors 2023-01-18T05:00:00Z Mr. Musk and Tesla settled a separate lawsuit that the Securities and Exchange Commission had filed over his plan to take the company private. Elon Musk Faces Trial Over His 2018 Plan to Take Tesla Private 2023-01-17T05:00:00Z Its assets were frozen in 2021, when the Securities and Exchange Commission accused it of running a “classic Ponzi scheme” that had defrauded investors of millions of dollars. Harbor City called George Santos a ‘perfect fit.’ The SEC called the company a fraud. 2023-01-15T05:00:00Z With that declaration — suggesting a more than $70 billion deal — he sent the electric vehicle company’s stock soaring and ended up with $40 million in fines from the Securities and Exchange Commission. The Week in Business: More Air Travel Chaos 2023-01-15T05:00:00Z Allison Herren Lee, a former commissioner and interim chair at the Securities and Exchange Commission, has worked as an enforcement lawyer and inside a mismanaged business. Just How Common Is Corporate Fraud? 2023-01-14T05:00:00Z Tesla and Musk settled with the Securities and Exchange Commission in 2018, denying wrongdoing. Musk bets big on beating shareholders at 'funding secured' trial 2023-01-13T05:00:00Z The Securities and Exchange Commission on Thursday charged the cryptocurrency lender Genesis Global Capital and the cryptocurrency exchange Gemini Trust with offering unregistered securities through a program that promised investors high interest on deposits. S.E.C. Charges Crypto Companies With Offering Unregistered Securities 2023-01-12T05:00:00Z Securities and Exchange Commission subpoena for documents related to the merger. Lucid beats lawsuit claiming it defrauded SPAC investors about production outlook 2023-01-11T05:00:00Z The Securities and Exchange Commission is expected to soon require publicly-traded U.S. companies to disclose their greenhouse gas emissions. CES 2023: Companies tout environmental tech innovations 2023-01-09T05:00:00Z Securities and Exchange Commission has concluded its investigation of former North Carolina Sen. Richard Burr related to investment sales early in the coronavirus pandemic without taking any action, Burr said on Friday. Ex-Sen. Burr: SEC probe into trading over with ‘no action’ 2023-01-06T05:00:00Z Securities and Exchange Commission informed him this week it has concluded investigation concerning him with no action. Former U.S. Senator Burr says SEC has closed probe concerning him without action 2023-01-06T05:00:00Z Securities and Exchange Commission regulations allow advisers to provide conflicted advice so long as the conflicts are disclosed to the client. Financial Planning for Retirement: It’s More Accessible, but Be Careful 2023-01-06T05:00:00Z The Securities and Exchange Commission and the Commodity Futures Trading Commission are also probing Singh, the report said, citing a source. U.S. authorities probe FTX engineer Singh -Bloomberg News 2023-01-05T05:00:00Z Securities and Exchange Commission and a criminal fine of $672.3 million to Danish authorities, court records showed. U.S. judge accepts Danske Bank guilty plea in $2 bln pact to end Estonia probe 2023-01-05T05:00:00Z For example, the Securities and Exchange Commission plans to issue regulations on climate disclosure by April. Joe Biden plans a regulation spree expected to exceed Obama’s red-tape bonanza 2023-01-05T05:00:00Z |
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