| 单词 | brokerage house |
| 例句 | Neeley worked as errand boy in a downtown New York brokerage house. A Tree Grows in Brooklyn 1943-01-01T00:00:00Z This history of the brokerage house turned failed investment giant conducts its last transactions. 13 Plays and Musicals to Go to in N.Y.C. This Weekend 2019-04-11T04:00:00Z His exploits bankrupted many, including Ulysses S. Grant, who was persuaded to become a partner in Grant & Ward, a Wall Street brokerage house, only to see it collapse in 1884. ArtsBeat: Book Review Podcast: An Early Practitioner of the Ponzi Scheme 2012-06-29T17:25:20Z Nomura is reallocating more bankers to wealth management to better serve rich families and entrepreneurs, at a time when some online brokerage houses such as SBI Securities are scrapping commission fees for domestic stock trading. Japan's Nomura Q2 net profit doubles on solid domestic businesses 2023-10-27T04:00:00Z By enabling investors to trade stocks from their computers, the company cut the cost of transactions below the rates charged not only by full-service brokerage houses but even by many discount brokers. Bing Newcomb, Whose Code Transformed Stock Trading, Dies at 79 2023-04-04T04:00:00Z "China's new loans beat expectations for December while aggregate financing missed," said Zhou Hao, chief economist at brokerage house Guotai Junan International. China Dec new bank loans beat forecast, 2022 lending at record high 2023-01-10T05:00:00Z An investor looks at computer screens showing stock information at a brokerage house in Shanghai, China May 6, 2019. Bears in a China shop 2022-09-06T04:00:00Z Outside a nearby brokerage house, a policeman allegedly found a discarded birdcage with a live parrot squawking, “More margin! More margin!” U.S. History 2014-12-30T00:00:00Z An investor looks at an electronic board showing stock information at a brokerage house in Beijing, China, August 25, 2015. Asia stocks wobble as focus turns to U.S. inflation data, Fed outlook 2022-08-09T04:00:00Z The company was bought by the Wall Street brokerage house Morgan Stanley in 2020. Bing Newcomb, Whose Code Transformed Stock Trading, Dies at 79 2023-04-04T04:00:00Z The effort by Japan, the United States and their allies is creating a “new geopolitical landscape,” said Patrick Chen, the head of research at CLST, a subsidiary of the brokerage house CLSA. Japan Once Led the World in Microchips. Now, It’s Racing to Catch Up. 2022-08-04T04:00:00Z Investors look at screens showing stock information at a brokerage house in Shanghai, China January 16, 2020. Global equity funds see first weekly inflows in seven weeks 2022-05-27T04:00:00Z Following the securities watchdog’s filing, Tokyo prosecutors plan to bring charges against Japan’s third-largest brokerage house and those employees on Thursday, Japanese media reported. Japan watchdog files charges against SMBC Nikko with prosecutors 2022-03-23T04:00:00Z Investors stand in front of an electronic board showing stock information at a brokerage house in Shanghai, China, February 15, 2016. Morning Bid: "What a mess" 2022-03-17T04:00:00Z Investors sit in front of a board showing stock information at a brokerage house on the first day of trade in China since the Lunar New Year, in Hangzhou, Zhejiang province, China February 3, 2020. Asian equities see outflows for second straight month in Feb 2022-03-02T05:00:00Z The brokerage house launched buy orders for those stocks on the market to prevent closing share prices from falling far from levels at which the investors were willing to sell, it said. Japan's SEC probes SMFG unit over employees' potential market manipulation -Nikkei 2021-11-02T04:00:00Z He also spent about five years working for Wall Street brokerage houses. Melvin Van Peebles, fiercely independent filmmaker, dies at 89 2021-09-22T04:00:00Z The Japan Securities Dealers Association said it would set up a panel consisting of scholars, investors and executives from major brokerage houses and startups this month to review the process. Japan's securities industry group to review IPO price-setting process 2021-09-15T04:00:00Z Investors stand in front of an electronic board showing stock information on the first trading day after the week-long Lunar New Year holiday at a brokerage house in Shanghai, China, February 15, 2016. China state media cautions against Metaverse stock risks 2021-09-09T04:00:00Z A man sits in front of a board showing market information at a securities brokerage house in Beijing, China August 5, 2019. China likely to quicken fiscal spending, but policy rate cuts not on the cards 2021-09-02T04:00:00Z Investors look at computer screens showing stock information at a brokerage house in Shanghai, China, April 21, 2016. Shanghai cracks down on 'black mouth' online stock manipulators 2021-08-17T04:00:00Z An investor looks at an electronic board showing stock information at a brokerage house in Beijing, August 27, 2015. Asian stocks hit 2-mth lows as fast-spreading Delta variant shatters confidence 2021-07-09T04:00:00Z On the Tokyo bourse’s Mothers market for start-ups, it is common to see wide gaps between IPO prices and prices fetched on debut, which some startups blame on brokerage houses setting IPO prices excessively low. Japan's securities industry group to review IPO price-setting process 2021-09-15T04:00:00Z On an exchange, the prices are set by computerized interactions among buyers, sellers and brokerage houses. The Mystery of the $113 Million Deli 2021-06-02T04:00:00Z He started driving a truck in 1964, delivering to country clubs, brokerage houses, Johns Hopkins University and other places of wealth far removed from his upbringing in West Baltimore. Former student pledges additional $15 million to Morgan State, a landmark gift for HBCUs 2021-02-21T05:00:00Z The stock will be sold through 10 different brokerage houses, and each will get up to a 0.25% commission. Tesla seeks to raise another $5B in stock offering 2020-12-08T05:00:00Z The stock would be sold through 10 different brokerage houses, and each would get a 0.5% commission. Tesla announces plans to sell up to $5B in new stock shares 2020-09-01T04:00:00Z Schwab is part of a trend adopted by Vanguard Group, Fidelity Investments and the discount stock brokerage houses as they drive commissions and fees toward zero to compete for market share. Perspective | The discount brokerage wars are upon us. Take a deep breath before engaging. 2019-10-23T04:00:00Z But after Exxon signaled weaker oil prices and chemicals margins, several brokerage houses cut their earnings forecasts. Analysts cut estimates for Exxon's third-quarter profit on weaker oil prices 2019-10-02T04:00:00Z Chinese investors monitor falling stock prices at a brokerage house in Beijing today. The Daily 202: Rejecting calls to break up Facebook, Cory Booker seeks to restore a norm that’s eroded under Trump 2019-05-13T04:00:00Z Think the big mutual funds, big brokerage houses, banks etc. Lyft's IPO forces investors to ask: Am I a Boglehead or an IPO adventurer? 2019-03-29T04:00:00Z Sure, I know that brokerage houses are for-profit operations that are in business to make money for their owners, not necessarily for their customers. Perspective | Have index funds or brokerage account? Two simple tips could be worth money. 2019-01-17T05:00:00Z Many insurance companies and brokerage houses sell annuities, which operate just like that 30-year lottery payment option. Got the winning lottery ticket? An economist explains what to do with all that money 2018-10-26T04:00:00Z Finally, the CEO of a brokerage house explained that he had nearly completed building his own underground bunker system and asked: “How do I maintain authority over my security force after the Event?” How tech's richest plan to save themselves after the apocalypse 2018-07-24T04:00:00Z Finally, the CEO of a brokerage house explained that he had nearly completed building his own underground bunker system and asked, “How do I maintain authority over my security force after the event?” We asked psychologists why so many rich people think the apocalypse is coming 2018-07-16T04:00:00Z When prices start to fall rapidly, the funds are forced to sell their positions to pay back the banks and brokerage houses, driving down the price even further. Perspective | The robots-vs.-robots trading that has hijacked the stock market 2018-02-07T05:00:00Z Those are the accounts where brokerage houses put the proceeds from holdings that you sell or hold cash that you deposit. Perspective | Have index funds or brokerage account? Two simple tips could be worth money. 2019-01-17T05:00:00Z Banks, brokerage houses and other payers, including businesses that use independent contractors, issue Forms 1099 and sometimes Schedules K-1 reporting the money they paid. Tips For Whittling Down Your Tax Bill 2017-02-17T05:00:00Z The company sources up to 90 percent of its avocados from Mexican suppliers, according to Mark Kalinowski, a food industry analyst for brokerage house Instinet. Chipotle tries hard to rebound from food safety debacle, but Trump’s Mexico tariff could halt recovery 2017-02-03T05:00:00Z Real estate industry experts warned that such a decision would hurt large brokerage houses and interfere with the agents’ representation of their clients. Home buyers' and sellers' interests must be protected when the same firm represents both, state Supreme Court rules 2016-11-21T05:00:00Z First of all, no one disputes that sales contests are a way of life at large brokerage houses, even if they are not sanctioned at the top. Red-Flag Time: Your Broker Offers a Can’t-Miss Sales Contest 2016-10-21T04:00:00Z Then I sent a letter to the chief executive of the brokerage house. The Moral: Get It in Writing 2016-09-02T04:00:00Z In reports released earlier this year, nearly half of 200 companies Daiwa Securities monitors made their projections based on a rate of ¥110 to the dollar, according to the brokerage house. Strong Yen Could Further Damp Japan Corporate Earnings Outlook 2016-07-25T04:00:00Z Day traders watch stock tickers at a local brokerage house in Beijing. South China Sea: Chinese Shadow U.S. Aircraft Carrier on Patrol 2016-06-20T04:00:00Z When he grew up, Mr. Mori worked at a brokerage house and, later, a piano manufacturer. Hiroshima Survivor Cries, and Obama Gives Him a Hug 2016-05-27T04:00:00Z It's especially targeted towards young investors wary of brokerage houses. Student Loan Debt: The Invisible, Incredible Drain on Investment 2016-05-09T04:00:00Z Every morning I wake up to find an avalanche of solicitations from unscrupulous brokerage houses, shady pharmaceutical firms, mysterious surgeons and crooked lawyers. On the Web, the Criminal Class Is Just a Click Away 2016-04-07T04:00:00Z Last year I went to a brokerage house in Shanghai, the sort of stock exchange shop floor. China's stock market and the rise of the 'pyjama traders' - BBC News 2016-01-12T05:00:00Z Day traders watch stock tickers at a local brokerage house in Beijing. South China Sea: Chinese Shadow U.S. Aircraft Carrier on Patrol 2016-06-20T04:00:00Z A few years back, Toomey was scanning auction items of an online brokerage house when he stopped at canisters of old 1970s-era Viking Mars mission film. Bradenton paleontologist has a feel for fossils 2016-01-09T05:00:00Z An investor takes notes of stock information in front of an electronic board at a brokerage house in Beijing. China closes 2% higher while US job figures beat forecasts – live 2016-01-07T05:00:00Z Chinese investors look at a screen showing stock movements at a stock brokerage house in Beijing. European markets bounce back after China rout - business live 2016-01-05T05:00:00Z “The dollar lacks clear direction,” given many other overseas markets still being closed, said a Japanese brokerage house analyst. Global Stocks Mixed in Thin Trade 2015-12-28T05:00:00Z But neither is an IRA rollover—despite what brokerage houses that profit from IRA rollovers may tell you. Personal finance Q&A: Tax refunds may take longer amid IRS budget cuts 2015-11-28T05:00:00Z Jeep will be critical to Fiat Chrysler’s profitability after the Ferrari spin off, accounting for 28% of overall sales and nearly half its projected operating profit, according to analysts at brokerage house Morgan Stanley. Jeep Primed for Larger Global Role 2015-10-28T04:00:00Z GMT02:28 Chinese market closes 2% higher An investor checks stock information on a computer screen at a brokerage house in Shanghai, China, today. China closes 2% higher while US job figures beat forecasts – live 2016-01-07T05:00:00Z GMT02:43 Chinese authorities intervene to prop up markets Chinese investors look at a screen showing stock movements at a stock brokerage house in Beijing. European markets bounce back after China rout - business live 2016-01-05T05:00:00Z A Chinese investor monitors displays of stock information at a brokerage house in Beijing, Tuesday, July 28, 2015. China's Stock Market Crash: Are There Gems In The Rubble? 2015-08-05T04:00:00Z Instead, an entry is simply made by the brokerage house internally and at Depositary Trust and Cede. Funds Find They Don’t Really Own Dell Shares 2015-07-21T04:00:00Z At the same time, the China Securities Regulatory Commission created a “market stabilisation fund” of $19.3bn and ordered brokerage houses to start buying into the market themselves. Why China’s stock market bubble was always bound to burst | Orville Schell 2015-07-16T04:00:00Z An investor takes notes of stock information in front of an electronic board at a brokerage house in Beijing. China closes 2% higher while US job figures beat forecasts – live 2016-01-07T05:00:00Z Investors monitor displays of stock information at a brokerage house in Beijing, Wednesday, July 15, 2015. China Bending, But Not Breaking 2015-07-15T04:00:00Z Chinese investors chat while monitoring stock prices at a brokerage house in Beijing Monday, July 13, 2015. China's Stockmarket 'Correction' Overdue But Can An Orderly Slowdown Be Achieved? 2015-07-13T04:00:00Z About three times a week, Mr. Gong visits one of his favorite brokerage houses to meet friends, swap tips and watch the markets gyrate. Chinese Investors Who Borrowed Are Hit Hard by Market Turn 2015-07-06T04:00:00Z A Chinese investor looks at falling share prices at a brokerage house in Hangzhou city in east China on 7 July. Why China’s stock market bubble was always bound to burst | Orville Schell 2015-07-16T04:00:00Z More here: China markets motor higher in choppy trading An investor checks stock information on a computer screen at a brokerage house in Shanghai, China, today. China closes 2% higher while US job figures beat forecasts – live 2016-01-07T05:00:00Z At a brokerage house in Hong Kong, investors were divided on how much to worry about the day’s setback. Chinese Share Sell-Off Spills Over to Hong Kong 2015-07-06T04:00:00Z Listed brokerage houses also pledged to buy back their own shares. China's Emergency Stock Rescue Is Inadequate, Ill-Conceived 2015-07-05T04:00:00Z Furthermore, size should not matter because, depending on the deal, most of the major brokerage houses are often involved on some level even if they are not the biggest backer. E*TRADEVoice: 5 Rules To Follow When Investing In An IPO 2015-04-27T04:00:00Z Levine told me that tax forms from many brokerage houses that handled stock option exercises and other employee-benefit stock transactions had overstated employees’ income by mistakenly understating the cost of shares involved in those transactions. Laugh or cry? As Tax Day looms, here’s something to smile about. 2015-04-02T04:00:00Z Convergex, a brokerage house, recently surveyed its investors about what oil price would signal a global economic recession. The Magic Number That Investors Say Will Signal a Global Recession 2015-01-22T05:00:00Z A brokerage house will be hired "in the near term" to assist Tribune Real Estate in finding development partners for the projects, the company said. Los Angeles Times site to be redeveloped 2015-01-08T05:00:00Z After your death, any assets get passed on to beneficiaries who are named on paperwork provided by your bank, brokerage house insurance company and employer-sponsored plans. 6 Key Money Matters After You Divorce 2015-01-08T05:00:00Z The new year should belong to financial services – banks, brokerage houses and credit card purveyors. Next Year's Hockey Sticks: Apple, Gilead, Citigroup, Alibaba, Boeing And Micron 2014-12-30T05:00:00Z Six months ago, our adviser said we should sell our American Funds and invest in an advisory product from his brokerage house. Why taking 4% a year from retirement fund is the way to go 2014-09-16T04:00:00Z After 50 years, I’m still a number in a brokerage house’s ledger book. Is Alibaba The Next Comcast, Polaroid Or Syntex? 2014-09-23T04:00:00Z Because most financial stocks, specifically banks and brokerage houses, are perennially leveraged to their capital base, I use hard book value as a benchmark. The Value Investor's Dilemma 2014-07-15T04:00:00Z "The headline number masks the lingering structural weakness in the U.S. labor market," said Lindsey Piegza, a chief economist at the Sterne Agee brokerage house. Positive numbers, but politicians hedge their bets 2014-07-03T04:00:00Z All mutual fund and discount brokerage houses allow you to open IRAs and may provide some advice. The One Reason to Nix A 401(k) Rollover to a Broker 2014-06-25T04:00:00Z The first such attacks on capital markets, Mr. Kellermann said, began in 1999, right around the time brokerage houses began to move private computer networks online. Cybercriminals Zero In on a Lucrative New Target: Hedge Funds 2014-06-19T04:00:00Z The Glass-Steagall Act was enacted in 1933, the same year Prohibition ended, to limit the relationship and activities between brokerage houses and banks. When Bad Wealth Management Happens To Good People 2014-06-17T04:00:00Z You buy brokerage houses near book value and sell them around 1.5 times book. The Value Investor's Dilemma 2014-07-15T04:00:00Z The rally in municipal paper, especially New York State and New York City issues, reflects the financial health of the stock market and earnings for Wall Street’s banks and brokerage houses, a cyclical phenomenon. That Shifty S.O.B. Pied Piper Of Bonds 2014-05-28T04:00:00Z Some titans of the financial world, including Charles Schwab, founder of a well-known discount brokerage house, agree. Today's Economist: The Front-Runners of Wall Street 2014-04-07T04:01:55Z Taube conducts the orchestra that is the trading desk, dealing with funds and clients — ranging from retail brokerage houses to hedge funds — on day-to-day, or minute-to-minute, issues. The market maker: Reggie Brown of Cantor Fitzgerald and the $2.4 trillion ETF boom 2014-03-14T13:50:48Z He was such a good salesman that he soon went out on his own, founding a brokerage house with his friend Danny Porush. Martin Scorsese’s Approach in ‘The Wolf of Wall Street’ 2013-12-19T15:00:01Z She established her investment firm the same year and transformed it into a discount brokerage house in 1975. First Woman Member of the NYSE Siebert Dies at 80 2013-08-26T06:43:18Z The Securities and Exchange Commission is also considering whether to file a civil action over how Merrill Lynch, the brokerage house owned by Bank of America, handled its securities, the bank said in a filing. U.S. May Move Against Bank Over Jumbo Loan Securities 2013-08-01T23:42:31Z They filled the back of a vast room resembling a brokerage house trading floor or tech start-up that occupied the sixth floor of One Prudential Plaza overlooking Millennium Park in Chicago. How the Obama campaign won the race for voter data 2013-07-29T00:09:11Z The companies began their big push into this area after the financial crisis, with the purchase of smaller brokerage houses that focused on options. Growth in Options Trading Helps Brokers but Not Small Investors 2013-05-24T23:36:09Z The independents, by contrast, were totally impartial—and their research was worth paying for even if the major brokerage houses were prepared to offer theirs free to customers as part of the overall package provided. Plight of the Navigators 2013-05-21T03:40:13Z Automated money management is seen as a growth opportunity by many brokerage houses. DealBook: Subscribers Fear Bloomberg Is Becoming Their Rival 2013-05-14T23:28:19Z SUSPENDED: Stock prices from an electronic board were reflected in raindrops on a window outside a brokerage house in Tokyo Wednesday. Photos of the Day: April 3 2013-04-03T21:20:47Z My goodness—so IBM believes banks and brokerage houses don’t care about the speed at which they’re able to execute transactions and analyze market opportunities? Trounced by Oracle on Speed and Cost, IBM Tries To Change the Subject 2013-04-02T13:03:58Z Japanese banks, brokerage houses and life insurance companies are increasingly looking to acquire overseas asset management businesses, which are considered a relatively stable source of revenue compared with more volatile trading operations. Japan's Orix to buy Rabobank asset management arm for about $2.6 bln -sources 2013-02-15T05:07:14Z While brokerage houses such as Schwab are expanding services that allow retail investors to trade international stocks directly in local markets, South Korea is typically not among the offerings. For investors gone sour on Apple, buying Samsung is tricky 2013-01-24T16:34:16Z A number of brokerage houses, including Goldman and Morgan Stanley, anointed him a “preferred manager” and placed clients’ money with him. Aletheia Faces S.E.C. Claims of Cherry-Picking Trades 2012-12-16T21:23:20Z SUSPENDED: Stock prices from an electronic board were reflected in raindrops on a window outside a brokerage house in Tokyo Wednesday. Photos of the Day: April 3 2013-04-03T21:20:47Z It is China’s only fully integrated financial institution, with the second largest insurer, a trust company and brokerage house. Insurer’s Regulatory Win Benefits a Chinese Leader’s Family 2012-11-24T23:40:44Z Mr. Sprecher, 58, said he had done a cursory Google search of Mr. Hotton’s name before they first met in February, found that he had worked at a well-known brokerage house and noticed nothing else. Ben Sprecher, ‘Rebecca’ Producer, Explains His Fallen Dream 2012-10-17T03:12:12Z Market prices were listed on slips of paper, and runners, most younger than 17, would deliver letters between brokerage houses, according to a report by Alexandru Preda at the University of Edinburgh. DealBook: Wall Street's Race to the 48-Millisecond Trade 2012-08-15T16:40:19Z TD Ameritrade, the online brokerage house, ramped up its interest on Saturday after concluding the terms of the deal were reasonable, according to the people briefed on the matter. DealBook: Knight Capital Skirts Collapse as Investors Offer Lifeline 2012-08-07T01:04:17Z Shift in Strategy For many financial advisers, especially those at the big brokerage houses, gone are the days of claiming to "add value" for clients by finding market-beating fund managers. Fortunes of Two Fund Giants Diverge 2012-08-06T01:25:55Z Banks were told to sell their stakes in brokerage houses or trust companies; and insurance companies had to choose to operate in life or property insurance, but not both. Insurer’s Regulatory Win Benefits a Chinese Leader’s Family 2012-11-24T23:40:44Z "In Mexico there are 42 institutions, plus the brokerage houses and insurers ... this is a specific isolated case." HSBC an "isolated" case in Mexico: banks' association 2012-07-27T16:11:47Z “The current situation demonstrates a clear inability to collect taxes,” Santiago López Díaz, an analyst in Madrid for the brokerage house Exane, wrote in a note to clients. Spain Gets Further Concessions on Its Bailout 2012-07-10T20:24:36Z The two organizations Madden studied were large, national full-service brokerage houses that sold financial products primarily to individual investors. The Vicious Cycle of the Gender Pay Gap 2012-06-08T12:05:14Z Shuaa, which has five core business lines including investment banking, asset management, finance, private equity and the brokerage house, has abandoned its consumer brokerage business. DealBook: In the Persian Gulf, Struggling to Adapt as Deals Dry Up 2012-05-24T21:00:06Z The securities brokerage houses aren’t able to control them, so when they start selling the shares, the stock price breaks and falls. Why Wall Street's Usually Well-Oiled Machine Failed To Deliver Bonanza to Facebook's First-Call Big Institutional Investors 2012-05-21T13:42:47Z That puts financial advisers and brokerage houses in the uncomfortable position of not having enough shares to satisfy Main Street investors clamoring to be a part of the hottest IPO since Google's 2004 debut. Insight: Who got Facebook shares? Fairness may not come into it 2012-05-17T21:12:05Z The local brokerage house of Bulltick Capital Markets earlier this week requested that the Mexican securities regulator revoke its operating license after the brokerage triggered the flash crash by entering an erroneous trade. Brokerage Behind Mexican 'Flash Crash' Bows Out 2012-05-10T18:05:18Z Leadership at the brokerage houses contended that both men and women were paid using the same commission-based system and that women were paid less on average because they were worse sales people than men. The Vicious Cycle of the Gender Pay Gap 2012-06-08T12:05:14Z The company follows rival Chinese brokerage house Citic Securities in listing on the Hong Kong Stock Exchange. DealBook: Haitong Raises $1.7 Billion in Hong Kong Share Sale 2012-04-20T11:48:59Z Typically, brokerage houses want to see three years of results before they consider adding a fund to their platform. The Keys to Brokers' Lists 2012-01-08T22:25:47Z In MF Global’s last days, the brokerage house was frantically winding down trades to shore up its balance sheet and stave off bankruptcy. DealBook: MF Global Scrutinized on Money Move 2011-12-29T02:20:25Z He has no plans to return to a big bank, but is enthusiastic about a move to a small brokerage house where he will focus on distressed securities. As Europe?s Bond Market Dries Up, Traders Fear for Jobs 2011-12-07T19:09:14Z Its markets division mainly serves banks and brokerage houses and accounts for 60 percent of overall revenue. Media Decoder Blog: Reuters Says New Chief Will Lead Turnaround 2011-12-02T02:26:42Z While the accounts of most clients of those now-defunct brokerage houses were transferred to other firms, the process was not without stress. Wealth Matters: In Commodities World, Safe and Secure Sometimes Isn?t 2011-11-25T23:46:43Z The futures brokerage house filed for bankruptcy after investors and traders became fearful that MF Global had taken on too much exposure to European sovereign debt in a bid to juice revenues. Insight: Why Wall Street still doesn't get it 2011-11-18T12:04:21Z The defendants were also accused of misleading insurance companies, brokerage houses and other corporate entities by falsely claiming that the terminally-ill people were clients of Caramadre's law practice. Two charged in Rhode Island for identity fraud of ill, elderly 2011-11-18T00:21:42Z At a bankruptcy hearing on Wednesday, a lawyer for the trustee overseeing the liquidation of the brokerage house would not speculate on the matter, acknowledging simply that the money was still missing. DealBook: With MF Global Money Still Lost, Suspicions Grow 2011-11-17T02:33:32Z Commodity traders and investors are now saying they will demand their brokerage houses reveal exactly what they plan investing customer funds in. Insight: MF Global bust erodes trust in brokerages 2011-11-12T00:39:51Z “So, the brokerage houses may be being sold by short-term speculators.” Japan Stocks Drop as Olympus Scandal Shakes Investor Confidence 2011-11-08T14:24:27Z MF Global, a commodities and derivatives brokerage house, collapsed on Monday in the biggest bankruptcy on Wall Street since the failure of Lehman Brothers. DealBook: In Corzine Comeback, Big Risks and Steep Fall 2011-11-02T02:51:47Z Most of that appeared to be clients spreading their accounts across multiple brokerage houses. DealBook: MF Global Fights to Stay Afloat After Two Credit Downgrades 2011-10-28T01:14:45Z Its infrastructure is used by commercial banks, brokerage houses, insurance companies, investment banks, media companies and social networking companies, among others. AboveNet CEO keen to make his first acquisition 2011-10-21T18:50:34Z To attract American investors, the firm is expanding its product lineup, building up its local sales force and striking distribution deals with brokerage houses like Morgan Stanley. DealBook: Big British Hedge Fund Takes Aim at the States 2011-10-20T00:24:05Z "Obviously, Ben Bernanke's upcoming speech in Jackson Hole, Wyoming, will be the joker in the pack," said a note by leading brokerage house CLSA. Analysis: Smarting firms push case for India policy breather 2011-08-19T07:09:10Z An investor watches an index screen at a stocks brokerage house in Hefei, China. China calls on US to manage its debt 'responsibly' from now on 2011-08-03T05:45:36Z E. F. Hutton, the brokerage house founder, owned the property from 1924 to the late 1930s and added two wings to the original 1865 lodge. | Long Island: From Elite Duck-Hunting Enclaves to Public Pastures 2011-07-30T02:14:19Z Total client assets at the smallest of the four big U.S. brokerage houses rose 23 percent to $774 billion, not including the impact of the soaring Swiss franc. UBS says profitable U.S. brokerage unit not for sale 2011-07-26T19:26:35Z She confided to Ruth that, before she had married and “dear Herny” had died, she had been engaged in the offices of one of the largest cotton brokerage houses in New Orleans. Ruth Fielding In the Red Cross Doing Her Best For Uncle Sam 2011-06-14T02:00:23.757Z Also, arrangements could be made with some reliable brokerage house to have him supplied with the ticker tape each day. Seeing Things at Night 2011-04-10T02:00:05.360Z Duran and others are tapping into investors' demand for money management help that is free of the conflicts long found in Wall Street's brokerage houses. United Capital acquires Philadelphia-area firm 2011-03-24T13:11:09Z The program allows U.S. agencies to get access to European banking data held by a cooperative that is responsible for routing trillions of dollars daily among banks, brokerage houses, stock exchanges and other institutions. Europe Seeks Transparency From U.S. on Anti-Terrorism Program 2011-03-18T08:42:51Z Now, drinks at the New York Palace with David Robin, senior vice president at Newedge, a brokerage house. Best Seats in the House 2011-02-04T20:47:11Z The New York Bank draws £100,000 of ninety days' sight bills, and, satisfactory collateral having been deposited, turns them over to the brokerage house of Smith & Jones, the borrowers. Readings in Money and Banking Selected and Adapted 2011-02-01T03:00:14.553Z It is, of course, well known that a small percentage of the dealings of a customer of a brokerage house is represented by checks between broker and customer. The Value of Money 2011-01-04T03:01:12.363Z Investors chat in front of an electronic board showing stock information at a brokerage house in Shanghai on Monday. Asian Shares Mixed; Miners Hold Sydney Back 2010-10-12T01:34:00Z Regulators convened an advisory committee shortly after the crash to learn how "brokerage houses, issuers, institutional traders, and retail investors" were affected, according to a regulatory document obtained by Reuters. Three months on, impact of "flash crash" probed 2010-08-11T12:21:00Z And be especially wary of people who don’t store your money with a neutral third-party firm or don’t work for a decent-sized brokerage house with plenty of checks and balances designed to catch crooks. Reckoning for a Financial Planner's Fraud 2010-05-28T14:42:00Z When Congress deregulated brokerage fees in 1975, some brokerage houses responded by raising fees; Schwab slashed his, making investing affordable for the middle class and becoming broker to the masses. Chuck Schwab Is Worried About Small Investors. Should We Worry Too? 2010-05-27T21:00:00Z We do not find the market-letter of a brokerage house, or the calculations of a captain of industry, or trust promoter, troubling themselves about marginal utilities or labor-pains! The Value of Money 2011-01-04T03:01:12.363Z Often that means attending breakfast meetings with wealthy customers of Wall Street's brokerage houses, going on golf outings with prospective clients and holding more frequent client conference calls. In humbled hedge fund field, arrogance is so 2008 2010-04-22T20:27:00Z Now, Goldman Sachs, Morgan Stanley, UBS and other investment banks are trying to strengthen their business here and also form securities firms to compete with China International Capital and Chinese brokerage houses. Deal Seen for Stake in China Investment Bank 2010-02-23T14:47:00Z He attended the University of Colorado, but school was no match for his love for the stock market, and he sometimes skipped class to trade at a nearby brokerage house. 2010-01-23T18:59:00Z They drove up the share prices of Chinese brokerage houses, which expect to cash in on the new rules by making margin loans to investors and giving them additional options to hedge their risk. 2010-01-08T18:41:00Z This is strikingly illustrated by a fact which caught my attention in the monthly bank statement of a brokerage house which I was allowed to examine. The Value of Money 2011-01-04T03:01:12.363Z He is now the millionaire head of one of the largest brokerage houses in the country. What You Can Do With Your Will Power When the Exchange suddenly closed its doors, an immense number of people, consisting of employees of the Exchange itself and the clerical forces of all the many brokerage houses, were rendered idle. The New York Stock Exchange in the Crisis of 1914 The New York Bank draws £100,000 of ninety days' sight bills, and, satisfactory collateral having been deposited, turns them over to the brokerage house of Smith & Jones. Elements of Foreign Exchange A Foreign Exchange Primer Most of the large New York, New Orleans, and San Francisco brokerage houses also do a commission business, handling one or more Brazilian or other coffee-producing-country accounts. All About Coffee The handling of funds by a brokerage house is a fine art, involving both technical skill and a philosophic grasp of the factors of the "money market." The Value of Money 2011-01-04T03:01:12.363Z I went up the street and into the great banking and brokerage house of Galloway & Co. Ainslee's, Vol. 15, No. 6, July 1905 A more difficult problem, however, confronted the brokerage houses. The New York Stock Exchange in the Crisis of 1914 On the board of directors, too, was Governor Flower, of the banking and brokerage house of Flower & Co., who had acted as fiscal agents for the corporation at its formation. Frenzied Finance Vol. 1: The Crime of Amalgamated I went up the street and into the great banking and brokerage house of Galloway and Company. The Deluge One brokerage house, with whose operations the writer has considerable acquaintance, makes a practice of advising its more conservative customers to do this. The Value of Money 2011-01-04T03:01:12.363Z These bonds were secretly converted into shares of stock, and then distributed among brokerage houses of which the three were members. Great Fortunes from Railroads Asset bubbles of the first type are run or fanned by financial intermediaries such as banks or brokerage houses. Crime and Corruption Exhausted and numb from days of hectic trading and back office operations, the brokerage houses pressured the stock exchange to declare a two day trading holiday. Crime and Corruption |
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