英语词汇“securities market”造句子简单的方法、技巧、例句及翻译-英语例句辞典

Organising exchanges was down to brokers and other securities market participants, it said. Russian state won't take part in organising frozen asset 'exchange' 2023-11-09T05:00:00Z

However SEC officials say this exemption is outdated, given the growth of securities markets, and unduly shields some investment firms from oversight. US SEC poised to adopt rules for $20 tln private fund industry 2023-08-17T04:00:00Z

“Coinbase has for years defied the regulatory structures and evaded the disclosure requirements that Congress and the SEC have constructed for the protection of the national securities markets and investors,” the lawsuit read. SEC sues Coinbase, a cryptocurrency exchange platform, over improper registration 2023-06-06T04:00:00Z

During the financial crisis of September 2008, for instance, the SEC temporarily banned short selling in 799 financial stocks “to protect the integrity and quality of the securities market and strengthen investor confidence.” Column: Short selling makes markets work better. So why do banks want to outlaw it? 2023-05-31T04:00:00Z

The broad probe is an example of the agency’s efforts to use data to root out potential misconduct by traders and to dig more deeply into securities markets. US action on short-sellers likely in 'next few months' -DOJ official 2023-05-24T04:00:00Z

Their activity around the banking crisis is an "area of interest" for the Justice Department, which is looking for potential securities market manipulation, the person said. U.S. prosecutors look at short selling in bank shares - source 2023-05-10T04:00:00Z

The new national financial regulatory administration will replace the existing banking and insurance watchdog and oversee all aspects of China's $57 trillion financial sector apart from the securities market. Factbox: Key takeaways from China's annual NPC parliamentary meeting 2023-03-13T04:00:00Z

The Shenzhen exchange has not signed any agreement with EC Guard but, like other regulators and regulator affiliates, is looking for better tools to cleanse the securities market, one of the people said. Exclusive: Shenzhen bourse taps intelligence tech firm as China battles capital market fraud 2023-03-10T05:00:00Z

The watchdog, which will oversee all aspects of China's $57 trillion financial sector apart from the securities market, should help reduce regulatory overlap especially at the level of local government, analysts say. Analysis: China's financial regulatory revamp raises hope, some concern over control 2023-03-08T05:00:00Z

"SEBI is strongly and adequately empowered to put in place regulatory frameworks for effecting stable operations and development of the securities markets," it added in a filing to the Supreme Court. Adani: India watchdog probing Hindenburg fraud allegations 2023-02-14T05:00:00Z

Without citing prominent recent examples of such conflicts of interest in the asset-backed securities market, SEC officials said the conflicts rule was needed to remove the opportunity and incentive for such conduct. SEC readies Wall Street 'conflicts' rule, a decade after first try 2023-01-25T05:00:00Z

“Participants observed that, despite elevated interest rate volatility and indications of strained liquidity conditions, the functioning of the Treasury securities market had been orderly,” the minutes said. At November Fed meeting, officials flagged market resilience amid volatile conditions 2022-11-23T05:00:00Z

Treasury securities market, potentially shifting power away from major banks that have dominated for decades, the Wall Street Journal reported, citing a federal report. Regulators look to reduce Treasury market reliance on big bank dealers - WSJ 2022-11-10T05:00:00Z

Moreover, leveraged and inverse ETFs can introduce additional volatility in securities markets because of the need to rebalance the leveraged positions at the end of the trading day, the IMF said. Factbox: Ticking bomb: The risks the IMF sees to financial stability 2022-10-11T04:00:00Z

“Many crypto industry practices are simply illegal in the securities markets, so avoiding the SEC’s rules is essential to the crypto industry’s bottom lines,” he said. Treasury will warn White House that crypto needs major regulations 2022-09-08T04:00:00Z

Myriad explanations have been offered, from ultra-loose monetary policy, to aging societies desperate to save, to China recycling its export profits into Western securities markets. Opinion | Those rock-bottom interest rates weren’t going to last forever 2022-08-31T04:00:00Z

Some European nations had suffered similar speculation bubbles in housing, but all had bought into the mortgage securities market and suffered the losses of assets, jobs, and demand as a result. U.S. History 2014-12-30T00:00:00Z

The inquiries came hours before the Senate Banking Committee, chaired by Brown, was set to hold a hearing with cryptocurrency experts on ways Congress could mitigate scams in the crypto and securities markets. Apple and Google come under scrutiny for scammy crypto apps 2022-07-28T04:00:00Z

Securities and Exchange Commission, which is charged with regulating securities markets and protecting investors. News Analysis: Musk says he would bring free speech and transparency to Twitter. His record says otherwise 2022-04-20T04:00:00Z

On Monday, the Bank of Russia ordered depositories and registries operating on the securities market to freeze security sales by foreigners. Russia bans coupon payments to foreigners holding rouble bonds 2022-03-02T05:00:00Z

The bloc first began an ambitious – but tortuous – process of ultimately creating a single EU securities market in 2015. Analysis-EU adds more pieces to its 'elusive' capital market jigsaw 2021-11-25T05:00:00Z

“The extreme volatility in meme stocks in January 2021 tested the capacity and resiliency of our securities markets in a way that few could have anticipated,” the report said. GameStop mania severely tested market system, regulator says 2021-10-18T04:00:00Z

But while other securities markets are directly overseen by federal regulators, but there is no single regulator in charge of overseeing cryptocurrencies as a financial market. SEC chair calls for more power to regulate cryptocurrency 2021-08-03T04:00:00Z

The Portuguese securities market commission temporarily suspended trading of Benfica shares on Tuesday because of possible “irregularities” that could affect the management of the club. American businessman to take 25% stake in Portugal’s Benfica 2021-07-14T04:00:00Z

The securities market commission said it suspended trading because of possible “irregularities” that could affect the management of Benfica, which itself was not under investigation. Trading of Benfica shares temporarily suspended after arrest 2021-07-12T04:00:00Z

But far tougher reforms like harmonising settlement, taxes on investments and accounting will need tackling to create a truly seamless EU securities market like in the United States, Schol and others said. Analysis-EU adds more pieces to its 'elusive' capital market jigsaw 2021-11-25T05:00:00Z

“At the same time, the trading in meme stocks during this time highlighted an important feature of United States securities markets in the 21st century: broad participation.” GameStop mania severely tested market system, regulator says 2021-10-18T04:00:00Z

“As one of the witnesses of the ‘awakening era’ of China’s securities market, his death is regrettable,” the newspaper said. Pioneering investor dubbed ‘China’s First Shareholder’ dies 2021-06-14T04:00:00Z

Separately, President Biden issued an executive order identifying 59 Chinese companies, including many of the same firms on the Pentagon list, that will now be blocked from access to U.S. securities markets beginning Aug. 1. Pentagon identifies Chinese companies for sanctions 2021-06-04T04:00:00Z

The country will also clamp down on illegal activities in the securities market and maintain the stability of stock, bond and forex markets, the committee said in a meeting chaired by Vice Premier Liu He. U.S. factory activity is up, but materials and labor are hard to find 2021-05-21T04:00:00Z

And repercussions from his actions continue to pop up, too, as just last week he was banned for life from the securities market in China for “fraud” committed at LeEco. Faraday Future was investigated by the Department of Labor in 2020 2021-04-19T04:00:00Z

“And that was when the stock market tanked from the mortgage-backed securities market crash,” she said. Smoking foes: Make COVID casino smoking ban permanent in NJ 2021-04-15T04:00:00Z

Unlike Deutsche Bank, Trump’s primary lender, Ladder quickly sold the loans on securities markets. Trump’s tax returns have been turned over to Manhattan district attorney 2021-02-25T05:00:00Z

At issue is the common practice in the securities markets of payment for order flow, in which Wall Street trading firms pay companies like Robinhood to send their customers’ orders to those firms for execution. GameStop saga makes Wall Street an issue for Biden team 2021-02-01T05:00:00Z

The cumulative deceptions shook public confidence in the nation’s securities markets and endangered the stability of the national financial system. Paul Sarbanes, senator from Maryland who led overhaul of corporate accounting rules, dies at 87 2020-12-07T05:00:00Z

Most of that stemmed from keeping the government bond and mortgage-backed securities markets on track: holdings of U.S. Fed's offered flood of credit so far just a trickle in practice 2020-06-30T04:00:00Z

He stopped borrowing from lenders in the commercial mortgage-backed securities market because of difficulty working with servicers during the last downturn, he added. Distressed Real Estate Market Beckons Opportunistic Buyers 2020-05-26T04:00:00Z

But ironclad contracts and rigid or unresponsive lenders also strained the process of getting government loans for small hotel owners and other real estate businesses that borrow money from the commercial mortgage-backed securities market. How Wall Street Is Hampering Some Small Businesses Seeking Aid 2020-05-15T04:00:00Z

Reflecting the jittery atmosphere, the Malaysian securities market took a hit, and Malaysia’s national bank issued a statement on Monday, saying it was “closely monitoring conditions in the financial markets.” Mahathir Mohamad, Malaysia’s Prime Minister, Resigns 2020-02-24T05:00:00Z

There will be no further delays to the reopening, the country’s securities market regulator said in an interview published by the state-backed People’s Daily newspaper on Sunday. China to inject $174 billion of liquidity on February 3 as markets reopen 2020-02-02T05:00:00Z

Despite much anti-regulatory rhetoric, there is broad support for agencies overseeing the environment, securities markets, drugs, new vehicles — and much more. Opinion | There’s a brawl coming over government regulation 2020-01-12T05:00:00Z

Rather, the case involved “important relationships between fossil fuel companies and investors and the securities market that are just on the early end of being explored,” said Hecht. What Exxon’s win in New York means for other climate lawsuits 2019-12-15T05:00:00Z

Earlier this year the exchange said it was looking to shorten the five-day cycle, and that it was working on a paperless model for the securities market to help them to achieve this. Budweiser APAC's IPO failure hurt retail investors, say newspaper... 2019-07-17T04:00:00Z

In a separate statement, Turkey’s securities markets regulator, the Capital Markets Board, said it had filed a criminal complaint to Istanbul prosecutors regarding the social media posts of some individuals. Turkey seeks jail terms for two Bloomberg reporters 2019-06-14T04:00:00Z

Trump issued his threat a little over 24 hours later, sending shock waves through the political world and through securities markets, which took another tumble late last week. Trump officials say Mexico needs to act quickly on immigration to avoid tariffs 2019-06-02T04:00:00Z

“Making false disclosures in annual securities reports greatly harms the integrity of Nissan’s public disclosures in the securities markets, and the company expresses its deepest regret,” it said in a statement. Japanese prosecutors indict former Nissan chairman on charges of underreporting pay, effectively extend his detention 2018-12-10T05:00:00Z

“Making false disclosures in annual securities reports greatly harms the integrity of Nissan’s public disclosures in the securities markets, and the company expresses its deepest regret.” Carlos Ghosn, Ex-Nissan Chief, and Nissan Are Charged With Misstating His Pay 2018-12-10T05:00:00Z

He or she runs the elections system, registers corporations, oversees professional licensures and regulates the state’s securities market. Georgia editorial roundup 2018-11-21T05:00:00Z

They also signed agreements relating to elder care and the securities market, although details were vague. China and Japan pledge to take their relationship in ‘new historic direction’ 2018-10-26T04:00:00Z

Even with a pardon, regulators may view Milken’s ban as appropriate “to defend the integrity of the securities markets.” Trump insiders are said to be encouraging pardon for 'junk bond king' Michael Milken 2018-06-15T04:00:00Z

“It now falls to the Legislature to correct this error before significant damage is done to the state’s securities markets,” Judge Rivera wrote. New York’s Top Court Limits Time Frame for Martin Act Lawsuits 2018-06-12T04:00:00Z

The letter also notes that Sanka was barred by India’s regulator from the securities market for three years for alleged malfeasance at a previous job. Trump Organization’s real estate partner in India accused of $147 million fraud 2018-03-18T04:00:00Z

The short history of micro-loan companies and China’s asset-backed securities market raises significant challenges for ratings agencies and investors trying to gauge risk. Consumer loan securitization boom put on hold as China clamps down on 2018-01-05T05:00:00Z

SEC chairman Jay Clayton warned consumers that "there is substantially less investor protection than in our traditional securities markets, with correspondingly greater opportunities for fraud and manipulation" with initial coin offerings. US regulator halts initial coin offering 2017-12-12T05:00:00Z

When we think of financial markets, we tend to jumble securities markets like stocks, bonds and commodities with conventional bank lending such as checking accounts and lines of credit. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z

In an interview, she defended the commission’s enforcement, saying that its “aggressive, tough but fair” approach protected investors “while deterring misconduct in many sectors of the securities markets.” Mary Jo White to Rejoin Debevoise & Plimpton 2017-02-15T05:00:00Z

This much is clear to many strategists: Mr. Trump’s mercurial tendencies will bring heightened volatility to individual stocks as well as to the securities markets over all. The Trump Effect: What’s an Investor to Do? 2017-02-03T05:00:00Z

A smaller player in the mortgage-backed securities market, the British bank Barclays, appears to be willing to take its chances under the administration of Donald J. Trump. Last Hurrah for Obama’s Justice Department: Bank Settlements Over Toxic Mortgages 2016-12-23T05:00:00Z

These laws form the cornerstone of modern securities markets regulation. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z

President Barack Obama’s 2012 initiative to hold Wall Street accountable for misconduct in the mortgage securities market that helped lead to the worst financial crisis since the Great Depression. U.S. hits Credit Suisse, Deutsche Bank with toxic debt penalties 2016-12-23T05:00:00Z

In successfully compromising various facets of the financial sector, prosecutors said the defendants were able to manipulate the securities market in a manner that allowed them to generate millions of dollars in illegal profit. Joshua Aaron case: Final suspect in JPMorgan Chase hack, considered largest ever, arrested 2016-12-15T05:00:00Z

The investigation is part of a federal and state effort focused on fraud and abuse in the mortgage securities market and the federal government bailout that followed the 2008 financial crisis. Ex-trader at Cantor Fitzgerald indicted on securities fraud 2016-12-09T05:00:00Z

Gerhart helped oversee the insurance and securities market in Iowa, including the sale of health insurance. Iowa’s top insurance regulator resigns 2016-12-05T05:00:00Z

For our purposes, when we talk about financial regulation, our focus is on the securities markets. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z

It had a 6.4 percent share of the U.S. residential mortgage-backed securities market before the crash, according to rating agency Moody's. Deutsche Bank looking to cut back U.S. mortgage securitization: sources 2016-11-18T05:00:00Z

"The CAT would essentially be the Hubble Telescope for the securities markets," said SEC Commissioner Kara Stein. SEC approves 'Hubble Telescope' for securities markets 2016-11-15T05:00:00Z

Citibank and Deutsche Bank had similar market shares in the mortgage-backed securities market, while Morgan Stanley’s was nearly twice as large. Deutsche Bank as Next Lehman Brothers: Far-Fetched but Not Unthinkable 2016-10-06T04:00:00Z

Justice Department lawyers in their legal briefs said a defeat for the government “would seriously harm investors and damage confidence in the nation’s securities markets.” Supreme Court appears hesitant to curtail insider trading prosecutions 2016-10-05T04:00:00Z

The Dodd-Frank Act, for example, was ostensibly focused on regulation of securities markets, but the rules that got the most attention were those that affect the “too big to fail” banks. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z

Government officials say free sharing of corporate secrets with friends or relatives is just as damaging to the nation's securities markets as trading inside information for a cash benefit. Justices seem wary of limiting insider trading prosecutions 2016-10-05T04:00:00Z

The survey was conducted in conjunction with a consultative committee of IOSCO, the global umbrella group for securities markets regulators who are studying the implications of blockchain. Exchanges call for regulatory clarity over blockchain use 2016-08-25T04:00:00Z

The Mumbai temple follows another in the south-eastern state of Andhra Pradesh in the electronic securities market. Indian temple accepts shares from devotees - BBC News 2016-07-20T04:00:00Z

Before London securities markets opened Monday, Osborne, the nation’s senior treasury official, declared that “Britain is ready to confront what the future holds for us from a position of strength.” 'Brexit' fallout: On financial services, Britain snatched defeat from the jaws of victory 2016-06-27T04:00:00Z

These split-second traders add nothing to the efficiency of the securities markets or the economy, simply skimming off huge amounts of money for their personal bank accounts at the expense of the public. Making trading more fair for the public 2016-06-23T04:00:00Z

But many others funneled capital into America's mortgage-backed securities market. Brexit Could Drive Mortgages to 'Historic Lows' 2016-06-24T04:00:00Z

Emphasis is on practical applications found in securities markets and in government’s interaction with society and the business community. Should We Worry About the Federal Deficit? 2016-05-02T04:00:00Z

As the court noted, “Although the Government might like the law to be different, nothing in the law requires a symmetry of information in the nation’s securities markets.” The Man Who Terrifies Wall Street 2016-05-09T04:00:00Z

“The way our business operates is because everybody is completely honest,” an unnamed senior Wall Street executive with a background in the Treasury securities market told The Times in 1991. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z

Clinton’s proposal was met with horror by Republicans, who feared government manipulation of the securities markets. Clinton’s claim that Bush wanted to ‘give the Social Security trust fund to Wall Street’ 2016-02-22T05:00:00Z

If the case was not overturned, he wrote, it would “hurt market participants, disadvantage scrupulous market analysts, and impair the government’s ability to protect the fairness and integrity of the securities markets.” An Insider Trading Case Heads to the Supreme Court 2016-01-20T05:00:00Z

U.S. securities markets are highly priced at the start of 2016, and future returns will most likely be lower than in the past. Investing for 2016 in an Expensive Market 2015-12-30T05:00:00Z

Repos are short-term loans secured by Treasurys and other bonds, and underpin securities markets by keeping cash and bonds circulating between firms. Banks Prep for Trading Influx, as Rate Rise Looms 2015-12-14T05:00:00Z

And then he was driven from Wall Street by scandal, after he and other Salomon executives failed to report illegal bids in the Treasury securities market. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z

TOKYO—Japanese regulators, trying to shore up confidence in the country’s securities markets after a $1.9 billion accounting scandal at Toshiba Corp. Toshiba Accounting Scandal Draws Record Fine From Regulators 2015-12-07T05:00:00Z

The firm is being probed over possibly breaking of securities market rules. China's Shanghai Composite drops more than 5% - BBC News 2015-11-27T05:00:00Z

That poses an issue for the government, which needs Treasurys to be “the deepest and most liquid securities market in the world,” Mr. Weiss said. U.S. Conducting Review of Government Bond Market 2015-11-20T05:00:00Z

China put on hold a plan, originally expected to be announced in the fall, to give foreign money managers wider access to its securities markets. China Delays Economic Liberalization 2015-11-07T05:00:00Z

Traders and analysts on Wall Street feared the scandal would discredit the American securities market worldwide and raise the government’s cost of financing its debt. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z

Order cancellations are a common occurrence in the securities markets as the use of algorithms and other computer-driven trading strategies, including high-frequency trading, transformed the way markets operate over the last decade. C.F.T.C. Accuses Chicago Trader of ‘Spoofing’ 2015-10-19T04:00:00Z

For the most part, Mr. Grasso is no longer involved in the securities market. Dick Grasso: Today’s Markets Aren’t Fair 2015-09-11T04:00:00Z

Because its securities markets were more transparent than China’s, some investors bought Brazil as way to play China. How Brazil’s China-Driven Commodities Boom Went Bust 2015-08-28T04:00:00Z

Authorities announced in July they were investigating possible misconduct in China’s securities market following the collapse of a stock price boom. China Probing Brokers, Regulators for Possible Stock Crimes 2015-08-26T04:00:00Z

Authorities announced in July they were investigating possible misconduct in China's securities market following the collapse of a stock price boom. China probing brokers, 2 employees of securities regulator for possible stock market offenses 2015-08-26T04:00:00Z

Addressing the critics, Andrew J. Ceresney, the director of the S.E.C.’s enforcement division, pointed to the agency’s record number of enforcement actions across the securities markets. On the Defensive, the S.E.C. Quietly Pursues High-Profile Cases 2015-08-08T04:00:00Z

In the government’s petition, they state that the Supreme Court should act because the current ruling “will harm the fair and efficient operation of the securities markets.” DOJ Takes Newman Decision To SCOTUS: What's In Request And What's Not 2015-08-05T04:00:00Z

In last December’s decision, the Second Circuit said “although the Government might like the law to be different, nothing in the law requires a symmetry of information in the nation’s securities markets.” Obama Administration Gambles On Supreme Court Review Of Insider-Trading Case 2015-07-30T04:00:00Z

Charlemagne Capital, an asset management group, recently teamed up with a Tehran-based firm to establish a fund to invest in the Iranian securities market. Iran: Now a business opportunity? - BBC News 2015-07-14T04:00:00Z

The Treasury Department and other government agencies said Monday that they are unable to pinpoint a single reason for a period of extreme volatility that hit the Treasury securities market on Oct. Business digest: Marathon-led group to buy MarkWest 2015-07-13T04:00:00Z

Wednesday’s hours-long trading halt at the New York Stock Exchange is a reminder of the stakes involved in overseeing America’s securities markets. Elizabeth Warren and the Markets 2015-07-08T04:00:00Z

China's securities market regulator has opened an investigation into suspected market manipulation, in the latest in Beijing's increasingly desperate attempts to head off a potential stock market crash that could damage an already slowing economy. In struggle to stem market rout, China hunts manipulators 2015-07-02T04:00:00Z

The SEC, the primary regulator of the securities markets, and the CFTC, which oversees futures and options markets and exchanges, would be merged together. Volcker says US bank oversight ineffective, seeks overhaul 2015-04-20T04:00:00Z

"Our securities market provides a good investment outlet for mainland funds and is an excellent way for mainland investors to diversify their portfolios." Shanghai-Hong Kong stock connect sees record turnover 2015-04-08T04:00:00Z

Big investment banks are salivating over the prospect of China’s mainland securities market, with everyone expecting it to become one of the world’s largest in a few years. Morgan Stanley Hops On China 'Through-Train' 2015-03-29T04:00:00Z

In the 1980s, securities companies would sue regulators when they opened up the securities markets to the banks. Despite Changes, an Overhaul of Wall Street Falls Short 2015-03-04T05:00:00Z

The impact would be to “undermine investor confidence in the fairness and integrity of the securities markets.” Court Sets Up a Hurdle, Not a Barrier, for Insider Trading Cases 2015-02-02T05:00:00Z

In April, representatives of Iran’s main securities market, the Tehran Stock Exchange, were in London to explore post-sanctions opportunities. Don't Buy Tehran's Claims of Booming Western Business in Iran 2015-01-26T05:00:00Z

He sold the company in 1996 and went on to develop software for the securities markets. Ice sculptor aims for manmade project to rival ice caves 2015-01-26T05:00:00Z

Liberal Democratic opponents denounced provisions weakening the Dodd-Frank securities market regulation bill and opening a massive campaign fundraising loophole. Enjoy this fleeting whiff of congressional bipartisanship 2014-12-19T05:00:00Z

Despite Wednesday’s rebound in the Russian ruble, volatility in both the local currency and securities markets is not over. Russian Ruble Not Out Of The Woods Yet 2014-12-17T05:00:00Z

“Although the Government might like the law to be different,” the three-judge panel said in the 28-page decision released today, “nothing in the law requires a symmetry of information in the nation’s securities markets.” Appeals Court Delivers `Brushback Pitch' To Prosecutors In Insider-Trading Case 2014-12-10T05:00:00Z

There is another “bad actor” rule important to large companies like Bank of America that routinely access the securities markets to raise capital. With Bank of America Order, S.E.C. Breaks the Mold 2014-12-08T05:00:00Z

Getting started in stamps as an investment is unlike the securities market, and yet, it shares enough similarities to be considered for a diversification of one’s investment capital. STAMP INVESTING -- BACKGROUND 2014-11-18T05:00:00Z

His suggestion that academic economists should have known about the excesses in Wall Street’s asset-backed securities market in the 2005-07 period, and then factored that knowledge into their macroeconomic forecasts, is simply preposterous. ‘We Are Better Than This’ Edward Kleinbard, and ‘Seven Bad Ideas,’ Jeff Madrick

Trading is usually conducted through anonymous securities markets in which hundreds of orders are placed, often by computer programs. Questions for the Government in an Insider Trading Case 2014-09-02T04:00:00Z

But Islamic securities markets are much younger, shallower and less developed than conventional markets, so sharia-compliant HQLAs are in short supply - squeezing Islamic banks on two fronts. Basel III deposit challenge looms over Islamic banks 2014-09-02T04:00:00Z

Although it is likely that Bank of America will seek such a waiver in the future, for the moment, it will be a bit more difficult for the bank to quickly access the securities markets. With Bank of America Order, S.E.C. Breaks the Mold 2014-12-08T05:00:00Z

The market for these bonds is still small when compared with the heyday of the mortgage-backed securities market before the financial crisis. Delinquent Mortgages Attracting Investors 2014-08-13T04:00:00Z

Under the temporary program, banks were able to finance assets that became stuck on the balance sheets after the shutdown of the asset-backed securities market. Lloyds Bank to Pay Nearly $370 Million to Resolve Libor Investigations 2014-07-28T04:00:00Z

Private banks worldwide saw nearly double 2012's growth in assets last year, in part due to favorable securities markets, which added value to existing assets, but also by winning fresh funds. UBS cements lead as largest private bank, assets near $2 trillion: study 2014-07-17T04:00:00Z

One proposal would establish a “best execution rule” for the municipal securities market, similar to those governing stock markets. SEC head advocates bond market reforms

But Citigroup has refused to pay that amount, arguing it had a small share of the securities market compared to other big banks, according to people who were not authorized to speak publicly. Justice Department seeking $10 billion to settle Citigroup mortgage investigation

"Violations of the market access rule pose significant risks to the orderly functioning of the U.S. securities market," the lawsuit said. SEC accuses Los Angeles firm Wedbush Securities of market-access violations 2014-06-06T04:00:00Z

Will decisions on interest rates by the European and British central banks cause action in securities markets? Week Ahead: Apple Developers, May Jobs, Euro Interest Rates 2014-06-01T04:00:00Z

Confidential information, he said, is “the coin of the realm in securities markets.” High & Low Finance: Loosening the Rules on Insider Trading 2014-04-24T16:51:12Z

But Janet Yellen, the chairwoman of the Federal Reserve, said on Tuesday that her agency is actively considering measures to strengthen that potential weak spot in the nation’s securities markets. DealBook: Fed Weighing New Rules on Short-Term Borrowing, Yellen Says 2014-04-15T21:36:10Z

"But detecting misconduct in constantly evolving securities markets, including as a result of the growth of algorithmic, automated trading and 'dark pools,' requires substantial resources," she added. SEC needs bigger budget to police trading, chair says 2014-04-01T19:19:52Z

The SEC is trying to adopt a new rule set for the asset-backed securities market to prevent similar problems from happening again. Wall Street groups pan U.S. SEC's asset-backed securities draft plan 2014-03-31T17:17:49Z

The housing bubble and crash pushed companies like Goldman Sachs to hire outside counsel to review their roles in the mortgage-backed securities market. G.M. Calls the Lawyers 2014-03-15T13:53:52Z

The decision will, he added, “subject many persons and entities whose profession it is to give advice, counsel, and assistance in investing in the securities markets to complex and costly state-law litigation.” Supreme Court Permits Investor Lawsuits in Stanford Fraud 2014-02-26T21:28:57Z

The European Union agreed to a historic overhaul of securities markets on Tuesday after three years of complex negotiations. Europe Inks Deal Reforming Securities Markets 2014-01-15T14:10:14Z

"Our results show that we are prepared to tackle the breadth and complexity of today's securities markets," SEC Chair Mary Jo White said in a statement. SEC says it collected a record $3.4 billion from 2013 cases 2013-12-17T17:22:52Z

O'Neill, in a statement issued by the company, said Hennes brings "broad experience in financial services with notable expertise in securities markets and risk management" to the board. Citigroup adds director with hedge fund, banking experience 2013-12-11T14:54:59Z

“There is a legitimate question as to why they were not brought by the primary regulator of the securities market, which is the SEC.” Justice Department taking larger role on SEC’s turf 2013-11-21T00:50:53Z

"The government's investigation into abuses in the residential mortgage-backed securities market is broad and extensive," she wrote. U.S. should get mortgage firm data for probe, judge says 2013-11-11T17:56:11Z

The broader settlement is a product of a government working group created nearly two years ago to investigate misconduct in the residential mortgage-backed securities market that contributed to the financial crisis. JPMorgan in tentative $13 billion deal with U.S. Justice Department: source 2013-10-20T01:11:13Z

This isn’t the first time that a public figure has bet on his future moneymaking potential in the securities markets. IPO to Give Investors a Stake in NFL Running Back 2013-10-17T21:13:25Z

Gentlemen, welcome and thanks for agreeing to discuss this sensitive topic that is central to how our securities markets function today. High Frequency Trading: Is It A Dark Force Against Ordinary Human Traders And Investors? 2013-09-30T12:41:00Z

“Those of us who worked with her will miss her spirit, leadership and great commitment to her clients and the securities markets.” First Woman Member of the NYSE Siebert Dies at 80 2013-08-26T06:43:18Z

"The continuous and orderly functioning of the securities markets is critically important to the health of our financial system and the confidence of investors," White said. Stocks gain a day after Nasdaq trading shutdown 2013-08-24T01:15:00Z

Securities and Exchange Commission Chair Mary Jo White called for a meeting of Wall Street leaders to help insure the "continuous and orderly" functioning of securities markets. Paralyzed Nasdaq opted for caution over speed in restoring trade 2013-08-23T04:02:47Z

In January 2012, the task force launched a working group to investigate misconduct in the mortgage-backed securities market. JPMorgan says it’s being investigated by Justice Department over mortgages 2013-08-08T00:32:00Z

Ludwig’s OCC tenure was largely defined by his push for fair lending and his controversial support of banks moving into the securities market. The rise of Promontory 2013-08-02T15:33:12Z

While it’s true that, as Bandow argues, insider trading deprives markets of some pertinent information, allowing insider trading would weaken other pillars of a modern securities market. Insider Trading Laws Keep Market Running Smoothly 2013-07-26T10:50:25Z

On Wall Street, insider trading is considered a very serious crime, and it can result in a lifetime ban from the securities markets, not to mention years in prison. U.S. Poised to Charge SAC Hedge Fund 2013-07-24T15:20:26Z

Applying the charge to behavior in the securities market would be a novel use of the statute. Exclusive: U.S. seeks new approach in financial crisis criminal probes 2013-07-17T18:46:21Z

The watchdog, comprising regulators from the world's main securities markets, said it will check within 18 months if its members are applying the guidance, which is legally non-binding. Regulators back mixed approach to compiling Libor 2013-07-17T11:09:15Z

The 58-page report said the survey of exchanges was the first of a series of surveys on cyber-crime across different types of securities market actors. Cyber attacks on stock exchanges put markets at risk: report 2013-07-16T22:00:08Z

And when the securities markets are involved, the first thought seems to be that any informational advantage is not only unfair but potentially fraudulent. DealBook: Possibly Unfair, but Not Necessarily Fraudulent 2013-07-16T17:43:49Z

Promoting fairness and avoiding distortions in the securities markets is an important focus of this office. The Most Profitable Two Seconds on Wall Street 2013-07-09T09:45:38Z

“The securities markets should be a level playing field for all investors and the early release of market-moving survey data undermines fair play in the markets,” Mr. Schneiderman said in a statement Monday. DealBook: Regulators Examining Sales of Early Financial Data 2013-07-09T01:41:59Z

"There have been many scandals in securities markets," he said in an interview. Japanese Romance Sours for Cerberus Capital 2013-05-31T03:12:41Z

Bernanke also highlighted risks in the securities markets that many financial institutions use to pay for short-term operations. Bernanke: ‘Shadow banking,’ other financial sectors still pose risks 2013-05-10T16:45:00Z

To banks with a lot of securities market activities, that sounds like a harsh rule. High & Low Finance: Foreign Banks in U.S. Face Greater Restrictions 2013-04-25T18:59:32Z

The securities markets should be a level playing field for all investors and the early release of market-moving survey data undermines fair play in the markets.” The Most Profitable Two Seconds on Wall Street 2013-07-09T09:45:38Z

Anyway, Marl the Robot was apparently described as having the ability to analyze the over-the-counter securities markets and identify penny stocks that were set to experience large price increases. Stock Picking Teenage Robot Brothers Settle SEC Complaint 2013-03-13T14:29:06Z

"From a policy perspective, enabling boards to negotiate with a bidder strikes me as a good proposal," Louis Morisset, the superintendent of securities markets in Quebec, said in a phone interview. UPDATE 1-Canada regulators to propose extended poison pills 2013-02-26T21:14:59Z

Quebec's provincial regulator plans to release a more far-reaching proposal at the same time, Louis Morisset, the superintendent of securities markets in Quebec, said in a phone interview. Canada regulators to propose extended poison pills -paper 2013-02-26T18:04:59Z

A Peek Behind the Mortgage Security Curtain The private mortgage-backed securities market grew to be a virtually inscrutable giant. High & Low Finance: Court Case Offers a Peek Into Mortgage Security Pricing 2013-01-31T21:41:41Z

That’s what must happen if integrity and investor confidence is to be restored in our securities markets. What (If Anything) Can Fix the SEC? 2013-01-28T13:00:18Z

AT&T also said it was lowering its expected long-term rate of return because of continued uncertainty in the securities markets and the American economy. AT&T Warns of $10 Billion Fourth-Quarter Charge for Pension Costs 2013-01-18T01:06:11Z

But despite the gain, it said it lowered its expected long-term rate of return due to uncertainty in the securities markets and the U.S. economy for 2013. AT&T faces $10 billion pension charge, other costs 2013-01-18T00:24:02Z

But despite the gain, it said it lowered its expected long-term rate of return due to the continued uncertainty in the securities markets and the U.S. economy in 2013. AT&T warns of massive fourth-quarter charges 2013-01-17T22:52:19Z

They surprised relieved bankers with their scope and will help kick-start the mortgage backed securities market, languishing after being tarnished by the U.S. subprime mortgage crisis which set off the 2007-09 financial crisis. Regulators ease key bank rule to spur credit 2013-01-07T05:12:10Z

They surprised relieved bankers with their scope and will help kick-start the mortgage backed securities market, languishing after being tarnished by the U.S. subprime crisis which set off the 2007-09 financial crisis. Regulators ease key bank rule to spur credit 2013-01-06T20:51:31Z

By allowing entrepreneurs to advertise stock sales to the general public, for instance, she said Congress will bring a "fundamental change in the securities markets" that demand regulatory vigilance. Small Businesses Await Crowdfunding Rules 2012-12-13T04:14:02Z

Ahn would incrementally break up the web of affiliates altogether and sever the family ties that dominate the securities markets and banks. Reining In South Korea's Chaebol 2012-11-22T01:55:10Z

The collapse of the mortgage-backed securities market a few years ago exposed systematic failures in the transfer of title from the originator of the mortgages to the trusts. DealBook: Why a Tax Crackdown Is Not Needed on Mortgage-Backed Securities 2012-11-21T18:06:58Z

A revived mortgage-backed securities market would help to wean lenders off central banks. Regulators ease key bank rule to spur credit 2013-01-07T05:12:10Z

We need completely new thinking about securities markets, including all dimensions of how investors are treated and where financial-system risks lurk. Today's Economist: Simon Johnson: Changing the Conventional Wisdom on Wall Street 2012-11-15T10:00:10Z

Roth Capital and Rodman & Renshaw also competed to help companies with reverse mergers, a back-door route to the securities markets that involves combining a firm with an inactive, publicly traded shell business. Roth Capital Shrinks in China 2012-11-13T03:42:28Z

Purchase orders flooded the mortgage-backed securities market after the Fed's announcement, pushing Fannie Mae mortgage-bond yields to their lowest level on record relative to Treasurys, according to Credit Suisse. Fed Winner: Mortgage-Backed Debt 2012-09-14T00:49:00Z

He faced other challenges during his tenure, as large corporations began to raise money through the securities markets and shun the more traditional route of borrowing from banks. DealBook: Willard C. Butcher, Former Chief of Chase Manhattan, Dies at 85 2012-08-28T02:33:23Z

In the wake of 9 August 2007, heightened inter-bank lending rates, along with the closure of the mortgage securities market, placed the finances of Northern Rock under intolerable pressure. Financial crisis, five years on: trust in banking hits new low 2012-08-09T07:22:01Z

The answer will be "not much" if the central bank's bond-buying programme, known as the securities markets programme, is simply reheated in its old "temporary and limited" format. The ECB has bought itself time, if not a stable euro 2012-08-01T18:44:44Z

“The municipal securities market is the bedrock for funding of local government projects throughout our country,” SEC Chairman Mary L. Schapiro said in a statement. SEC asks Congress for more authority over municipal bonds 2012-08-01T01:00:00Z

When the auction-rate securities market began to disintegrate, some banks moved their selling efforts into high gear, so as to get the securities off their books and into the hands of gullible customers. High & Low Finance: Scandals May Cost Banks Their Power in Officialdom 2012-07-26T20:52:06Z

There is no "just a little" in this context for the enormous global securities market. Today's Economist: Simon Johnson: The Market Has Spoken, and It Is Rigged 2012-07-12T09:00:17Z

Unlike the securities markets, customers of futures brokers do not enjoy any government or industry-backed insurance scheme in the event funds are stolen or go missing. MF Global redux as regulator says PFGBest client funds missing 2012-07-10T04:08:45Z

The Beaver in this case is not a charmingly erratic teen, it’s the collection of ever faster and more complex and interconnected systems and networks that collectively form our “new and improved” electronic securities markets. Speed Is Making The Stock Market Dangerous. Nascar Shows Us How To Make It Safer. 2012-06-12T14:04:15Z

The Obama administration formed the task force in January to probe fraud and abuse in the mortgage-backed securities market. New York AG hires prosecutor for mortgage probe 2012-06-04T22:35:44Z

Growth is greater still in the private insurance-linked securities market, which includes a range of cat bond-style deals negotiated directly between insurers and investors. Analysis: Investors turning to reinsurance for juiced returns 2012-05-29T19:15:43Z

The SEC probe illustrates a bigger push by regulators to examine less-transparent parts of the securities markets, such as the fast-growing area of so-called high-frequency trading. SEC Probes Rapid Trading 2012-03-23T04:02:49Z

The yakuza is increasingly turning to businesses such as construction, finance, waste disposal and securities markets to supplement their more traditional income sources, the agency said in the 2010 statement. Yakuza Godfather Targeted in Obama Crackdown on Organized Crime 2012-02-24T06:19:42Z

Students who are passionate about finance are likely interested in the notion of risk and reward and how different resources are channeled through different securities markets. An MBA Alternative: MIT Sloan's Master of Finance Program 2012-02-13T19:48:02Z

“Investors taking part in the new Cambodian stock market will be taking large, unconsidered risks because the conditions do not yet exist to create a securities market worthy of the name.” Asia’s Newest Stock Market Is Risk to Investors, Sam Rainsy Says 2012-02-08T04:15:23Z

That concept could have been extended to U.S. securities markets had Carlyle succeeded in going public with a mandatory-arbitration clause. Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts 2012-02-03T21:38:01Z

It also lost, for the same three years, the exemption for “well-known seasoned issuers,” which allowed it to quickly raise capital in the securities markets. S.E.C. Is Avoiding Tough Sanctions for Large Banks 2012-02-03T07:30:05Z

Still, many in the industry are hopeful the CME’s move will prompt more change to protect customers, like those now in place in the securities markets. DealBook: Lax Oversight Is Blamed in Demise of MF Global 2012-02-03T01:48:38Z

While changes to deductions may have short-term consequences for the residential mortgage backed securities market, an economic downturn is unlikely to be an issue for the debt, S&P’s South said. Dutch Debt Deduction Threat Seen Jeopardizing Market: Mortgages 2012-02-02T23:23:05Z

Brokers “will likely face continued pressures and lower profitability as a result of broader issues affecting the securities markets,” the ratings firm said yesterday in a statement on the New York-based firms. Jefferies, Cantor Fitzgerald Outlooks Cut to ‘Negative’ by S&P 2012-01-28T05:23:10Z

Brokers “will likely face continued pressures and lower profitability as a result of broader issues affecting the securities markets,” the ratings firm said today in a statement on the New York-based firms. Jefferies, Cantor Outlooks Lowered to ‘Negative’ by S&P 2012-01-27T21:21:54Z

The company’s so-called value-at-risk, an estimate of how much it could lose in the securities markets in one day, compared favorably to its biggest competitors, he said. Montag Vows ‘New Game’ for BofA Investment Bank as Risk Cut 2012-01-25T10:42:26Z

The securities market had decided weeks before last night’s filing that Kodak would probably seek bankruptcy protection. Kodak Bankruptcy May Shed Photography, Bet on Digital Printing 2012-01-19T23:39:03Z

Both sides are claiming that if the other side prevails, it will roil the entire $600 billion commercial mortgage-backed securities market. Casino Debtholders Fight On 2012-01-18T02:32:35Z

Founding Father Alexander Hamilton, the first Treasury Secretary, laid the foundations of a modern financial system by establishing a national bank, securities markets and the mint. Analysis: What Europe can learn from Alexander Hamilton 2012-01-17T18:32:44Z

The TSE hopes to help Myanmar develop legal regulations and foster the growth of brokerages to develop its securities market. Tokyo Exchange to Aid Myanmar 2011-12-31T02:35:25Z

Loan originations for the commercial-mortgage backed securities market fell 48 percent in the third quarter, according to the Mortgage Bankers Association, as Europe’s fiscal imbalances caused investors to flee risky assets. Deutsche Bank Said to Win Loan for Solow’s Midtown 9 West 2011-12-23T23:49:08Z

During a Senate hearing at which I testified last week, Senator Bob Corker, Republican of Tennessee, focused on another important problem – the lack of any restrictions on trading in the enormous Treasury securities market. Economix Blog: Simon Johnson: Where Is the Volcker Rule? 2011-12-15T10:00:29Z

“That in turn would enable the ECB to be more active in its securities market purchases.” Europe Needs to Agree to More Fiscal Union, S&P’s Chambers Says 2011-12-07T09:08:50Z

The Fed in September decided to dip its toes back into the housing market by reinvesting proceeds of maturing mortgage and housing agency debt from its portfolio back into the mortgage-backed securities market. Yellen sees scope for further Fed monetary easing 2011-11-29T17:21:42Z

If the commercial mortgage-backed securities market is growing quiet again, that will not cut off all commercial real estate loans, since banks keep some and insurance companies remain active lenders. Some Real Estate Loans That Lost All Their Value, and More 2011-11-17T23:20:00Z

Finra, which monitors securities markets for price spikes linked to news such as mergers and earnings, made 259 referrals to the SEC last year for possible insider trading. SAC Netted $14 Million in Suspect Trades 2011-10-25T02:22:01Z

The ECB is considering ways to improve disclosure in the asset-backed securities market at a time when European government ministers meet in Brussels to try and find a solution to the region’s sovereign debt crisis. ECB Said to Weigh Bigger Loans for Collateral Disclosure 2011-10-21T08:51:02Z

“The settlement agreement at issue here implicates core federal interests in the integrity of nationally chartered banks and the vitality of the national securities markets,” U.S. BofA’s Mortgage Accord Kept in Federal Court for Review 2011-10-19T20:59:01Z

Yet on the commericial side, the skid in the mortgage-backed securities market and the decline of REITs points to a future without much liquidity — probably Wall Street being nervous about European debt problems. Mortgages Hit Record Lows. Why Is Nobody Buying? 2011-10-07T00:05:30Z

Alfa, SAB de CV, which found that the safe harbor for stock transactions was intended to prevent severe displacements in the securities markets if otherwise legitimate trades could be unwound years after settlement. DealBook: The Roller Coaster Ride Continues for Madoff Investors 2011-10-03T19:37:37Z

UBS increased so-called value at risk, a measure of how much the firm could lose in securities markets on a single day, to 75 million francs from 48 million francs in the year-earlier period. UBS’s Ermotti Faces Tasks of Shrinking Bank, Keeping Clients 2011-09-25T22:23:04Z

UBS’s headlong rush into the ill-fated mortgage-backed securities market before it collapsed in 2008 will go down as one of the worst blunders in banking history. Common Sense: At UBS, It?s the Culture That?s Rogue 2011-09-24T00:21:19Z

The bank made bigger bets, increasing so-called value at risk, a measure of how much the firm could lose in securities markets on a single day. UBS Loss Leaves Gruebel Contemplating Smaller Investment Bank 2011-09-22T23:24:03Z

Fannie Mae and Freddie Mac “acknowledged that their losses in the mortgaged-backed securities market were due to the unprecedented downturn in housing prices and other economic factors,” said DiRita at Bank of America. Mortgage Debacle Costs Banks $66 Billion as Suits Sap Profit 2011-09-16T15:46:02Z

But changes in securities markets have allowed companies to find ways around the restrictions, prompting SEC Chairman Mary Schapiro to ask staff to study the agency's offering rules. Washington warms to "crowdfunding" for startups 2011-09-15T18:24:43Z

The central bank holds a total of 143 billion euros in Italian, Spanish, Greek, Portuguese and Irish bonds under its securities market program, which drove Stark -- a traditional German central banking hawk -- to resign. Geithner heads to Europe as debt fears mount 2011-09-13T03:04:24Z

“Many putative class members are sophisticated investors with significant experience in asset-backed securities markets,” he wrote. Banks May Fight Banks as Mortgage Investors Pursue Class Status 2011-09-10T04:23:12Z

The collapse of Lehman Brothers Holdings Inc. in September 2008 damped securities markets and made it hard for hedge funds to sell assets to meet mounting withdrawals. Huttenlocher Said to Answer SFC Complaint After Fund Delay 2011-09-05T04:55:01Z

His biggest transactions of the last two years came in the public securities market with the takeover of Burlington Northern Santa Fe and the agreement to acquire Lubrizol Corp. Buffett BofA Deal Is Latest to Capitalize on Weakness of Banks 2011-08-26T04:23:18Z

Similar rules on so-called pay-to-play practices already apply to banks that underwrite bonds in the municipal securities market. U.S. Muni-Finance Advisers Face Pay-to-Play Curb in New Rule 2011-08-19T18:48:02Z

Xiong’s experience shows how little oversight there is in the burgeoning Chinese securities market. Chinese Protest $5 Billion Losses Tied to U.S Reverse Mergers 2011-08-18T23:02:59Z

Qualified foreign institutional investors “will be allowed to invest in mainland securities markets with an initial size of 20 billion yuan.” China Pledges 20 Billion Yuan Quota for Hong Kong Investors 2011-08-17T03:27:42Z

It is important that significant shareholders recognise that timely and accurate disclosure of their shareholdings and voting rights is a fundamental component of a properly informed securities market. Sir Ken Morrison fined over ?450m share sale 2011-08-16T12:19:21Z

“The conduct fundamentally compromises the integrity of the securities market,” U.S. Ex-Nasdaq Official Gets 3½ Year Sentence for Insider Trading 2011-08-12T15:04:05Z

Italy’s securities market regulator, Consob, banned new net short positions on financial shares for 15 days, according to a statement posted in its website. Europe’s Short-Sale Bans May Fail to Reverse Bank Stock Slide 2011-08-12T12:56:04Z

The board of Italy’s securities markets regulator, Consob, postponed a meeting to before the market opens today, said an official at the Rome-based watchdog, who couldn’t be identified in line with its policy. France, Spain, Italy, Belgium Ban Short Sales to Halt Rout 2011-08-12T08:34:17Z

Akerson, GM’s CEO since September, said yesterday he was unsure whether “turmoil” in the securities markets may discourage consumers from buying new vehicles. GM CEO Akerson Buys Shares Before Drop to New Low Since IPO 2011-08-10T21:41:02Z

If Q was enforced, depositors would lend directly to companies by buying their debt in the securities markets. Why We Deregulated the Banks 2011-07-30T03:31:12Z

The company said in a statement it was pleased with the sentence and efforts to “protect the integrity of our securities markets.” Con man Barry Minkow gets 5-year max sentence in $500M fraud involving homebuilder Lennar 2011-07-21T15:15:59Z

The measure “provides certainty for the asset-backed securities market,” said Representative Steve Stivers, an Ohio Republican who sponsored the bill that would remove a so-called “expert liability” requirement in the regulatory law. House Panel Backs Stripping Dodd-Frank Credit-Rater Liability 2011-07-20T20:08:01Z

The ECB was very reluctant to embark on bond purchases through its “securities markets programme” last year because that took it into territory that looks suspiciously fiscal rather than monetary. Europe's policy options: Huge mess, untidy solutions 2011-07-14T11:01:07Z

Is this any way to run a securities market? Is LinkedIn IPO Pulsing an Orchestrated IPO Wave? 2011-05-20T13:23:52Z

The revival of the commercial mortgage-backed securities market also is boosting credit availability. Institutional Investors Edge Out REITs as Top Buyers of Offices 2011-05-18T04:28:00Z

It’s seeking comment “on both the existing uses of short selling in securities markets and the adequacy or inadequacy of currently available information regarding short sales,” the regulator said. China Strengthens Great Firewall 2011-05-05T12:37:04Z

The Martin Act’s strength lies in its common-sense understanding of how the securities markets really function. Wall Street’s Sheriff Needs Many More Deputies: Rory Lancman 2011-05-03T23:04:13Z

“By profiting from his sensitive position and providing the hedge fund an unfair advantage, Benhamou undermined the integrity of the securities market and sold out his employer,” Manhattan U.S. FrontPoint Partner’s Skowron Charged With Securities Fraud 2011-04-13T15:10:03Z

The securities market regulator doesn’t investigate price movements related to leaked economic indicators, according to a senior official with the China Securities Regulatory Commission who wouldn’t be identified, citing the sensitivity of the matter. Insider Trading in China Thrives With Selective Data Disclosure 2011-04-11T01:03:00Z

The IMF’s proposal for this index includes 36 metrics in three securities markets at various maturities. Regulators Need New Ways to Measure Collective Risk, IMF Says 2011-04-06T21:14:33Z

The private sector all but vanished from the mortgage-backed securities markets after the housing bust and financial crisis spawned hundreds of billions of dollars in losses. IMF urges U.S. budget include Fannie, Freddie costs 2011-04-06T15:10:15Z

“We appreciate the good work of the Justice Department in protecting our public securities markets,” Lennar Chief Executive Officer Stuart A. Miller said in a statement. Barry Minkow Pleads Guilty to Conspiracy in Lennar Case 2011-03-30T21:39:04Z

The operator of the city’s securities market began clearing standardized interest rate swaps in Singapore dollars four months ago. Singapore Exchange Sees Expansion of OTC Derivatives Clearing 2011-03-17T00:56:14Z

The questions being asked could undermine the agency’s credibility as an effective regulator of the securities markets. DealBook: The S.E.C. Under Fire 2011-03-11T18:03:34Z

Europe's exchanges are bulking up as part of a global trend to consolidation of securities markets and trading systems. EU's Almunia sees deep scrutiny for D.Boerse-NYSE 2011-03-10T12:03:28Z

Don't be fooled by the relatively brisk sales of securities backed by mortgages for offices, shopping malls and other commercial property: Challenges still loom for the commercial mortgage-backed securities market while it heals. Rebound Aside, CMBS Market Faces Hurdles 2011-03-02T20:15:01Z

Mr. Madoff was viewed at one time as a leading Wall Street sage, and it is undoubtedly difficult for him to have lost the luster of his position as an expert on the securities markets. DealBook: Weighing Madoff's Claims of Complicity 2011-02-17T15:23:10Z

Under the law, the agency must “collect transaction fees and assessments that are designed to recover the costs to the government of the supervision and regulation of securities markets and securities professionals.” DealBook: Wall St. Joins S.E.C. in Plea for Bigger Budget 2011-02-08T01:37:43Z

The strain of funding pensions intensified as securities markets fell during the 18-month economic contraction, the longest since the 43-month slump of the Great Depression, according to the National Bureau of Economic Research. Governors Making Pension Cuts May Be Thwarted by Lawsuits 2011-02-02T05:24:50Z

The SEC is moving more aggressively to enforce rules in the $2.9 trillion municipal securities market, where states, cities and local authorities raise money. SEC Probing Harrisburg Disclosure of Financial Threat 2011-01-31T23:11:02Z

Timely and accurate disclosure of inside information is a fundamental component of a properly functioning securities market and is a key focus of the FSA in enforcing the disclosure regime around listed companies. FSA confirms JJB Sports fined ?455,000 for failing to disclose information to market 2011-01-26T13:44:34Z

Singapore Exchange Ltd., the operator of the city’s securities market, offered in October to buy ASX Ltd., Hutchison’s Port Unit IPO May Eclipse Singapore Deals in 2010 2011-01-18T21:55:29Z

The industry watchdog said its investigation found Schwab improperly failed to change the marketing of the fund to reflect turmoil in the mortgage-backed securities market. Schwab Pays in YieldPlus Settlement 2011-01-11T20:04:28Z

The widely-expected decision will enable the two Wall Street banks to underwrite stocks and bonds in one of the fastest growing securities markets in the world. China OKs JPMorgan, Morgan Stanley joint ventures 2011-01-07T07:14:12Z

“Such offenses undermine the effectiveness and efficiency of the securities market and are often insidious and difficult to detect,” Lai said. Fund Manager Appeals Singapore’s First Civil Stock-Rigging Case 2010-12-23T03:26:07Z

When Margaret Thatcher deregulated Britain’s securities market in the 1980s, an event known as the Big Bang, it was a threat to the merchant banking model. DealBook: Burnishing an Old Banking Name in a Modern World 2010-12-16T23:50:27Z

In September, foreign investors poured $7.1 billion into Indian stocks and bonds — a monthly record for foreign investment in India’s securities market. India Becomes Destination of Choice for World?s Investors 2010-10-13T21:20:00Z

If they start to deploy that in mergers and securities markets, the industry will benefit. Investment banking: The big squeeze 2010-10-07T11:04:00Z

The regulators said their investigation confirmed "inter-connectedness of our derivatives and securities markets" and the need for a harmonized regulatory approach. Report: Algorithm Set Off 'Flash Crash' 2010-10-01T17:15:00Z

EU finance ministers meeting in Brussels are set to approve three new pan-European watchdog bodies to oversee the banking, insurance and securities markets across Europe. George Osborne to back EU banking controls 2010-09-07T08:00:00Z

The United States, meanwhile, introduced significant rule changes via the Dodd-Frank Act in July, but critics said that these did little to reflect the global dimension of securities markets. News Analysis: France?s G-20 Agenda May Be a Tough Sell 2010-09-02T19:06:00Z

Many financial advisers represented the shares as liquid investments, but when the auction-rate securities market froze in February 2008, preferred shareholders suddenly were unable to sell. Funds Hold Billions in 'Auction' Paper 2010-08-31T20:07:00Z

Caveat Emptor, Continued A few years ago, the securities markets financed hundreds of billions of dollars in mortgages without any government guarantee. High & Low Finance: Banks Resist Vouching for Their Mortgage Securities 2010-08-06T01:20:00Z

Dodd-Frank limits that decision to private fraud cases, and the S.E.C. can continue pursuing cases involving foreign transactions that have a connection to American companies and securities markets. A New World Begins for Wall Street Oversight 2010-07-19T16:00:00Z

When it functions properly, the mortgage-backed securities market generates fresh cash that can be channeled back into additional affordable loans. Time to Rethink Fannie and Freddie 2010-07-08T21:00:00Z

Attracted by more conservative underwriting and the perceived bottoming-out of property values, banks like J. P. Morgan Chase and the Royal Bank of Scotland are returning to the commercial mortgage-backed securities market, albeit cautiously. Commercial Mortgage-Backed Bonds Make a Comeback 2010-06-30T04:28:00Z

Frank also wants to scrap a provision backed by Republican Senator Mike Crapo of Idaho that would require U.S. regulators to consider alternate forms of risk retention for the commercial mortgage-backed securities market. Key lawmaker seeks to beef up mortgage risk retention 2010-06-21T19:41:00Z

Banks also benefited from a rebound in securities markets, the report said. Europe's Banks at Risk From Slower Growth, Central Bank Says 2010-05-31T16:37:00Z

The securities markets, and related litigation for violations of federal laws and regulations, will be heavily affected by the legislation. A New World Begins for Wall Street Oversight 2010-07-19T16:00:00Z

It was shortly before Abacus was being structured and sold that, during mid-December 2006, Goldman lost money 10 days in a row trading in the mortgage securities market. The Importance of Fabrice Tourre 2010-04-20T17:47:00Z

Some lenders also praised the government’s Term Asset-Backed Securities Loan Facility program, or TALF, which helped propel the securities markets by providing equity and debt capital to lenders. Commercial Mortgage-Backed Bonds Make a Comeback 2010-06-30T04:28:00Z

The auction-rate securities market, used by issuers to set their interest payments to bondholders, froze up. Fair Game: The Swaps That Swallowed Your Town 2010-03-06T18:32:00Z

Mr. Obama set the tone last week for such discussions when he proposed curtailing the size of banks and limiting banks’ freedom to bet their own capital on securities markets. 2010-01-29T05:33:00Z

Officials argue that because America relies more on securities markets and less on banks than other countries, its crisis was rooted more in illiquidity than in insolvency. 2010-01-14T10:45:00Z

And the bank must give up high-risk activities like using its own capital to trade in securities markets. 2010-01-11T20:49:00Z

Russia's securities market remains largely unregulated and suffers from the lack of a comprehensive securities law. The 1996 CIA World Factbook

Thorough familiarity with the investment securities market has established him as an authority. What's in the New York Evening Journal America's Greatest Evening Newspaper

The securities market, that barometer of business, fell beneath such assurance of further unsettlement. A Brief History of Panics and Their Periodical Occurrence in the United States

Though at present there may be ample cause for a future rise in the securities market, some other condition may intervene and prevent its operation. Practical Argumentation

The illness and after a month or two the death of the great business leader, Harriman, caused in the securities market a great decline. A Brief History of Panics and Their Periodical Occurrence in the United States

单词	securities market
例句	securities market Organising exchanges was down to brokers and other securities market participants, it said. Russian state won't take part in organising frozen asset 'exchange' 2023-11-09T05:00:00Z However SEC officials say this exemption is outdated, given the growth of securities markets, and unduly shields some investment firms from oversight. US SEC poised to adopt rules for $20 tln private fund industry 2023-08-17T04:00:00Z “Coinbase has for years defied the regulatory structures and evaded the disclosure requirements that Congress and the SEC have constructed for the protection of the national securities markets and investors,” the lawsuit read. SEC sues Coinbase, a cryptocurrency exchange platform, over improper registration 2023-06-06T04:00:00Z During the financial crisis of September 2008, for instance, the SEC temporarily banned short selling in 799 financial stocks “to protect the integrity and quality of the securities market and strengthen investor confidence.” Column: Short selling makes markets work better. So why do banks want to outlaw it? 2023-05-31T04:00:00Z The broad probe is an example of the agency’s efforts to use data to root out potential misconduct by traders and to dig more deeply into securities markets. US action on short-sellers likely in 'next few months' -DOJ official 2023-05-24T04:00:00Z Their activity around the banking crisis is an "area of interest" for the Justice Department, which is looking for potential securities market manipulation, the person said. U.S. prosecutors look at short selling in bank shares - source 2023-05-10T04:00:00Z The new national financial regulatory administration will replace the existing banking and insurance watchdog and oversee all aspects of China's $57 trillion financial sector apart from the securities market. Factbox: Key takeaways from China's annual NPC parliamentary meeting 2023-03-13T04:00:00Z The Shenzhen exchange has not signed any agreement with EC Guard but, like other regulators and regulator affiliates, is looking for better tools to cleanse the securities market, one of the people said. Exclusive: Shenzhen bourse taps intelligence tech firm as China battles capital market fraud 2023-03-10T05:00:00Z The watchdog, which will oversee all aspects of China's $57 trillion financial sector apart from the securities market, should help reduce regulatory overlap especially at the level of local government, analysts say. Analysis: China's financial regulatory revamp raises hope, some concern over control 2023-03-08T05:00:00Z "SEBI is strongly and adequately empowered to put in place regulatory frameworks for effecting stable operations and development of the securities markets," it added in a filing to the Supreme Court. Adani: India watchdog probing Hindenburg fraud allegations 2023-02-14T05:00:00Z Without citing prominent recent examples of such conflicts of interest in the asset-backed securities market, SEC officials said the conflicts rule was needed to remove the opportunity and incentive for such conduct. SEC readies Wall Street 'conflicts' rule, a decade after first try 2023-01-25T05:00:00Z “Participants observed that, despite elevated interest rate volatility and indications of strained liquidity conditions, the functioning of the Treasury securities market had been orderly,” the minutes said. At November Fed meeting, officials flagged market resilience amid volatile conditions 2022-11-23T05:00:00Z Treasury securities market, potentially shifting power away from major banks that have dominated for decades, the Wall Street Journal reported, citing a federal report. Regulators look to reduce Treasury market reliance on big bank dealers - WSJ 2022-11-10T05:00:00Z Moreover, leveraged and inverse ETFs can introduce additional volatility in securities markets because of the need to rebalance the leveraged positions at the end of the trading day, the IMF said. Factbox: Ticking bomb: The risks the IMF sees to financial stability 2022-10-11T04:00:00Z “Many crypto industry practices are simply illegal in the securities markets, so avoiding the SEC’s rules is essential to the crypto industry’s bottom lines,” he said. Treasury will warn White House that crypto needs major regulations 2022-09-08T04:00:00Z Myriad explanations have been offered, from ultra-loose monetary policy, to aging societies desperate to save, to China recycling its export profits into Western securities markets. Opinion \| Those rock-bottom interest rates weren’t going to last forever 2022-08-31T04:00:00Z Some European nations had suffered similar speculation bubbles in housing, but all had bought into the mortgage securities market and suffered the losses of assets, jobs, and demand as a result. U.S. History 2014-12-30T00:00:00Z The inquiries came hours before the Senate Banking Committee, chaired by Brown, was set to hold a hearing with cryptocurrency experts on ways Congress could mitigate scams in the crypto and securities markets. Apple and Google come under scrutiny for scammy crypto apps 2022-07-28T04:00:00Z Securities and Exchange Commission, which is charged with regulating securities markets and protecting investors. News Analysis: Musk says he would bring free speech and transparency to Twitter. His record says otherwise 2022-04-20T04:00:00Z On Monday, the Bank of Russia ordered depositories and registries operating on the securities market to freeze security sales by foreigners. Russia bans coupon payments to foreigners holding rouble bonds 2022-03-02T05:00:00Z The bloc first began an ambitious – but tortuous – process of ultimately creating a single EU securities market in 2015. Analysis-EU adds more pieces to its 'elusive' capital market jigsaw 2021-11-25T05:00:00Z “The extreme volatility in meme stocks in January 2021 tested the capacity and resiliency of our securities markets in a way that few could have anticipated,” the report said. GameStop mania severely tested market system, regulator says 2021-10-18T04:00:00Z But while other securities markets are directly overseen by federal regulators, but there is no single regulator in charge of overseeing cryptocurrencies as a financial market. SEC chair calls for more power to regulate cryptocurrency 2021-08-03T04:00:00Z The Portuguese securities market commission temporarily suspended trading of Benfica shares on Tuesday because of possible “irregularities” that could affect the management of the club. American businessman to take 25% stake in Portugal’s Benfica 2021-07-14T04:00:00Z The securities market commission said it suspended trading because of possible “irregularities” that could affect the management of Benfica, which itself was not under investigation. Trading of Benfica shares temporarily suspended after arrest 2021-07-12T04:00:00Z But far tougher reforms like harmonising settlement, taxes on investments and accounting will need tackling to create a truly seamless EU securities market like in the United States, Schol and others said. Analysis-EU adds more pieces to its 'elusive' capital market jigsaw 2021-11-25T05:00:00Z “At the same time, the trading in meme stocks during this time highlighted an important feature of United States securities markets in the 21st century: broad participation.” GameStop mania severely tested market system, regulator says 2021-10-18T04:00:00Z “As one of the witnesses of the ‘awakening era’ of China’s securities market, his death is regrettable,” the newspaper said. Pioneering investor dubbed ‘China’s First Shareholder’ dies 2021-06-14T04:00:00Z Separately, President Biden issued an executive order identifying 59 Chinese companies, including many of the same firms on the Pentagon list, that will now be blocked from access to U.S. securities markets beginning Aug. 1. Pentagon identifies Chinese companies for sanctions 2021-06-04T04:00:00Z The country will also clamp down on illegal activities in the securities market and maintain the stability of stock, bond and forex markets, the committee said in a meeting chaired by Vice Premier Liu He. U.S. factory activity is up, but materials and labor are hard to find 2021-05-21T04:00:00Z And repercussions from his actions continue to pop up, too, as just last week he was banned for life from the securities market in China for “fraud” committed at LeEco. Faraday Future was investigated by the Department of Labor in 2020 2021-04-19T04:00:00Z “And that was when the stock market tanked from the mortgage-backed securities market crash,” she said. Smoking foes: Make COVID casino smoking ban permanent in NJ 2021-04-15T04:00:00Z Unlike Deutsche Bank, Trump’s primary lender, Ladder quickly sold the loans on securities markets. Trump’s tax returns have been turned over to Manhattan district attorney 2021-02-25T05:00:00Z At issue is the common practice in the securities markets of payment for order flow, in which Wall Street trading firms pay companies like Robinhood to send their customers’ orders to those firms for execution. GameStop saga makes Wall Street an issue for Biden team 2021-02-01T05:00:00Z The cumulative deceptions shook public confidence in the nation’s securities markets and endangered the stability of the national financial system. Paul Sarbanes, senator from Maryland who led overhaul of corporate accounting rules, dies at 87 2020-12-07T05:00:00Z Most of that stemmed from keeping the government bond and mortgage-backed securities markets on track: holdings of U.S. Fed's offered flood of credit so far just a trickle in practice 2020-06-30T04:00:00Z He stopped borrowing from lenders in the commercial mortgage-backed securities market because of difficulty working with servicers during the last downturn, he added. Distressed Real Estate Market Beckons Opportunistic Buyers 2020-05-26T04:00:00Z But ironclad contracts and rigid or unresponsive lenders also strained the process of getting government loans for small hotel owners and other real estate businesses that borrow money from the commercial mortgage-backed securities market. How Wall Street Is Hampering Some Small Businesses Seeking Aid 2020-05-15T04:00:00Z Reflecting the jittery atmosphere, the Malaysian securities market took a hit, and Malaysia’s national bank issued a statement on Monday, saying it was “closely monitoring conditions in the financial markets.” Mahathir Mohamad, Malaysia’s Prime Minister, Resigns 2020-02-24T05:00:00Z There will be no further delays to the reopening, the country’s securities market regulator said in an interview published by the state-backed People’s Daily newspaper on Sunday. China to inject $174 billion of liquidity on February 3 as markets reopen 2020-02-02T05:00:00Z Despite much anti-regulatory rhetoric, there is broad support for agencies overseeing the environment, securities markets, drugs, new vehicles — and much more. Opinion \| There’s a brawl coming over government regulation 2020-01-12T05:00:00Z Rather, the case involved “important relationships between fossil fuel companies and investors and the securities market that are just on the early end of being explored,” said Hecht. What Exxon’s win in New York means for other climate lawsuits 2019-12-15T05:00:00Z Earlier this year the exchange said it was looking to shorten the five-day cycle, and that it was working on a paperless model for the securities market to help them to achieve this. Budweiser APAC's IPO failure hurt retail investors, say newspaper... 2019-07-17T04:00:00Z In a separate statement, Turkey’s securities markets regulator, the Capital Markets Board, said it had filed a criminal complaint to Istanbul prosecutors regarding the social media posts of some individuals. Turkey seeks jail terms for two Bloomberg reporters 2019-06-14T04:00:00Z Trump issued his threat a little over 24 hours later, sending shock waves through the political world and through securities markets, which took another tumble late last week. Trump officials say Mexico needs to act quickly on immigration to avoid tariffs 2019-06-02T04:00:00Z “Making false disclosures in annual securities reports greatly harms the integrity of Nissan’s public disclosures in the securities markets, and the company expresses its deepest regret,” it said in a statement. Japanese prosecutors indict former Nissan chairman on charges of underreporting pay, effectively extend his detention 2018-12-10T05:00:00Z “Making false disclosures in annual securities reports greatly harms the integrity of Nissan’s public disclosures in the securities markets, and the company expresses its deepest regret.” Carlos Ghosn, Ex-Nissan Chief, and Nissan Are Charged With Misstating His Pay 2018-12-10T05:00:00Z He or she runs the elections system, registers corporations, oversees professional licensures and regulates the state’s securities market. Georgia editorial roundup 2018-11-21T05:00:00Z They also signed agreements relating to elder care and the securities market, although details were vague. China and Japan pledge to take their relationship in ‘new historic direction’ 2018-10-26T04:00:00Z Even with a pardon, regulators may view Milken’s ban as appropriate “to defend the integrity of the securities markets.” Trump insiders are said to be encouraging pardon for 'junk bond king' Michael Milken 2018-06-15T04:00:00Z “It now falls to the Legislature to correct this error before significant damage is done to the state’s securities markets,” Judge Rivera wrote. New York’s Top Court Limits Time Frame for Martin Act Lawsuits 2018-06-12T04:00:00Z The letter also notes that Sanka was barred by India’s regulator from the securities market for three years for alleged malfeasance at a previous job. Trump Organization’s real estate partner in India accused of $147 million fraud 2018-03-18T04:00:00Z The short history of micro-loan companies and China’s asset-backed securities market raises significant challenges for ratings agencies and investors trying to gauge risk. Consumer loan securitization boom put on hold as China clamps down on 2018-01-05T05:00:00Z SEC chairman Jay Clayton warned consumers that "there is substantially less investor protection than in our traditional securities markets, with correspondingly greater opportunities for fraud and manipulation" with initial coin offerings. US regulator halts initial coin offering 2017-12-12T05:00:00Z When we think of financial markets, we tend to jumble securities markets like stocks, bonds and commodities with conventional bank lending such as checking accounts and lines of credit. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z In an interview, she defended the commission’s enforcement, saying that its “aggressive, tough but fair” approach protected investors “while deterring misconduct in many sectors of the securities markets.” Mary Jo White to Rejoin Debevoise & Plimpton 2017-02-15T05:00:00Z This much is clear to many strategists: Mr. Trump’s mercurial tendencies will bring heightened volatility to individual stocks as well as to the securities markets over all. The Trump Effect: What’s an Investor to Do? 2017-02-03T05:00:00Z The short history of micro-loan companies and China’s asset-backed securities market raises significant challenges for ratings agencies and investors trying to gauge risk. Consumer loan securitization boom put on hold as China clamps down on 2018-01-05T05:00:00Z A smaller player in the mortgage-backed securities market, the British bank Barclays, appears to be willing to take its chances under the administration of Donald J. Trump. Last Hurrah for Obama’s Justice Department: Bank Settlements Over Toxic Mortgages 2016-12-23T05:00:00Z These laws form the cornerstone of modern securities markets regulation. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z President Barack Obama’s 2012 initiative to hold Wall Street accountable for misconduct in the mortgage securities market that helped lead to the worst financial crisis since the Great Depression. U.S. hits Credit Suisse, Deutsche Bank with toxic debt penalties 2016-12-23T05:00:00Z In successfully compromising various facets of the financial sector, prosecutors said the defendants were able to manipulate the securities market in a manner that allowed them to generate millions of dollars in illegal profit. Joshua Aaron case: Final suspect in JPMorgan Chase hack, considered largest ever, arrested 2016-12-15T05:00:00Z The investigation is part of a federal and state effort focused on fraud and abuse in the mortgage securities market and the federal government bailout that followed the 2008 financial crisis. Ex-trader at Cantor Fitzgerald indicted on securities fraud 2016-12-09T05:00:00Z Gerhart helped oversee the insurance and securities market in Iowa, including the sale of health insurance. Iowa’s top insurance regulator resigns 2016-12-05T05:00:00Z For our purposes, when we talk about financial regulation, our focus is on the securities markets. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z It had a 6.4 percent share of the U.S. residential mortgage-backed securities market before the crash, according to rating agency Moody's. Deutsche Bank looking to cut back U.S. mortgage securitization: sources 2016-11-18T05:00:00Z "The CAT would essentially be the Hubble Telescope for the securities markets," said SEC Commissioner Kara Stein. SEC approves 'Hubble Telescope' for securities markets 2016-11-15T05:00:00Z Citibank and Deutsche Bank had similar market shares in the mortgage-backed securities market, while Morgan Stanley’s was nearly twice as large. Deutsche Bank as Next Lehman Brothers: Far-Fetched but Not Unthinkable 2016-10-06T04:00:00Z Justice Department lawyers in their legal briefs said a defeat for the government “would seriously harm investors and damage confidence in the nation’s securities markets.” Supreme Court appears hesitant to curtail insider trading prosecutions 2016-10-05T04:00:00Z The Dodd-Frank Act, for example, was ostensibly focused on regulation of securities markets, but the rules that got the most attention were those that affect the “too big to fail” banks. Why Dodd Frank — or its repeal — won’t save us from the next crippling Wall Street crash 2017-05-04T04:00:00Z Government officials say free sharing of corporate secrets with friends or relatives is just as damaging to the nation's securities markets as trading inside information for a cash benefit. Justices seem wary of limiting insider trading prosecutions 2016-10-05T04:00:00Z The survey was conducted in conjunction with a consultative committee of IOSCO, the global umbrella group for securities markets regulators who are studying the implications of blockchain. Exchanges call for regulatory clarity over blockchain use 2016-08-25T04:00:00Z The Mumbai temple follows another in the south-eastern state of Andhra Pradesh in the electronic securities market. Indian temple accepts shares from devotees - BBC News 2016-07-20T04:00:00Z Before London securities markets opened Monday, Osborne, the nation’s senior treasury official, declared that “Britain is ready to confront what the future holds for us from a position of strength.” 'Brexit' fallout: On financial services, Britain snatched defeat from the jaws of victory 2016-06-27T04:00:00Z These split-second traders add nothing to the efficiency of the securities markets or the economy, simply skimming off huge amounts of money for their personal bank accounts at the expense of the public. Making trading more fair for the public 2016-06-23T04:00:00Z But many others funneled capital into America's mortgage-backed securities market. Brexit Could Drive Mortgages to 'Historic Lows' 2016-06-24T04:00:00Z Emphasis is on practical applications found in securities markets and in government’s interaction with society and the business community. Should We Worry About the Federal Deficit? 2016-05-02T04:00:00Z As the court noted, “Although the Government might like the law to be different, nothing in the law requires a symmetry of information in the nation’s securities markets.” The Man Who Terrifies Wall Street 2016-05-09T04:00:00Z “The way our business operates is because everybody is completely honest,” an unnamed senior Wall Street executive with a background in the Treasury securities market told The Times in 1991. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z Clinton’s proposal was met with horror by Republicans, who feared government manipulation of the securities markets. Clinton’s claim that Bush wanted to ‘give the Social Security trust fund to Wall Street’ 2016-02-22T05:00:00Z If the case was not overturned, he wrote, it would “hurt market participants, disadvantage scrupulous market analysts, and impair the government’s ability to protect the fairness and integrity of the securities markets.” An Insider Trading Case Heads to the Supreme Court 2016-01-20T05:00:00Z U.S. securities markets are highly priced at the start of 2016, and future returns will most likely be lower than in the past. Investing for 2016 in an Expensive Market 2015-12-30T05:00:00Z Repos are short-term loans secured by Treasurys and other bonds, and underpin securities markets by keeping cash and bonds circulating between firms. Banks Prep for Trading Influx, as Rate Rise Looms 2015-12-14T05:00:00Z And then he was driven from Wall Street by scandal, after he and other Salomon executives failed to report illegal bids in the Treasury securities market. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z TOKYO—Japanese regulators, trying to shore up confidence in the country’s securities markets after a $1.9 billion accounting scandal at Toshiba Corp. Toshiba Accounting Scandal Draws Record Fine From Regulators 2015-12-07T05:00:00Z The firm is being probed over possibly breaking of securities market rules. China's Shanghai Composite drops more than 5% - BBC News 2015-11-27T05:00:00Z That poses an issue for the government, which needs Treasurys to be “the deepest and most liquid securities market in the world,” Mr. Weiss said. U.S. Conducting Review of Government Bond Market 2015-11-20T05:00:00Z China put on hold a plan, originally expected to be announced in the fall, to give foreign money managers wider access to its securities markets. China Delays Economic Liberalization 2015-11-07T05:00:00Z Traders and analysts on Wall Street feared the scandal would discredit the American securities market worldwide and raise the government’s cost of financing its debt. John Gutfreund, Who Ran Salomon Brothers at Its Apex, Is Dead at 86 2016-03-09T05:00:00Z Order cancellations are a common occurrence in the securities markets as the use of algorithms and other computer-driven trading strategies, including high-frequency trading, transformed the way markets operate over the last decade. C.F.T.C. Accuses Chicago Trader of ‘Spoofing’ 2015-10-19T04:00:00Z For the most part, Mr. Grasso is no longer involved in the securities market. Dick Grasso: Today’s Markets Aren’t Fair 2015-09-11T04:00:00Z Because its securities markets were more transparent than China’s, some investors bought Brazil as way to play China. How Brazil’s China-Driven Commodities Boom Went Bust 2015-08-28T04:00:00Z Authorities announced in July they were investigating possible misconduct in China’s securities market following the collapse of a stock price boom. China Probing Brokers, Regulators for Possible Stock Crimes 2015-08-26T04:00:00Z Authorities announced in July they were investigating possible misconduct in China's securities market following the collapse of a stock price boom. China probing brokers, 2 employees of securities regulator for possible stock market offenses 2015-08-26T04:00:00Z Addressing the critics, Andrew J. Ceresney, the director of the S.E.C.’s enforcement division, pointed to the agency’s record number of enforcement actions across the securities markets. On the Defensive, the S.E.C. Quietly Pursues High-Profile Cases 2015-08-08T04:00:00Z In the government’s petition, they state that the Supreme Court should act because the current ruling “will harm the fair and efficient operation of the securities markets.” DOJ Takes Newman Decision To SCOTUS: What's In Request And What's Not 2015-08-05T04:00:00Z In last December’s decision, the Second Circuit said “although the Government might like the law to be different, nothing in the law requires a symmetry of information in the nation’s securities markets.” Obama Administration Gambles On Supreme Court Review Of Insider-Trading Case 2015-07-30T04:00:00Z Charlemagne Capital, an asset management group, recently teamed up with a Tehran-based firm to establish a fund to invest in the Iranian securities market. Iran: Now a business opportunity? - BBC News 2015-07-14T04:00:00Z The Treasury Department and other government agencies said Monday that they are unable to pinpoint a single reason for a period of extreme volatility that hit the Treasury securities market on Oct. Business digest: Marathon-led group to buy MarkWest 2015-07-13T04:00:00Z Wednesday’s hours-long trading halt at the New York Stock Exchange is a reminder of the stakes involved in overseeing America’s securities markets. Elizabeth Warren and the Markets 2015-07-08T04:00:00Z China's securities market regulator has opened an investigation into suspected market manipulation, in the latest in Beijing's increasingly desperate attempts to head off a potential stock market crash that could damage an already slowing economy. In struggle to stem market rout, China hunts manipulators 2015-07-02T04:00:00Z The SEC, the primary regulator of the securities markets, and the CFTC, which oversees futures and options markets and exchanges, would be merged together. Volcker says US bank oversight ineffective, seeks overhaul 2015-04-20T04:00:00Z "Our securities market provides a good investment outlet for mainland funds and is an excellent way for mainland investors to diversify their portfolios." Shanghai-Hong Kong stock connect sees record turnover 2015-04-08T04:00:00Z Big investment banks are salivating over the prospect of China’s mainland securities market, with everyone expecting it to become one of the world’s largest in a few years. Morgan Stanley Hops On China 'Through-Train' 2015-03-29T04:00:00Z In the 1980s, securities companies would sue regulators when they opened up the securities markets to the banks. Despite Changes, an Overhaul of Wall Street Falls Short 2015-03-04T05:00:00Z The impact would be to “undermine investor confidence in the fairness and integrity of the securities markets.” Court Sets Up a Hurdle, Not a Barrier, for Insider Trading Cases 2015-02-02T05:00:00Z In April, representatives of Iran’s main securities market, the Tehran Stock Exchange, were in London to explore post-sanctions opportunities. Don't Buy Tehran's Claims of Booming Western Business in Iran 2015-01-26T05:00:00Z He sold the company in 1996 and went on to develop software for the securities markets. Ice sculptor aims for manmade project to rival ice caves 2015-01-26T05:00:00Z Liberal Democratic opponents denounced provisions weakening the Dodd-Frank securities market regulation bill and opening a massive campaign fundraising loophole. Enjoy this fleeting whiff of congressional bipartisanship 2014-12-19T05:00:00Z Despite Wednesday’s rebound in the Russian ruble, volatility in both the local currency and securities markets is not over. Russian Ruble Not Out Of The Woods Yet 2014-12-17T05:00:00Z “Although the Government might like the law to be different,” the three-judge panel said in the 28-page decision released today, “nothing in the law requires a symmetry of information in the nation’s securities markets.” Appeals Court Delivers `Brushback Pitch' To Prosecutors In Insider-Trading Case 2014-12-10T05:00:00Z There is another “bad actor” rule important to large companies like Bank of America that routinely access the securities markets to raise capital. With Bank of America Order, S.E.C. Breaks the Mold 2014-12-08T05:00:00Z Getting started in stamps as an investment is unlike the securities market, and yet, it shares enough similarities to be considered for a diversification of one’s investment capital. STAMP INVESTING -- BACKGROUND 2014-11-18T05:00:00Z His suggestion that academic economists should have known about the excesses in Wall Street’s asset-backed securities market in the 2005-07 period, and then factored that knowledge into their macroeconomic forecasts, is simply preposterous. ‘We Are Better Than This’ Edward Kleinbard, and ‘Seven Bad Ideas,’ Jeff Madrick Trading is usually conducted through anonymous securities markets in which hundreds of orders are placed, often by computer programs. Questions for the Government in an Insider Trading Case 2014-09-02T04:00:00Z But Islamic securities markets are much younger, shallower and less developed than conventional markets, so sharia-compliant HQLAs are in short supply - squeezing Islamic banks on two fronts. Basel III deposit challenge looms over Islamic banks 2014-09-02T04:00:00Z Although it is likely that Bank of America will seek such a waiver in the future, for the moment, it will be a bit more difficult for the bank to quickly access the securities markets. With Bank of America Order, S.E.C. Breaks the Mold 2014-12-08T05:00:00Z The market for these bonds is still small when compared with the heyday of the mortgage-backed securities market before the financial crisis. Delinquent Mortgages Attracting Investors 2014-08-13T04:00:00Z Under the temporary program, banks were able to finance assets that became stuck on the balance sheets after the shutdown of the asset-backed securities market. Lloyds Bank to Pay Nearly $370 Million to Resolve Libor Investigations 2014-07-28T04:00:00Z Private banks worldwide saw nearly double 2012's growth in assets last year, in part due to favorable securities markets, which added value to existing assets, but also by winning fresh funds. UBS cements lead as largest private bank, assets near $2 trillion: study 2014-07-17T04:00:00Z One proposal would establish a “best execution rule” for the municipal securities market, similar to those governing stock markets. SEC head advocates bond market reforms But Citigroup has refused to pay that amount, arguing it had a small share of the securities market compared to other big banks, according to people who were not authorized to speak publicly. Justice Department seeking $10 billion to settle Citigroup mortgage investigation "Violations of the market access rule pose significant risks to the orderly functioning of the U.S. securities market," the lawsuit said. SEC accuses Los Angeles firm Wedbush Securities of market-access violations 2014-06-06T04:00:00Z Will decisions on interest rates by the European and British central banks cause action in securities markets? Week Ahead: Apple Developers, May Jobs, Euro Interest Rates 2014-06-01T04:00:00Z Confidential information, he said, is “the coin of the realm in securities markets.” High & Low Finance: Loosening the Rules on Insider Trading 2014-04-24T16:51:12Z But Janet Yellen, the chairwoman of the Federal Reserve, said on Tuesday that her agency is actively considering measures to strengthen that potential weak spot in the nation’s securities markets. DealBook: Fed Weighing New Rules on Short-Term Borrowing, Yellen Says 2014-04-15T21:36:10Z "But detecting misconduct in constantly evolving securities markets, including as a result of the growth of algorithmic, automated trading and 'dark pools,' requires substantial resources," she added. SEC needs bigger budget to police trading, chair says 2014-04-01T19:19:52Z The SEC is trying to adopt a new rule set for the asset-backed securities market to prevent similar problems from happening again. Wall Street groups pan U.S. SEC's asset-backed securities draft plan 2014-03-31T17:17:49Z The housing bubble and crash pushed companies like Goldman Sachs to hire outside counsel to review their roles in the mortgage-backed securities market. G.M. Calls the Lawyers 2014-03-15T13:53:52Z The decision will, he added, “subject many persons and entities whose profession it is to give advice, counsel, and assistance in investing in the securities markets to complex and costly state-law litigation.” Supreme Court Permits Investor Lawsuits in Stanford Fraud 2014-02-26T21:28:57Z The European Union agreed to a historic overhaul of securities markets on Tuesday after three years of complex negotiations. Europe Inks Deal Reforming Securities Markets 2014-01-15T14:10:14Z "Our results show that we are prepared to tackle the breadth and complexity of today's securities markets," SEC Chair Mary Jo White said in a statement. SEC says it collected a record $3.4 billion from 2013 cases 2013-12-17T17:22:52Z O'Neill, in a statement issued by the company, said Hennes brings "broad experience in financial services with notable expertise in securities markets and risk management" to the board. Citigroup adds director with hedge fund, banking experience 2013-12-11T14:54:59Z “There is a legitimate question as to why they were not brought by the primary regulator of the securities market, which is the SEC.” Justice Department taking larger role on SEC’s turf 2013-11-21T00:50:53Z "The government's investigation into abuses in the residential mortgage-backed securities market is broad and extensive," she wrote. U.S. should get mortgage firm data for probe, judge says 2013-11-11T17:56:11Z The broader settlement is a product of a government working group created nearly two years ago to investigate misconduct in the residential mortgage-backed securities market that contributed to the financial crisis. JPMorgan in tentative $13 billion deal with U.S. Justice Department: source 2013-10-20T01:11:13Z This isn’t the first time that a public figure has bet on his future moneymaking potential in the securities markets. IPO to Give Investors a Stake in NFL Running Back 2013-10-17T21:13:25Z Gentlemen, welcome and thanks for agreeing to discuss this sensitive topic that is central to how our securities markets function today. High Frequency Trading: Is It A Dark Force Against Ordinary Human Traders And Investors? 2013-09-30T12:41:00Z “Those of us who worked with her will miss her spirit, leadership and great commitment to her clients and the securities markets.” First Woman Member of the NYSE Siebert Dies at 80 2013-08-26T06:43:18Z "The continuous and orderly functioning of the securities markets is critically important to the health of our financial system and the confidence of investors," White said. Stocks gain a day after Nasdaq trading shutdown 2013-08-24T01:15:00Z Securities and Exchange Commission Chair Mary Jo White called for a meeting of Wall Street leaders to help insure the "continuous and orderly" functioning of securities markets. Paralyzed Nasdaq opted for caution over speed in restoring trade 2013-08-23T04:02:47Z In January 2012, the task force launched a working group to investigate misconduct in the mortgage-backed securities market. JPMorgan says it’s being investigated by Justice Department over mortgages 2013-08-08T00:32:00Z Ludwig’s OCC tenure was largely defined by his push for fair lending and his controversial support of banks moving into the securities market. The rise of Promontory 2013-08-02T15:33:12Z While it’s true that, as Bandow argues, insider trading deprives markets of some pertinent information, allowing insider trading would weaken other pillars of a modern securities market. Insider Trading Laws Keep Market Running Smoothly 2013-07-26T10:50:25Z On Wall Street, insider trading is considered a very serious crime, and it can result in a lifetime ban from the securities markets, not to mention years in prison. U.S. Poised to Charge SAC Hedge Fund 2013-07-24T15:20:26Z Applying the charge to behavior in the securities market would be a novel use of the statute. Exclusive: U.S. seeks new approach in financial crisis criminal probes 2013-07-17T18:46:21Z The watchdog, comprising regulators from the world's main securities markets, said it will check within 18 months if its members are applying the guidance, which is legally non-binding. Regulators back mixed approach to compiling Libor 2013-07-17T11:09:15Z The 58-page report said the survey of exchanges was the first of a series of surveys on cyber-crime across different types of securities market actors. Cyber attacks on stock exchanges put markets at risk: report 2013-07-16T22:00:08Z And when the securities markets are involved, the first thought seems to be that any informational advantage is not only unfair but potentially fraudulent. DealBook: Possibly Unfair, but Not Necessarily Fraudulent 2013-07-16T17:43:49Z Promoting fairness and avoiding distortions in the securities markets is an important focus of this office. The Most Profitable Two Seconds on Wall Street 2013-07-09T09:45:38Z “The securities markets should be a level playing field for all investors and the early release of market-moving survey data undermines fair play in the markets,” Mr. Schneiderman said in a statement Monday. DealBook: Regulators Examining Sales of Early Financial Data 2013-07-09T01:41:59Z "There have been many scandals in securities markets," he said in an interview. Japanese Romance Sours for Cerberus Capital 2013-05-31T03:12:41Z Bernanke also highlighted risks in the securities markets that many financial institutions use to pay for short-term operations. Bernanke: ‘Shadow banking,’ other financial sectors still pose risks 2013-05-10T16:45:00Z To banks with a lot of securities market activities, that sounds like a harsh rule. High & Low Finance: Foreign Banks in U.S. Face Greater Restrictions 2013-04-25T18:59:32Z The securities markets should be a level playing field for all investors and the early release of market-moving survey data undermines fair play in the markets.” The Most Profitable Two Seconds on Wall Street 2013-07-09T09:45:38Z Anyway, Marl the Robot was apparently described as having the ability to analyze the over-the-counter securities markets and identify penny stocks that were set to experience large price increases. Stock Picking Teenage Robot Brothers Settle SEC Complaint 2013-03-13T14:29:06Z "From a policy perspective, enabling boards to negotiate with a bidder strikes me as a good proposal," Louis Morisset, the superintendent of securities markets in Quebec, said in a phone interview. UPDATE 1-Canada regulators to propose extended poison pills 2013-02-26T21:14:59Z Quebec's provincial regulator plans to release a more far-reaching proposal at the same time, Louis Morisset, the superintendent of securities markets in Quebec, said in a phone interview. Canada regulators to propose extended poison pills -paper 2013-02-26T18:04:59Z A Peek Behind the Mortgage Security Curtain The private mortgage-backed securities market grew to be a virtually inscrutable giant. High & Low Finance: Court Case Offers a Peek Into Mortgage Security Pricing 2013-01-31T21:41:41Z That’s what must happen if integrity and investor confidence is to be restored in our securities markets. What (If Anything) Can Fix the SEC? 2013-01-28T13:00:18Z AT&T also said it was lowering its expected long-term rate of return because of continued uncertainty in the securities markets and the American economy. AT&T Warns of $10 Billion Fourth-Quarter Charge for Pension Costs 2013-01-18T01:06:11Z But despite the gain, it said it lowered its expected long-term rate of return due to uncertainty in the securities markets and the U.S. economy for 2013. AT&T faces $10 billion pension charge, other costs 2013-01-18T00:24:02Z But despite the gain, it said it lowered its expected long-term rate of return due to the continued uncertainty in the securities markets and the U.S. economy in 2013. AT&T warns of massive fourth-quarter charges 2013-01-17T22:52:19Z They surprised relieved bankers with their scope and will help kick-start the mortgage backed securities market, languishing after being tarnished by the U.S. subprime mortgage crisis which set off the 2007-09 financial crisis. Regulators ease key bank rule to spur credit 2013-01-07T05:12:10Z They surprised relieved bankers with their scope and will help kick-start the mortgage backed securities market, languishing after being tarnished by the U.S. subprime crisis which set off the 2007-09 financial crisis. Regulators ease key bank rule to spur credit 2013-01-06T20:51:31Z By allowing entrepreneurs to advertise stock sales to the general public, for instance, she said Congress will bring a "fundamental change in the securities markets" that demand regulatory vigilance. Small Businesses Await Crowdfunding Rules 2012-12-13T04:14:02Z Ahn would incrementally break up the web of affiliates altogether and sever the family ties that dominate the securities markets and banks. Reining In South Korea's Chaebol 2012-11-22T01:55:10Z The collapse of the mortgage-backed securities market a few years ago exposed systematic failures in the transfer of title from the originator of the mortgages to the trusts. DealBook: Why a Tax Crackdown Is Not Needed on Mortgage-Backed Securities 2012-11-21T18:06:58Z A revived mortgage-backed securities market would help to wean lenders off central banks. Regulators ease key bank rule to spur credit 2013-01-07T05:12:10Z We need completely new thinking about securities markets, including all dimensions of how investors are treated and where financial-system risks lurk. Today's Economist: Simon Johnson: Changing the Conventional Wisdom on Wall Street 2012-11-15T10:00:10Z Roth Capital and Rodman & Renshaw also competed to help companies with reverse mergers, a back-door route to the securities markets that involves combining a firm with an inactive, publicly traded shell business. Roth Capital Shrinks in China 2012-11-13T03:42:28Z Purchase orders flooded the mortgage-backed securities market after the Fed's announcement, pushing Fannie Mae mortgage-bond yields to their lowest level on record relative to Treasurys, according to Credit Suisse. Fed Winner: Mortgage-Backed Debt 2012-09-14T00:49:00Z He faced other challenges during his tenure, as large corporations began to raise money through the securities markets and shun the more traditional route of borrowing from banks. DealBook: Willard C. Butcher, Former Chief of Chase Manhattan, Dies at 85 2012-08-28T02:33:23Z In the wake of 9 August 2007, heightened inter-bank lending rates, along with the closure of the mortgage securities market, placed the finances of Northern Rock under intolerable pressure. Financial crisis, five years on: trust in banking hits new low 2012-08-09T07:22:01Z The answer will be "not much" if the central bank's bond-buying programme, known as the securities markets programme, is simply reheated in its old "temporary and limited" format. The ECB has bought itself time, if not a stable euro 2012-08-01T18:44:44Z “The municipal securities market is the bedrock for funding of local government projects throughout our country,” SEC Chairman Mary L. Schapiro said in a statement. SEC asks Congress for more authority over municipal bonds 2012-08-01T01:00:00Z When the auction-rate securities market began to disintegrate, some banks moved their selling efforts into high gear, so as to get the securities off their books and into the hands of gullible customers. High & Low Finance: Scandals May Cost Banks Their Power in Officialdom 2012-07-26T20:52:06Z There is no "just a little" in this context for the enormous global securities market. Today's Economist: Simon Johnson: The Market Has Spoken, and It Is Rigged 2012-07-12T09:00:17Z Unlike the securities markets, customers of futures brokers do not enjoy any government or industry-backed insurance scheme in the event funds are stolen or go missing. MF Global redux as regulator says PFGBest client funds missing 2012-07-10T04:08:45Z The Beaver in this case is not a charmingly erratic teen, it’s the collection of ever faster and more complex and interconnected systems and networks that collectively form our “new and improved” electronic securities markets. Speed Is Making The Stock Market Dangerous. Nascar Shows Us How To Make It Safer. 2012-06-12T14:04:15Z The Obama administration formed the task force in January to probe fraud and abuse in the mortgage-backed securities market. New York AG hires prosecutor for mortgage probe 2012-06-04T22:35:44Z Growth is greater still in the private insurance-linked securities market, which includes a range of cat bond-style deals negotiated directly between insurers and investors. Analysis: Investors turning to reinsurance for juiced returns 2012-05-29T19:15:43Z The SEC probe illustrates a bigger push by regulators to examine less-transparent parts of the securities markets, such as the fast-growing area of so-called high-frequency trading. SEC Probes Rapid Trading 2012-03-23T04:02:49Z The yakuza is increasingly turning to businesses such as construction, finance, waste disposal and securities markets to supplement their more traditional income sources, the agency said in the 2010 statement. Yakuza Godfather Targeted in Obama Crackdown on Organized Crime 2012-02-24T06:19:42Z Students who are passionate about finance are likely interested in the notion of risk and reward and how different resources are channeled through different securities markets. An MBA Alternative: MIT Sloan's Master of Finance Program 2012-02-13T19:48:02Z “Investors taking part in the new Cambodian stock market will be taking large, unconsidered risks because the conditions do not yet exist to create a securities market worthy of the name.” Asia’s Newest Stock Market Is Risk to Investors, Sam Rainsy Says 2012-02-08T04:15:23Z That concept could have been extended to U.S. securities markets had Carlyle succeeded in going public with a mandatory-arbitration clause. Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts 2012-02-03T21:38:01Z It also lost, for the same three years, the exemption for “well-known seasoned issuers,” which allowed it to quickly raise capital in the securities markets. S.E.C. Is Avoiding Tough Sanctions for Large Banks 2012-02-03T07:30:05Z Still, many in the industry are hopeful the CME’s move will prompt more change to protect customers, like those now in place in the securities markets. DealBook: Lax Oversight Is Blamed in Demise of MF Global 2012-02-03T01:48:38Z While changes to deductions may have short-term consequences for the residential mortgage backed securities market, an economic downturn is unlikely to be an issue for the debt, S&P’s South said. Dutch Debt Deduction Threat Seen Jeopardizing Market: Mortgages 2012-02-02T23:23:05Z Brokers “will likely face continued pressures and lower profitability as a result of broader issues affecting the securities markets,” the ratings firm said yesterday in a statement on the New York-based firms. Jefferies, Cantor Fitzgerald Outlooks Cut to ‘Negative’ by S&P 2012-01-28T05:23:10Z Brokers “will likely face continued pressures and lower profitability as a result of broader issues affecting the securities markets,” the ratings firm said today in a statement on the New York-based firms. Jefferies, Cantor Outlooks Lowered to ‘Negative’ by S&P 2012-01-27T21:21:54Z The company’s so-called value-at-risk, an estimate of how much it could lose in the securities markets in one day, compared favorably to its biggest competitors, he said. Montag Vows ‘New Game’ for BofA Investment Bank as Risk Cut 2012-01-25T10:42:26Z The securities market had decided weeks before last night’s filing that Kodak would probably seek bankruptcy protection. Kodak Bankruptcy May Shed Photography, Bet on Digital Printing 2012-01-19T23:39:03Z Both sides are claiming that if the other side prevails, it will roil the entire $600 billion commercial mortgage-backed securities market. Casino Debtholders Fight On 2012-01-18T02:32:35Z Founding Father Alexander Hamilton, the first Treasury Secretary, laid the foundations of a modern financial system by establishing a national bank, securities markets and the mint. Analysis: What Europe can learn from Alexander Hamilton 2012-01-17T18:32:44Z The TSE hopes to help Myanmar develop legal regulations and foster the growth of brokerages to develop its securities market. Tokyo Exchange to Aid Myanmar 2011-12-31T02:35:25Z Loan originations for the commercial-mortgage backed securities market fell 48 percent in the third quarter, according to the Mortgage Bankers Association, as Europe’s fiscal imbalances caused investors to flee risky assets. Deutsche Bank Said to Win Loan for Solow’s Midtown 9 West 2011-12-23T23:49:08Z During a Senate hearing at which I testified last week, Senator Bob Corker, Republican of Tennessee, focused on another important problem – the lack of any restrictions on trading in the enormous Treasury securities market. Economix Blog: Simon Johnson: Where Is the Volcker Rule? 2011-12-15T10:00:29Z “That in turn would enable the ECB to be more active in its securities market purchases.” Europe Needs to Agree to More Fiscal Union, S&P’s Chambers Says 2011-12-07T09:08:50Z The Fed in September decided to dip its toes back into the housing market by reinvesting proceeds of maturing mortgage and housing agency debt from its portfolio back into the mortgage-backed securities market. Yellen sees scope for further Fed monetary easing 2011-11-29T17:21:42Z If the commercial mortgage-backed securities market is growing quiet again, that will not cut off all commercial real estate loans, since banks keep some and insurance companies remain active lenders. Some Real Estate Loans That Lost All Their Value, and More 2011-11-17T23:20:00Z Finra, which monitors securities markets for price spikes linked to news such as mergers and earnings, made 259 referrals to the SEC last year for possible insider trading. SAC Netted $14 Million in Suspect Trades 2011-10-25T02:22:01Z The ECB is considering ways to improve disclosure in the asset-backed securities market at a time when European government ministers meet in Brussels to try and find a solution to the region’s sovereign debt crisis. ECB Said to Weigh Bigger Loans for Collateral Disclosure 2011-10-21T08:51:02Z “The settlement agreement at issue here implicates core federal interests in the integrity of nationally chartered banks and the vitality of the national securities markets,” U.S. BofA’s Mortgage Accord Kept in Federal Court for Review 2011-10-19T20:59:01Z Yet on the commericial side, the skid in the mortgage-backed securities market and the decline of REITs points to a future without much liquidity — probably Wall Street being nervous about European debt problems. Mortgages Hit Record Lows. Why Is Nobody Buying? 2011-10-07T00:05:30Z Alfa, SAB de CV, which found that the safe harbor for stock transactions was intended to prevent severe displacements in the securities markets if otherwise legitimate trades could be unwound years after settlement. DealBook: The Roller Coaster Ride Continues for Madoff Investors 2011-10-03T19:37:37Z UBS increased so-called value at risk, a measure of how much the firm could lose in securities markets on a single day, to 75 million francs from 48 million francs in the year-earlier period. UBS’s Ermotti Faces Tasks of Shrinking Bank, Keeping Clients 2011-09-25T22:23:04Z UBS’s headlong rush into the ill-fated mortgage-backed securities market before it collapsed in 2008 will go down as one of the worst blunders in banking history. Common Sense: At UBS, It?s the Culture That?s Rogue 2011-09-24T00:21:19Z The bank made bigger bets, increasing so-called value at risk, a measure of how much the firm could lose in securities markets on a single day. UBS Loss Leaves Gruebel Contemplating Smaller Investment Bank 2011-09-22T23:24:03Z Fannie Mae and Freddie Mac “acknowledged that their losses in the mortgaged-backed securities market were due to the unprecedented downturn in housing prices and other economic factors,” said DiRita at Bank of America. Mortgage Debacle Costs Banks $66 Billion as Suits Sap Profit 2011-09-16T15:46:02Z But changes in securities markets have allowed companies to find ways around the restrictions, prompting SEC Chairman Mary Schapiro to ask staff to study the agency's offering rules. Washington warms to "crowdfunding" for startups 2011-09-15T18:24:43Z The central bank holds a total of 143 billion euros in Italian, Spanish, Greek, Portuguese and Irish bonds under its securities market program, which drove Stark -- a traditional German central banking hawk -- to resign. Geithner heads to Europe as debt fears mount 2011-09-13T03:04:24Z “Many putative class members are sophisticated investors with significant experience in asset-backed securities markets,” he wrote. Banks May Fight Banks as Mortgage Investors Pursue Class Status 2011-09-10T04:23:12Z The collapse of Lehman Brothers Holdings Inc. in September 2008 damped securities markets and made it hard for hedge funds to sell assets to meet mounting withdrawals. Huttenlocher Said to Answer SFC Complaint After Fund Delay 2011-09-05T04:55:01Z His biggest transactions of the last two years came in the public securities market with the takeover of Burlington Northern Santa Fe and the agreement to acquire Lubrizol Corp. Buffett BofA Deal Is Latest to Capitalize on Weakness of Banks 2011-08-26T04:23:18Z Similar rules on so-called pay-to-play practices already apply to banks that underwrite bonds in the municipal securities market. U.S. Muni-Finance Advisers Face Pay-to-Play Curb in New Rule 2011-08-19T18:48:02Z Xiong’s experience shows how little oversight there is in the burgeoning Chinese securities market. Chinese Protest $5 Billion Losses Tied to U.S Reverse Mergers 2011-08-18T23:02:59Z Qualified foreign institutional investors “will be allowed to invest in mainland securities markets with an initial size of 20 billion yuan.” China Pledges 20 Billion Yuan Quota for Hong Kong Investors 2011-08-17T03:27:42Z It is important that significant shareholders recognise that timely and accurate disclosure of their shareholdings and voting rights is a fundamental component of a properly informed securities market. Sir Ken Morrison fined over ?450m share sale 2011-08-16T12:19:21Z “The conduct fundamentally compromises the integrity of the securities market,” U.S. Ex-Nasdaq Official Gets 3½ Year Sentence for Insider Trading 2011-08-12T15:04:05Z Italy’s securities market regulator, Consob, banned new net short positions on financial shares for 15 days, according to a statement posted in its website. Europe’s Short-Sale Bans May Fail to Reverse Bank Stock Slide 2011-08-12T12:56:04Z The board of Italy’s securities markets regulator, Consob, postponed a meeting to before the market opens today, said an official at the Rome-based watchdog, who couldn’t be identified in line with its policy. France, Spain, Italy, Belgium Ban Short Sales to Halt Rout 2011-08-12T08:34:17Z Akerson, GM’s CEO since September, said yesterday he was unsure whether “turmoil” in the securities markets may discourage consumers from buying new vehicles. GM CEO Akerson Buys Shares Before Drop to New Low Since IPO 2011-08-10T21:41:02Z If Q was enforced, depositors would lend directly to companies by buying their debt in the securities markets. Why We Deregulated the Banks 2011-07-30T03:31:12Z The company said in a statement it was pleased with the sentence and efforts to “protect the integrity of our securities markets.” Con man Barry Minkow gets 5-year max sentence in $500M fraud involving homebuilder Lennar 2011-07-21T15:15:59Z The measure “provides certainty for the asset-backed securities market,” said Representative Steve Stivers, an Ohio Republican who sponsored the bill that would remove a so-called “expert liability” requirement in the regulatory law. House Panel Backs Stripping Dodd-Frank Credit-Rater Liability 2011-07-20T20:08:01Z The ECB was very reluctant to embark on bond purchases through its “securities markets programme” last year because that took it into territory that looks suspiciously fiscal rather than monetary. Europe's policy options: Huge mess, untidy solutions 2011-07-14T11:01:07Z Is this any way to run a securities market? Is LinkedIn IPO Pulsing an Orchestrated IPO Wave? 2011-05-20T13:23:52Z The revival of the commercial mortgage-backed securities market also is boosting credit availability. Institutional Investors Edge Out REITs as Top Buyers of Offices 2011-05-18T04:28:00Z It’s seeking comment “on both the existing uses of short selling in securities markets and the adequacy or inadequacy of currently available information regarding short sales,” the regulator said. China Strengthens Great Firewall 2011-05-05T12:37:04Z The Martin Act’s strength lies in its common-sense understanding of how the securities markets really function. Wall Street’s Sheriff Needs Many More Deputies: Rory Lancman 2011-05-03T23:04:13Z “By profiting from his sensitive position and providing the hedge fund an unfair advantage, Benhamou undermined the integrity of the securities market and sold out his employer,” Manhattan U.S. FrontPoint Partner’s Skowron Charged With Securities Fraud 2011-04-13T15:10:03Z The securities market regulator doesn’t investigate price movements related to leaked economic indicators, according to a senior official with the China Securities Regulatory Commission who wouldn’t be identified, citing the sensitivity of the matter. Insider Trading in China Thrives With Selective Data Disclosure 2011-04-11T01:03:00Z The IMF’s proposal for this index includes 36 metrics in three securities markets at various maturities. Regulators Need New Ways to Measure Collective Risk, IMF Says 2011-04-06T21:14:33Z The private sector all but vanished from the mortgage-backed securities markets after the housing bust and financial crisis spawned hundreds of billions of dollars in losses. IMF urges U.S. budget include Fannie, Freddie costs 2011-04-06T15:10:15Z “We appreciate the good work of the Justice Department in protecting our public securities markets,” Lennar Chief Executive Officer Stuart A. Miller said in a statement. Barry Minkow Pleads Guilty to Conspiracy in Lennar Case 2011-03-30T21:39:04Z The operator of the city’s securities market began clearing standardized interest rate swaps in Singapore dollars four months ago. Singapore Exchange Sees Expansion of OTC Derivatives Clearing 2011-03-17T00:56:14Z The questions being asked could undermine the agency’s credibility as an effective regulator of the securities markets. DealBook: The S.E.C. Under Fire 2011-03-11T18:03:34Z Europe's exchanges are bulking up as part of a global trend to consolidation of securities markets and trading systems. EU's Almunia sees deep scrutiny for D.Boerse-NYSE 2011-03-10T12:03:28Z Don't be fooled by the relatively brisk sales of securities backed by mortgages for offices, shopping malls and other commercial property: Challenges still loom for the commercial mortgage-backed securities market while it heals. Rebound Aside, CMBS Market Faces Hurdles 2011-03-02T20:15:01Z Mr. Madoff was viewed at one time as a leading Wall Street sage, and it is undoubtedly difficult for him to have lost the luster of his position as an expert on the securities markets. DealBook: Weighing Madoff's Claims of Complicity 2011-02-17T15:23:10Z Under the law, the agency must “collect transaction fees and assessments that are designed to recover the costs to the government of the supervision and regulation of securities markets and securities professionals.” DealBook: Wall St. Joins S.E.C. in Plea for Bigger Budget 2011-02-08T01:37:43Z The strain of funding pensions intensified as securities markets fell during the 18-month economic contraction, the longest since the 43-month slump of the Great Depression, according to the National Bureau of Economic Research. Governors Making Pension Cuts May Be Thwarted by Lawsuits 2011-02-02T05:24:50Z The SEC is moving more aggressively to enforce rules in the $2.9 trillion municipal securities market, where states, cities and local authorities raise money. SEC Probing Harrisburg Disclosure of Financial Threat 2011-01-31T23:11:02Z Timely and accurate disclosure of inside information is a fundamental component of a properly functioning securities market and is a key focus of the FSA in enforcing the disclosure regime around listed companies. FSA confirms JJB Sports fined ?455,000 for failing to disclose information to market 2011-01-26T13:44:34Z Singapore Exchange Ltd., the operator of the city’s securities market, offered in October to buy ASX Ltd., Hutchison’s Port Unit IPO May Eclipse Singapore Deals in 2010 2011-01-18T21:55:29Z The industry watchdog said its investigation found Schwab improperly failed to change the marketing of the fund to reflect turmoil in the mortgage-backed securities market. Schwab Pays in YieldPlus Settlement 2011-01-11T20:04:28Z The widely-expected decision will enable the two Wall Street banks to underwrite stocks and bonds in one of the fastest growing securities markets in the world. China OKs JPMorgan, Morgan Stanley joint ventures 2011-01-07T07:14:12Z “Such offenses undermine the effectiveness and efficiency of the securities market and are often insidious and difficult to detect,” Lai said. Fund Manager Appeals Singapore’s First Civil Stock-Rigging Case 2010-12-23T03:26:07Z When Margaret Thatcher deregulated Britain’s securities market in the 1980s, an event known as the Big Bang, it was a threat to the merchant banking model. DealBook: Burnishing an Old Banking Name in a Modern World 2010-12-16T23:50:27Z In September, foreign investors poured $7.1 billion into Indian stocks and bonds — a monthly record for foreign investment in India’s securities market. India Becomes Destination of Choice for World?s Investors 2010-10-13T21:20:00Z If they start to deploy that in mergers and securities markets, the industry will benefit. Investment banking: The big squeeze 2010-10-07T11:04:00Z The regulators said their investigation confirmed "inter-connectedness of our derivatives and securities markets" and the need for a harmonized regulatory approach. Report: Algorithm Set Off 'Flash Crash' 2010-10-01T17:15:00Z EU finance ministers meeting in Brussels are set to approve three new pan-European watchdog bodies to oversee the banking, insurance and securities markets across Europe. George Osborne to back EU banking controls 2010-09-07T08:00:00Z The United States, meanwhile, introduced significant rule changes via the Dodd-Frank Act in July, but critics said that these did little to reflect the global dimension of securities markets. News Analysis: France?s G-20 Agenda May Be a Tough Sell 2010-09-02T19:06:00Z Many financial advisers represented the shares as liquid investments, but when the auction-rate securities market froze in February 2008, preferred shareholders suddenly were unable to sell. Funds Hold Billions in 'Auction' Paper 2010-08-31T20:07:00Z Caveat Emptor, Continued A few years ago, the securities markets financed hundreds of billions of dollars in mortgages without any government guarantee. High & Low Finance: Banks Resist Vouching for Their Mortgage Securities 2010-08-06T01:20:00Z Dodd-Frank limits that decision to private fraud cases, and the S.E.C. can continue pursuing cases involving foreign transactions that have a connection to American companies and securities markets. A New World Begins for Wall Street Oversight 2010-07-19T16:00:00Z When it functions properly, the mortgage-backed securities market generates fresh cash that can be channeled back into additional affordable loans. Time to Rethink Fannie and Freddie 2010-07-08T21:00:00Z Attracted by more conservative underwriting and the perceived bottoming-out of property values, banks like J. P. Morgan Chase and the Royal Bank of Scotland are returning to the commercial mortgage-backed securities market, albeit cautiously. Commercial Mortgage-Backed Bonds Make a Comeback 2010-06-30T04:28:00Z Frank also wants to scrap a provision backed by Republican Senator Mike Crapo of Idaho that would require U.S. regulators to consider alternate forms of risk retention for the commercial mortgage-backed securities market. Key lawmaker seeks to beef up mortgage risk retention 2010-06-21T19:41:00Z Banks also benefited from a rebound in securities markets, the report said. Europe's Banks at Risk From Slower Growth, Central Bank Says 2010-05-31T16:37:00Z The securities markets, and related litigation for violations of federal laws and regulations, will be heavily affected by the legislation. A New World Begins for Wall Street Oversight 2010-07-19T16:00:00Z It was shortly before Abacus was being structured and sold that, during mid-December 2006, Goldman lost money 10 days in a row trading in the mortgage securities market. The Importance of Fabrice Tourre 2010-04-20T17:47:00Z Some lenders also praised the government’s Term Asset-Backed Securities Loan Facility program, or TALF, which helped propel the securities markets by providing equity and debt capital to lenders. Commercial Mortgage-Backed Bonds Make a Comeback 2010-06-30T04:28:00Z The auction-rate securities market, used by issuers to set their interest payments to bondholders, froze up. Fair Game: The Swaps That Swallowed Your Town 2010-03-06T18:32:00Z Mr. Obama set the tone last week for such discussions when he proposed curtailing the size of banks and limiting banks’ freedom to bet their own capital on securities markets. 2010-01-29T05:33:00Z Officials argue that because America relies more on securities markets and less on banks than other countries, its crisis was rooted more in illiquidity than in insolvency. 2010-01-14T10:45:00Z And the bank must give up high-risk activities like using its own capital to trade in securities markets. 2010-01-11T20:49:00Z Russia's securities market remains largely unregulated and suffers from the lack of a comprehensive securities law. The 1996 CIA World Factbook Thorough familiarity with the investment securities market has established him as an authority. What's in the New York Evening Journal America's Greatest Evening Newspaper The securities market, that barometer of business, fell beneath such assurance of further unsettlement. A Brief History of Panics and Their Periodical Occurrence in the United States Though at present there may be ample cause for a future rise in the securities market, some other condition may intervene and prevent its operation. Practical Argumentation The illness and after a month or two the death of the great business leader, Harriman, caused in the securities market a great decline. A Brief History of Panics and Their Periodical Occurrence in the United States
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