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单词 SEC
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But there’s no denying that Sam’s status is far beyond that of a garden variety SEC defensive player of the year, and invites speculation and interest from people who are not sports fans. Michael Sam’s WWE offer proves he’s more celebrity than athlete 2014-09-03T04:00:00Z
The company said in October the SEC was investigating Argo’s disclosures about executive compensation. Off the radar: U.S. CEOs' jet perks add millions to corporate tax bills 2019-12-02T05:00:00Z
The SEC filed a lawsuit in Manhattan federal court against David Bergstein, the chief executive of Cyrano Group Inc who served as executive producer of the 2015 film "In the Heart of the Sea." California movie producer arrested, accused by SEC of fraud scheme 2016-11-09T05:00:00Z
The scheme generated more than $11 million in illicit profits, the SEC said. "Rudy" inspiration charged with securities fraud 2011-12-16T20:25:28Z
Communication between the SEC and the company is also common during the review process, and Groupon has already filed an amended document after its initial filing in June. Groupon IPO may be delayed by SEC inquiry 2011-07-27T21:06:00Z
The Tigers were held to 12 yards and no first downs against Georgia in the SEC title game. Alabama dominates BCS title game 2012-01-10T04:40:00Z
In response, Trump would send the magazine statements of worth directly contradicted by SEC filings and sworn statements, Forbes reported, and lambaste the magazine’s stinginess in interviews. How ranking the world’s wealthy became a business 2017-04-26T04:00:00Z
The SEC said his total gains from the trades was about $100,000, includes losses he avoided by trading ahead of public information. Christie Hefner's husband settles charges 2011-08-03T18:46:00Z
League presidents and chancellors voted Friday to amend the bylaw as the SEC wrapped up its annual spring meetings. SEC expands ‘serious misconduct’ rule for transfer students 2016-06-03T04:00:00Z
In the meantime, he's focused on established a broadcasting career, signing with the SEC Network as an analyst. Former NFL player Tim Tebow joins 'Good Morning America' as contributor 2014-09-11T04:00:00Z
He is also a college football analyst for the SEC Network. Tim Tebow announces engagement to former Miss Universe 2019-01-10T05:00:00Z
Unlike the SEC Network and the Big Ten Network, which counts Fox Sports as a partner, the Pac-12 Networks operation is independent. Pac-12 Network still on sidelines with DirecTV 2014-08-07T04:00:00Z
AT&T plans to finance the new service through “incremental efficiencies” at WarnerMedia, which includes consolidating resources from “sub-scale” direct to consumer services, the company said in an SEC regulatory filing on Wednesday. AT&T plans Warner Media subscription video service 2018-10-10T04:00:00Z
Separately, the enforcement division of the SEC is investigating Ener1 for securities fraud after it failed to report its financial condition and business dealings. A Russian's power grab in Indiana 2012-04-08T11:04:00Z
You might see an inordinate number of fedoras around town, and not because hipsters are invading the SEC. These Are the Best Towns for College Football 2015-09-29T04:00:00Z
The SEC says the promoters were caught in an FBI undercover sting operation offering to pay kickbacks to pension-fund managers or stockbrokers for using their clients' funds to buy penny stocks. SEC charges 'CHiPs' actor of securities fraud 2010-10-07T22:47:00Z
But the appeals court said its June 1 refusal to let New York financier Lynn Tilton stop her own pending SEC case doomed Chau's case, though their constitutional claims were different. 'Big Short' adviser loses appeal in SEC case 2016-12-02T05:00:00Z
WWE said in its SEC filing Wednesday that it has received voluntary and compulsory legal demands for documents "concerning the investigation and related subject matters." WWE boss Vince McMahon served with federal search warrant and grand jury subpoena, company says 2023-08-02T04:00:00Z
The two did not admit or deny the regulator’s charges, but agreed to pay a combined $767,500 in fines and penalties, the SEC said in a statement. SEC charges Floyd Mayweather and 'DJ Khaled' over token offerings 2018-11-29T05:00:00Z
The lawyer, Mitchell J. Stein, made nearly $8 million from "secret trades," the SEC said. SEC sues former Bear Willie Gault 2011-12-20T21:12:00Z
Earlier last week, Goldman disclosed that the SEC wouldn’t be pursuing criminal charges against the firm, despite having issued Goldman a “Wells notice” of its investigation. Six reasons we may have another bank crisis 2012-08-20T17:53:00Z
“From last season alone, I should’ve been in the first three rounds. SEC Defensive Player of the Year, All-American,” Sam told the Associated Press. Michael Sam calls foul on his late draft pick: “I should’ve been in the first three rounds” 2014-05-12T16:56:00Z
In an SEC filing, Navistar said it estimates a restructuring charge of $40 million to $60 million in the fourth quarter but did not say how many jobs would be cut. Navistar Starts Paying The Piper For Its Costly Strategic Mistake 2012-08-31T20:11:47Z
They’re a lot like SEC football coaches: stubbornly self-assured, charmingly folksy and beholden to the demands of their wealthy boosters. When John Grisham Movies Were King 2019-08-28T04:00:00Z
The SEC said Gault and Stein also funneled investor money for personal use. SEC sues former Bear Willie Gault 2011-12-20T21:12:00Z
The SEC charged Wilcox and the others in lawsuits filed in Miami federal court. SEC charges 'CHiPs' actor of securities fraud 2010-10-07T22:47:00Z
He’s lost nearly a billion dollars, and the SEC is close to indicting him for insider trading, but he’s still cocooned in optimism. Review | Gary Shteyngart takes aim at white male privilege 2018-08-28T04:00:00Z
The Memphis Business Journal initially reported the SEC filing's mention of the redevelopment plans. Graceland redevelopment plans scaled back 2011-03-10T01:44:11Z
But "Chasing Madoff" is really about Markopolos, who spent a decade trying to get the SEC and the news media to investigate hard evidence he kept handing them. 'Chasing Madoff': a tale not to be ignored 2011-09-15T19:21:06Z
The SEC said at least $48 million was used to repay earlier investors, while other sums were spent on jewelry, private school tuition, gambling at Atlantic City casinos, and other personal expenses. Two charged in Ponzi case tied to tickets for 'Hamilton,' Adele 2017-01-27T05:00:00Z
In November, Carter failed to appear after an initial SEC order. U.S. regulator orders Jay-Z to testify on sale of clothing brand 2018-05-03T04:00:00Z
Would be terrific to hear your view on the recently reported selection of Mary Jo White as next SEC chief – OliverBudde In general, I've stopped trying to read meaning into appointments. Glenn Greenwald's reader Q&A: the highlights 2013-01-24T23:07:00Z
As Dave Zirin at the Nation notes, Sam’s status as 249th pick was unusual — he was the only SEC defensive player of the year to last through the second round in the past decade. Michael Sam calls foul on his late draft pick: “I should’ve been in the first three rounds” 2014-05-12T16:56:00Z
Several months after the address, Boesky was nabbed by the SEC when it found that his stock manipulations were often based on tips from corporate insiders which is –oopsie! – illegal. 7 most loathsome commencement speeches 2013-05-31T14:00:00Z
A few weeks ago, I overheard an in-house counsel reciting the details of an SEC investigation to his boss. The Cost Of Indiscretion 2011-02-02T23:00:00Z
Both were active in Greek life in college, and they shared an appreciation for Southern food and SEC football. Date Lab: ‘She made me laugh a lot. I made her laugh, I think.’ 2020-04-01T04:00:00Z
This year, margins slid below 13 percent as the economy sputtered and the company spent to overhaul the California park and expand elsewhere, according to Disney's latest SEC filing. Disney steps up efforts to bring "Avengers" to parks 2012-06-15T01:09:30Z
He declined to appear or provide any dates on which he would be available, the SEC statement said. U.S. regulator orders Jay-Z to testify on sale of clothing brand 2018-05-03T04:00:00Z
In February, the SEC issued a second subpoena for Carter’s testimony. U.S. regulator orders Jay-Z to testify on sale of clothing brand 2018-05-03T04:00:00Z
Last week, Comcast Corp., the nation's largest cable operator also reached an agreement to carry the SEC Network. ESPN's SEC Network reaches distribution deal with Time Warner Cable 2014-07-24T04:00:00Z
The SEC says Coadum paid Watts $300,000 to sculpt the piece and then donated it to the Fallen Firefighters as a tax dodge. Sept. 11 statue in Md. to be auctioned on eBay 2010-05-10T11:16:00Z
Archie and son Eli Manning both quarterbacked the Rebels, and the team is fighting to make noise in the wildly competitive SEC West. These Are the Best Towns for College Football 2015-09-29T04:00:00Z
His other two alleged insider trades occurred in 2009 when Playboy was in talks to sell itself to Iconix Brand group, the SEC said. Christie Hefner's husband settles charges 2011-08-03T18:46:00Z
The group received a total of $20 million in forgivable loans — $10 million apiece for two of its subsidiaries — which is earmarked “primarily for payroll costs,” according to an SEC filing from Ruth’s. Petition urges Ruth's Chris Steak House to return $20 million in coronavirus relief loans 2020-04-22T04:00:00Z
The channel will carry 1,000 events in its first year including 45 SEC football games and more than 100 men's basketball games. ESPN's SEC Network reaches distribution deal with Time Warner Cable 2014-07-24T04:00:00Z
But according to the SEC, only a small portion of the $81 million raised from at least 125 investors in 13 U.S. states went toward the ticket resale business. Two charged in Ponzi case tied to tickets for 'Hamilton,' Adele 2017-01-27T05:00:00Z
Last year it reached a deal with the SEC and its schools for custom title belts. WWE collaborating with Big 12 Conference during championship game next month 2023-11-16T05:00:00Z
At 13-0, with wins over at least five ranked teams, the Huskies would not be shoved aside in favor of a one-loss champion from the ACC, Big Ten, Big 12 or SEC. Pac-12 bowl projections: Where will UW end up? 2023-11-14T05:00:00Z
Those provisions, which the SEC found the company used in nine separate pre-approved trading programs over those four years, ran afoul of the agency's rules for such plans. Charter to pay $25 million over unauthorized stock buybacks, SEC says 2023-11-14T05:00:00Z
The SEC's tally included settlements with 25 broker-dealers, advisers and others over employees' use of personal devices and apps including WhatsApp, the agency said. US SEC enforcement collected nearly $5 bln in financial remedies last year 2023-11-14T05:00:00Z
That gave the Pac-12 five teams in the top 10, the first time a conference has done that since the SEC accomplished the feat in the final poll of the 1997 season. South Carolina jumps to No. 1 in women’s AP Top 25 after chaotic week; Colorado crashes top 5 2023-11-13T05:00:00Z
Senior offensive analyst Greg Knox, who has worked around the SEC for 28 of his 35 years of coaching, will serve as interim head coach for the remainder of the 2023 season. Mississippi State fires Zach Arnett as head coach in 1st season after succeeding the late Mike Leach 2023-11-13T05:00:00Z
Alabama didn’t allow him or backup Ty Simpson to be sacked, its first clean effort after entering the contest tied for last in the SEC with 37. Alabama QB Jalen Milroe shakes off benching, growing pains to account for 10 TDs the past 2 games 2023-11-12T05:00:00Z
Charter said in a statement that it fully cooperated with the SEC's inquiry and that its share repurchase plans were well-documented and disclosed in financial statements. Charter to pay $25 million over unauthorized stock buybacks, SEC says 2023-11-14T05:00:00Z
The SEC barred 133 individuals from serving as directors and officers of public companies, the highest number of such bans in a decade, the SEC said in a statement. US SEC enforcement collected nearly $5 bln in financial remedies last year 2023-11-14T05:00:00Z
A stretch of three losses in four games to Alabama, Tennessee and Mississippi assured the Aggies of another season in the middle of the pack in the SEC. Texas A&M fires coach Jimbo Fisher, a move that will cost the school $75M 2023-11-12T05:00:00Z
Arnett began this season as the SEC’s youngest head coach and the first of Hispanic descent in league history, and vowed last summer to maintain the same intensity. Mississippi State fires Zach Arnett as head coach in 1st season after succeeding the late Mike Leach 2023-11-13T05:00:00Z
They clinched the SEC East and a Dec. 2 showdown against Alabama when No. 16 Missouri blew away No. 14 Tennessee 36-7. Bowers returns, No. 1 Georgia routs No. 10 Ole Miss 52-17 to punctuate another SEC East title 2023-11-11T05:00:00Z
The SEC last year overhauled the rules for such plans to deter insiders from trading on material information that investors do not have. Charter to pay $25 million over unauthorized stock buybacks, SEC says 2023-11-14T05:00:00Z
“This team has come a long way,” said coach Nick Saban, who reached his 10th SEC title game with Alabama. Jalen Milroe has 6 touchdowns, No. 8 Alabama blows out Kentucky 49-21 to clinch SEC West title 2023-11-11T05:00:00Z
Earlier this year, BlackRock registered a bitcoin trust in the same manner and a week later filed an application with the SEC to launch a spot bitcoin ETF. BlackRock plans for ethereum trust fuel speculation about ETF filing 2023-11-09T05:00:00Z
Georgia can clinch a spot in the SEC championship with a victory, though that little item would be checked off before they even take the field if Missouri knocks off Tennessee. No. 1 Georgia faces another tough test against high-scoring No. 10 Ole Miss 2023-11-09T05:00:00Z
Ole Miss: The Rebels had hopes that an upset of Georgia might vault them into the College Football Playoff mix, even if they didn’t get a chance to play for the SEC title. Bowers returns, No. 1 Georgia routs No. 10 Ole Miss 52-17 to punctuate another SEC East title 2023-11-11T05:00:00Z
“Maybe win the West, maybe get in the SEC Championship Game and who knows what happens from there?” Milroe runs, passes No. 8 Alabama to 42-28 victory over No. 13 LSU, Daniels leaves with injury 2023-11-04T04:00:00Z
Kentucky visits South Carolina on Saturday in its SEC finale. Jalen Milroe has 6 touchdowns, No. 8 Alabama blows out Kentucky 49-21 to clinch SEC West title 2023-11-11T05:00:00Z
Securities and Exchange Commission has so far not approved any other than ETFs tied to futures contracts, with SEC Chair Gary Gensler arguing that the spot bitcoin market is prone to fraud and manipulation. BlackRock plans for ethereum trust fuel speculation about ETF filing 2023-11-09T05:00:00Z
Georgia has won 26 consecutive games — a school record — since its last loss to Alabama in the 2021 SEC title game. No. 1 Georgia faces another tough test against high-scoring No. 10 Ole Miss 2023-11-09T05:00:00Z
“We are disappointed because we put ourselves in a position to contend for the SEC East, which is the goal we have in place,” Drinkwitz said. Stackhouse has key late pick as No. 1 Georgia holds off No. 14 Missouri, 30-21 2023-11-04T04:00:00Z
Alabama: Moved one step closer to winning the SEC West. Milroe runs, passes No. 8 Alabama to 42-28 victory over No. 13 LSU, Daniels leaves with injury 2023-11-04T04:00:00Z
Beating Texas last month vaulted the Sooners into the top 10, but it looks as if there is still plenty of building to be done as they head to the SEC next year. AP Top 25 Takeaways: Separation weekend in Big 12, SEC becomes survive-and-advance day around nation 2023-11-04T04:00:00Z
Several other ETF providers that have applied for spot bitcoin ETFs also have sought SEC approval for spot ether ETFs, including Ark Investment Management, Invesco and VanEck. BlackRock plans for ethereum trust fuel speculation about ETF filing 2023-11-09T05:00:00Z
"The SEC is unlawfully withholding ... information to which Elliott is entitled and for which no valid disclosure exemption applies or has been properly asserted," Elliott said. Elliott Management sues US SEC for records on swaps rules 2023-11-03T04:00:00Z
Missouri: The Tigers play another game against a tough SEC East rival when they host No. 19 Tennessee next Saturday. Stackhouse has key late pick as No. 1 Georgia holds off No. 14 Missouri, 30-21 2023-11-04T04:00:00Z
The SEC alleged that Binance artificially inflated its trading volumes, diverted customer funds, failed to restrict U.S. customers from its platform and misled investors about its market surveillance controls. The other crypto bosses in US authorities' crosshairs 2023-11-03T04:00:00Z
The SEC has issued 32 subpoenas in the investigation and has taken testimony from Musk and at least three other individuals seven times, Spiro said in a second filing. Elon Musk asks court to reject SEC's bid to make him testify in Twitter probe 2023-11-03T04:00:00Z
It was 11 days after the SEC's deadline for such disclosures. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
The SEC did not immediately respond to requests for comment on Friday. Elliott Management sues US SEC for records on swaps rules 2023-11-03T04:00:00Z
RBC, Canada's largest bank, did not admit or deny the SEC's findings in the settlement, the regulator said in a statement. RBC to pay $6 mln to settle US charges of internal accounting control violations 2023-11-02T04:00:00Z
The company has said the SEC's lawsuit was "unjustified by the facts, by the law, or by the Commission's own precedent." The other crypto bosses in US authorities' crosshairs 2023-11-03T04:00:00Z
The SEC has spent 18 months "devoting its formidable resources to investigating Mr. Musk over an allegedly untimely filing," the court filings said. Elon Musk asks court to reject SEC's bid to make him testify in Twitter probe 2023-11-03T04:00:00Z
The SEC has spent 18 months "devoting its formidable resources to investigating Mr. Musk over an allegedly untimely filing," Thursday's filing said. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
Last month, the SEC said it would give activist hedge funds and other investors just five business days, down from 10 days, to reveal when they have bought more than 5% of a company's stock. Elliott Management sues US SEC for records on swaps rules 2023-11-03T04:00:00Z
In a rule adopted in May, the SEC required public companies to disclose share buyback data, saying this would help investors evaluate the rationale behind them. US court tells SEC to fix 'defective' share buyback rule 2023-11-01T04:00:00Z
BlackRock declined to comment on its pending spot bitcoin ETF, other than to confirm that it is still awaiting final SEC approval. Cryptoverse: As good as gold? Spot bitcoin ETFs aim to whip up US demand 2023-10-31T04:00:00Z
Under the Biden administration, the SEC has been aggressive about holding publicly traded companies to account for cybersecurity lapses and failures to disclose vulnerabilities. US regulators sue SolarWinds and its security chief for alleged cyber neglect ahead of Russian hack 2023-10-30T04:00:00Z
Musk filed the objections in San Francisco federal court, where the SEC sued him on Oct. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
ATHENS, Ga. — Top-ranked Georgia has renewed reason to have confidence in its offense as it prepares for a challenge against SEC East rival No. 14 Missouri on Saturday. No. 1 Georgia keeps rolling on offense even after losing standout Bowers 2023-10-30T04:00:00Z
"The SEC acted arbitrarily and capriciously when... when it failed to respond to petitioners' comments and failed to conduct a proper cost-benefit analysis," according to the opinion from a three-judge panel. US court tells SEC to fix 'defective' share buyback rule 2023-11-01T04:00:00Z
The SEC rule would be the most significant regulation so far to come out of that review. In the Market-Treasury market braces for seismic SEC rule 2023-10-30T04:00:00Z
In a statement, SolarWinds called the SEC charges unfounded and said it is “deeply concerned this action will put our national security at risk.” US regulators sue SolarWinds and its security chief for alleged cyber neglect ahead of Russian hack 2023-10-30T04:00:00Z
The SEC's subpoena exceeds the agency's investigative authority, is overly burdensome and seeks "irrelevant evidence", Musk's lawyers said in the filing. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
It extended its school-record winning streak to 25 games and 24 straight SEC games. No. 1 Georgia keeps rolling on offense even after losing standout Bowers 2023-10-30T04:00:00Z
Meanwhile, the ACC and Big 12 also have two; the Big Ten has three; and the SEC has four. Pac-12 rewind: Oregon rolls as USC, Washington escape to set up Nov. 4 showdown 2023-10-29T04:00:00Z
The SEC rule would force the banks to move that to central clearing. In the Market-Treasury market braces for seismic SEC rule 2023-10-30T04:00:00Z
Koch added that “we look forward to defending his reputation and correcting the inaccuracies in the SEC’s complaint.” US regulators sue SolarWinds and its security chief for alleged cyber neglect ahead of Russian hack 2023-10-30T04:00:00Z
On Thursday, Spiro and Musk's other lawyers said in the filing: "The SEC’s pursuit of Mr. Musk has crossed the line into harassment". Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
A win Saturday would give the Tigers the advantage in an SEC East tie-breaker with Georgia. No. 1 Georgia keeps rolling on offense even after losing standout Bowers 2023-10-30T04:00:00Z
The line for serious playoff contenders for now is drawn at Alabama, which hosts No. 15 LSU next week in a game that could all but decide the SEC West. AP Top 25 Takeaways: Upsets have arrived as No. 6 Oklahoma goes down to KU 3 days before CFP debut 2023-10-28T04:00:00Z
SIFMA, which has lobbied the SEC, expects the final rule next month, ahead of a Treasury market conference on Nov. 16. In the Market-Treasury market braces for seismic SEC rule 2023-10-30T04:00:00Z
The SEC had five, headlined by the reigning champion Tigers at No. 1. After years of competing for titles, Big 12 women’s hoops competes to escape recent mediocrity 2023-10-27T04:00:00Z
Musk has given the SEC documents relating to the probe and provided testimony in July last year via video conference, the SEC said in a court filing. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
Both will try to leave a lasting impression before the Longhorns and Sooners jump to the SEC next season. Houston’s Kelvin Sampson on the Big 12: ‘They’re all German shepherds, man. Where’s the Shih Tzus?’ 2023-10-26T04:00:00Z
To date, the SEC has approved only ETFs tied to bitcoin futures contracts. U.S. SEC has 8-10 filings of possible bitcoin ETF products 2023-10-26T04:00:00Z
The SEC's draft rule, released in March 2022, proposed asking listed companies to include data on greenhouse gas emissions and risks like physical damage and disruption from severe weather events in formal regulatory filings. US SEC chair makes pitch for climate rule to corporate group 2023-10-26T04:00:00Z
Both depart for the SEC next season, when Arizona, Arizona State, Colorado and Utah are due to arrive from the Pac-12. After years of competing for titles, Big 12 women’s hoops competes to escape recent mediocrity 2023-10-27T04:00:00Z
But SEC attorneys said they have more questions for Musk after seeing the documents. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
When they get into SEC play, the teams they’ll face twice include No. 24 Alabama, No. 14 Arkansas and No. 15 Texas A&M. LSU coach Matt McMahon banking on transfers to help Tigers return to relevance 2023-10-25T04:00:00Z
The 240-day SEC comment period for that application expires on Jan. 10, 2024; regulators must either reject or approve it by that date. U.S. SEC has 8-10 filings of possible bitcoin ETF products 2023-10-26T04:00:00Z
The SEC was allowed to consider investor demand for board diversity information in approving the rule, the court said. Conservatives challenging Nasdaq board diversity rule appeal to full 5th Circuit 2023-10-25T04:00:00Z
Securities and Exchange Commission official on Wednesday said the SEC will turn to courts to enforce its subpoena authority when someone is "playing games" or trying to delay investigations. US SEC will go to court if someone is 'playing games' during probes -official 2023-10-25T04:00:00Z
Supreme Court to review the legality of his SEC settlement, which requires him to vet some of his social media posts with a Tesla lawyer. Elon Musk asks court to reject SEC's bid to force him to testify in Twitter probe 2023-11-03T04:00:00Z
The Wolverines lost to Georgia 34-11 in the Orange Bowl semifinal of the 2021 playoff after the Bulldogs had lost the SEC title game to Alabama. Tickets purchased in the name of suspended Michigan staffer to two SEC title games, AP source says 2023-10-24T04:00:00Z
Georgia’s finishing stretch will be much tougher than originally thought, but you have to like its chances to win what appears to be a down SEC. College football contenders and pretenders: Who has a legit shot at a national title? 2023-10-24T04:00:00Z
“He could flat out get it,” said Mason, who now works at SEC Network. USC's Jamil Muhammad dedicated his life to being a QB. Now he's taking them down 2023-10-24T04:00:00Z
The SEC's enforcement director Gurbir Grewal said the agency rarely turns to a court to enforce its subpoena authority, but will do so when necessary. US SEC will go to court if someone is 'playing games' during probes -official 2023-10-25T04:00:00Z
Also at stake on Saturday will be Georgia’s 23 straight wins in SEC games, matching the school record from 1980-83. No. 1 Georgia’s Smart, Bullard insist school-record winning streak brings no added stress 2023-10-23T04:00:00Z
Georgia defeated LSU in the SEC championship game and went on to win a second straight national title by beating Michigan’s Big Ten rival, Ohio State, and TCU in the CFP. Tickets purchased in the name of suspended Michigan staffer to two SEC title games, AP source says 2023-10-24T04:00:00Z
But expect Alabama to utilize Milroe’s legs against LSU when needed and in a theoretical matchup with Georgia in the SEC title game. College football contenders and pretenders: Who has a legit shot at a national title? 2023-10-24T04:00:00Z
Last week BlackRock denied an erroneous report that the ETF was approved and sources close to the SEC confirmed the application was still pending. Bitcoin soars to 1-1/2-year high on ETF bets 2023-10-24T04:00:00Z
Jacob Frenkel, a former SEC enforcement attorney and ex-federal prosecutor, said specifically pointing out “personal benefits and related parties” suggests a possible connection to Musk. Tesla says Justice Department is expanding investigations and issuing subpoenas for information 2023-10-23T04:00:00Z
She was part of four SEC regular-season championship teams at the school. Georgetown coach Tasha Butts dies after 2-year battle with breast cancer 2023-10-23T04:00:00Z
The SEC also has four, while the Big Ten and ACC have three and the Big 12 has two. Pac-12 rewind: Washington and Utah escape, while Oregon and UCLA roll 2023-10-22T04:00:00Z
Saban said he felt the recent grind of SEC games took a psychological toll on how the Tide played at the start of the Tennessee game. Nick Saban enjoying his resilient Alabama team even if the ride has been bumpy 2023-10-22T04:00:00Z
The SEC did not immediately respond to a request for comment emailed after business hours on Monday. Bitcoin soars to 1-1/2-year high on ETF bets 2023-10-24T04:00:00Z
The loss dealt a big blow to the SEC East chances for the Vols, who had built a 20-7 halftime lead with a huge start from Milton. Milroe, No. 11 Alabama stage huge second-half rally, top No. 17 Tennessee 34-20 2023-10-21T04:00:00Z
Three years ago, the SEC agreed to sell its ‘Game of the Week’ package to ESPN, ending a long-term relationship with CBS. How Pac-12 football benefits from Big Ten severing ties to ESPN 2023-10-20T04:00:00Z
She also ruled partly in the SEC's favor, saying the agency had shown the company's $728.9 million of XRP sales to hedge funds and other sophisticated buyers had violated the law. US SEC drops claims against two Ripple Labs executives 2023-10-19T04:00:00Z
The SEC agreed and increased travel rosters from 70 to 74 players for league games this season, a change coaches pushed for at the league’s annual spring meetings in May. SEC coaches are more accepting of youthful mistakes amid roster engagement in the portal era 2023-10-18T04:00:00Z
Arizona, Arizona State, Utah and Colorado will further alter the Big 12 landscape when the Pac-12 schools arrive next year, and when longtime members Oklahoma and Texas depart for the SEC. Bigger, deeper and stronger: Big 12 welcomes 4 new schools to college basketball’s best league 2023-10-18T04:00:00Z
The SEC acted within its authority in approving the rule, and was allowed to consider the opinions of investors who said board diversity information was important to their investment decisions, the court said. US court upholds Nasdaq board diversity rule 2023-10-18T04:00:00Z
The ban on transaction price discounts and rebates would not apply when brokerages trade for themselves, SEC officials said in advance of the meeting. US SEC proposes banning volume-based trading discounts for stock brokerages 2023-10-18T04:00:00Z
Torres subsequently rejected a request by the SEC to appeal that ruling. US SEC drops claims against two Ripple Labs executives 2023-10-19T04:00:00Z
Ending such pricing advantages will also help prevent conflicts of interest in which brokerages may route orders for execution in ways that benefit the brokerage but not the client, according to the SEC. US SEC set to propose limits on brokerage trading rebates 2023-10-18T04:00:00Z
The SEC has imposed more than $2 billion in fines for communication compliance missteps and is close to settling a similarly expansive probe into breaches among investment advisors, Reuters exclusively reported last month. WhatsApp clampdown highlights video call compliance threat for finance firms 2023-10-18T04:00:00Z
They argued that those restrictions on government extend to Nasdaq because the SEC could penalize the exchange if it does not enforce the rule. US court upholds Nasdaq board diversity rule 2023-10-18T04:00:00Z
Republican Commissioner Hester Peirce, a critic of the SEC's regulatory agenda, said agency staff who drafted the proposal had not shown it was necessary. US SEC proposes banning volume-based trading discounts for stock brokerages 2023-10-18T04:00:00Z
"The SEC has overstepped its statutory authority and failed to address investor and industry concerns, leaving us no choice but to litigate," the ASA said in a statement. Citadel Securities, trade body sue US SEC over 'consolidated audit trail' 2023-10-17T04:00:00Z
As a result, the ban on transaction price discounts and rebates would not apply when brokerages trade for themselves, SEC officials said in advance of the meeting. US SEC set to propose limits on brokerage trading rebates 2023-10-18T04:00:00Z
The SEC, Big Ten and ACC each have five schools ranked. Defending champion LSU is No. 1 in women’s preseason AP Top 25 for first time. UConn, Iowa next 2023-10-17T04:00:00Z
The SEC and Nasdaq argued that the exchange is a private entity not bound by restrictions on government. US court upholds Nasdaq board diversity rule 2023-10-18T04:00:00Z
Sources close to the SEC also confirmed that the application is still pending. Bitcoin gives up gains after BlackRock denies ETF approval report 2023-10-16T04:00:00Z
The SEC last month adopted new rules aimed at splitting the cost for operating the new system among sellers, buyers and stock exchanges where they trade. Citadel Securities, trade body sue US SEC over 'consolidated audit trail' 2023-10-17T04:00:00Z
In those cases, stock exchanges will have to disclose pricing tiers and the number of exchange members who qualify to the SEC, which will make this available to the public. US SEC set to propose limits on brokerage trading rebates 2023-10-18T04:00:00Z
The SEC led the way with five teams in the preseason poll, with Tennessee in the top 10. Kansas is No. 1 in the preseason men’s AP Top 25; Duke, Purdue next as 5 teams get first-place votes 2023-10-16T04:00:00Z
The states’ treasurers and auditors complained that the SEC’s proposed regulation would be expensive and discourage the use of new tech. SEC chairman forecasts AI-fueled financial crisis within a decade 2023-10-16T04:00:00Z
The SEC has denied all spot bitcoin ETF applications on the grounds applicants have not shown they can protect investors from market manipulation. Bitcoin gives up gains after BlackRock denies ETF approval report 2023-10-16T04:00:00Z
The SEC mandated the CAT's creation in 2012 as a response to the "flash crash" two years earlier, when a sudden plunge on major Wall Street indices temporarily erased nearly $1 trillion in market value. Citadel Securities, trade body sue US SEC over 'consolidated audit trail' 2023-10-17T04:00:00Z
The Rebels are second in the SEC in plays of more than 20 yards behind only LSU, despite playing one fewer game than most of the conference’s other teams. AP Top 25 Reality Check: Group of 5 teams struggling to break into rankings with lack of P5 upsets 2023-10-16T04:00:00Z
The Gators took a safety with 4 seconds left for their second straight SEC win. Mertz’s 3 TDs, career day rallies Florida to 41-39 victory over South Caroilna 2023-10-14T04:00:00Z
“Rather than focusing on its fears, the SEC should consider the facts: The Proposed Rules will result in higher costs and less competition for our states and for other investors in our states.” SEC chairman forecasts AI-fueled financial crisis within a decade 2023-10-16T04:00:00Z
"Headline risk is creating a lot of volatility ahead of this SEC announcement, with everyone trying to get ahead of it as the market will move markedly either way depending on the decision," he said. Bitcoin gives up gains after BlackRock denies ETF approval report 2023-10-16T04:00:00Z
SEC representatives did not immediately respond to a request for comment. Citadel Securities, trade body sue US SEC over 'consolidated audit trail' 2023-10-17T04:00:00Z
Reality check: Tigers are a win away from having a week off to ponder the possibility of the most exciting November the program has had since it won the SEC East in 2013 and ’14. AP Top 25 Reality Check: Group of 5 teams struggling to break into rankings with lack of P5 upsets 2023-10-16T04:00:00Z
The SEC said the trust also owned other businesses, including Digi South, which “used to own Playgirl and other adult magazines.” Executive who had business ties to Playgirl magazine pleads guilty to $250M fraud in lending company 2023-10-14T04:00:00Z
The Tide remained the only SEC West team without a league loss, but they’re not coming in dominant fashion. No. 11 Alabama holds off Arkansas comeback, wins 24-21 to stay perfect in SEC 2023-10-14T04:00:00Z
The Big Ten, SEC and Big 12 would object, and that would be enough to strip the league of the coveted designation. Mailbag: ‘Pac-2’ leadership options, Pac-12 board moves and more 2023-10-13T04:00:00Z
The appeals court ruled that the SEC arbitrarily denied Grayscale's application because it never explained why the two arrangements were materially different. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
The new rules require institutional investors to report their gross short positions to the SEC monthly and certain "net" short activity for individual dates on which trades settle. New US SEC rules to shine a light on short selling 2023-10-13T04:00:00Z
The SEC's five commissioners will vote on the rules, which were first proposed in late 2021 and early 2022, on Friday morning. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
Kentucky running back Ray Davis rushed for just 59 yards on 15 carries at Georgia but added a receiving TD to remain the SEC’s scoring leader with 72 points. No. 24 Kentucky and Missouri look to bounce back from SEC losses in East Division matchup 2023-10-12T04:00:00Z
The overlap could result in companies including emission information in SEC filings that they would have held back were it not for California's rules, the regulatory lawyers and experts said. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
The appeals court is expected to issue a mandate specifying how its decision should be executed, which will likely include instructing the SEC to revisit Grayscale's application. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
The SEC plans to then publish aggregate stock-specific data on a delayed basis. New US SEC rules to shine a light on short selling 2023-10-13T04:00:00Z
The SEC would then publish aggregate stock-specific data on a delayed basis. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
Securities and Exchange Commission's changes mark an update to half-century-old regulations that officials said have not kept pace with advances in market technology, SEC officials said. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
They added that this may expose companies to more SEC and shareholder scrutiny. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
The SEC's decision not to appeal likely paves the way for the agency to review Grayscale's application. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
SEC officials said the new rules, which the commission agreed upon in a 3-2 vote, support the agency's efforts to police the practice. New US SEC rules to shine a light on short selling 2023-10-13T04:00:00Z
In the wake of the saga, SEC chair Gary Gensler told lawmakers he would increase the transparency of the market. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
"In our fast-paced markets, it shouldn't take 10 days for the public to learn about an attempt to change or influence control of a public company," SEC Chair Gary Gensler said in a statement. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
The SEC's rules, as drafted, would require companies to only disclose Scope 3 emissions they deem material. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
The SEC has denied all spot bitcoin ETF applications, including Grayscale's, on the grounds applicants have not shown they can protect investors from market manipulation. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
The SEC proposal, first broached in 2022, angered some activist investors who claimed that having to step forward sooner could make it unprofitable to build the ownership positions they need for successful takeover campaigns. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
Since at least 2021, the Justice Department and the SEC have also been investigating potential manipulation by short sellers and hedge funds around the publication of negative research reports. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
The SEC announced the new rule changes after they had already been adopted rather than during a public meeting and prior to the announcement, SEC officials declined to discuss procedural matters. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
While California's rules insulate companies from liability in their reports on hard-to-calculate Scope 3 emissions until 2030, the legal "safe harbor" that the SEC's rules include is limited, according to the legal experts. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
Fidelity and Invesco, have similar filings pending with the SEC for a spot bitcoin ETF. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
Securities and Exchange Commission's changes mark an update to half-century-old regulations which officials said have not kept pace with changes in market technology, SEC officials said. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
SEC officials said the new rules would support its efforts to police the practice. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
The 2019 lawsuit by the SEC trying to enforce that deal did not go their way. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Shareholders can also sue corporate executives if they feel they have been misled by information in SEC filings or other public statements. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
The SEC is due to decide on those applications by next year at the latest. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
In advance of the announcement, SEC officials told reporters the final rule had been softened in important ways from the original proposal. US SEC shortens stock disclosure deadline to 5 days 2023-10-10T04:00:00Z
Specifically, institutional investors would have to report gross short positions to the SEC monthly and certain "net" short activity for individual dates on which trades settle. US SEC to finalize rules increasing transparency of short selling market 2023-10-13T04:00:00Z
"The law provides the SEC has subpoena power to take investigative testimony and gather documents." Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
They require use of the Greenhouse Gas Protocol, an international standard for emissions accounting, whereas the SEC's contemplated rules do not impose that methodology. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
The SEC's press office did not immediately provide comment. US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source 2023-10-13T04:00:00Z
Davis, a graduate transfer who leads the SEC in rushing, finished with 59 yards on 15 carries. Beck, Bowers pace No. 1 Georgia’s offensive attack in dominant victory over No. 20 Kentucky 2023-10-07T04:00:00Z
Alabama: The Crimson Tide now controls its own destiny in the SEC West as the only team unbeaten in the conference. Jalen Milroe, Jermaine Burton lead No. 11 Alabama past Texas A&M 26-20 to take control of SEC West 2023-10-07T04:00:00Z
The courts have previously upheld SEC's subpoena rights. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The SEC has drafted its own rules which would not go as far, giving companies discretion over disclosing some emissions they deem not material or not pertaining to their emission reduction targets. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
While the future of the SEC was on display in Dallas, it’s the same old song with the current members of the conference. AP Top 25 Takeaways: Turns out, Oklahoma’s back after rousing Red River win; Tide rising in West 2023-10-07T04:00:00Z
Georgia: Two straight relatively tight SEC victories over South Carolina and Auburn had fans wondering if the Bulldogs could bury a stout opponent. Beck, Bowers pace No. 1 Georgia’s offensive attack in dominant victory over No. 20 Kentucky 2023-10-07T04:00:00Z
Western Michigan: Lance Taylor’s squad has to be thrilled with the effort playing shorthanded against an SEC team. Rogers throws 3 TD passes before injury, Mississippi State tops Western Michigan 41-28 2023-10-07T04:00:00Z
In 2022, a judge ordered Terraform Labs' founder to comply with an SEC subpoena for documents. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The SEC can impose fines or refer serious cases to criminal authorities. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
But the more you watch the rest of the SEC West the better Bama looks. AP Top 25 Takeaways: Turns out, Oklahoma’s back after rousing Red River win; Tide rising in West 2023-10-07T04:00:00Z
In our view, the additions of the four West Coast schools, combined with the Big Ten’s nine-game league lineup, will merely exacerbate the disparity in schedule difficulty with the SEC, which plays eight league games. Pac-12 mailbag: Marquee Big Ten matchups on West Coast, Pac-2 legal affairs, more 2023-10-06T04:00:00Z
Supreme Court to consider whether the SEC overstepped its authority in enforcing a consent decree, as part of the 2018 settlement, that he has called a "muzzle" on his free speech. Elon Musk's growing legal challenges 2023-10-06T04:00:00Z
Just months after Musk agreed with the SEC to vet his tweets, the agency determined that he breached that deal and sued him to comply. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The pending rules from California and the SEC "will be rocket fuel for climate disclosures," said Michael Littenberg, partner at law firm Ropes & Gray. Analysis: Companies fear lawsuits from California's climate disclosure rules 2023-10-12T04:00:00Z
Another Alabama-Georgia SEC championship game is not yet inevitable, but it is the most likely scenario. AP Top 25 Takeaways: Turns out, Oklahoma’s back after rousing Red River win; Tide rising in West 2023-10-07T04:00:00Z
One option for mitigating the SEC’s advantage: slide a non-conference game, or a bye week, into the Big Ten’s late-season schedule. Pac-12 mailbag: Marquee Big Ten matchups on West Coast, Pac-2 legal affairs, more 2023-10-06T04:00:00Z
SEC and a 2018 settlement under which Musk stepped down as Tesla chairman, paid fines and agreed to get a lawyer's approval for some of his tweets before posting them. Elon Musk's growing legal challenges 2023-10-06T04:00:00Z
After that, the SEC was reluctant to return to the court even though staff believed he breached the deal on subsequent occasions, Reuters reported last year. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The SEC in May 2022 said it was looking into Musk's disclosure of his stake in Twitter, questioning whether he filed the appropriate paperwork. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
The company agreed to pay a $3 million fine to the SEC but did not admit wrongdoing. Nonprofit service provider Blackbaud settles data breach case for $49.5M with states 2023-10-05T04:00:00Z
The SEC said on Sept. 24, Musk’s lawyers responded by saying Musk would not appear for testimony in any location. US regulators seek to compel Elon Musk to testify in their investigation of his Twitter acquisition 2023-10-05T04:00:00Z
But “two days before his scheduled testimony, Musk abruptly notified the SEC staff that he would not appear,” said the agency’s filing. SEC seeks court order to make Elon Musk to testify in probe of his Twitter acquisition 2023-10-05T04:00:00Z
The SEC has opened other probes into Musk, who has on several occasions denigrated the agency and alleged it is harassing him. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The SEC in Thursday's filing said it subpoenaed Musk in May 2023 requiring him to provide testimony at the SEC’s San Francisco office, and that Musk had agreed to appear on Sept. 15. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
After initially saying that bank information and Social Security numbers were not accessed in the breach, employees of the company found that it had been but failed to notify senior leaders, the SEC said. Nonprofit service provider Blackbaud settles data breach case for $49.5M with states 2023-10-05T04:00:00Z
Musk’s attorney, Alex Spiro, said in an emailed statement Thursday that the “SEC has already taken Mr. Musk’s testimony multiple times in this misguided investigation — enough is enough.” US regulators seek to compel Elon Musk to testify in their investigation of his Twitter acquisition 2023-10-05T04:00:00Z
The SEC said it has been conducting a fact-finding investigation involving the period before Musk’s takeover last year when Twitter was still a publicly traded company. SEC seeks court order to make Elon Musk to testify in probe of his Twitter acquisition 2023-10-05T04:00:00Z
He has also disputed the SEC's finding that he did not have funding secured for the Tesla take private, and has tried unsuccessfully to have a court rescind the 2018 settlement. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Musk also refused SEC proposals to conduct the deposition in Texas in October or November. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
But then two days beforehand Musk raised "several spurious objections" and told the SEC he would not appear, the SEC said. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
The lawsuit is the latest feud between the SEC and Mr Musk, who once declared on national television that he had "no respect" for the regulator. Regulator sues Musk to force testimony in X probe 2023-10-05T04:00:00Z
“These actions are consistent with the oversight assigned by the membership to the SEC office, including the financial penalty and mandated reviews.” SEC fines Ole Miss $75,000 after fans throw debris on field 2023-10-05T04:00:00Z
In this case, the SEC is on solid ground as the law enforcing the requirements of investigative demands, or subpoenas, is clear cut, said several former SEC officials. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Among his objections was that the SEC was trying to “harass” him and his counsel needed time to review potentially relevant material contained in a biography of Musk published last month, the SEC said. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
Musk also refused to SEC proposals to conduct the deposition in Texas in October or November. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
The SEC launched its investigation of Mr Musk's $44bn purchase of X last year. Regulator sues Musk to force testimony in X probe 2023-10-05T04:00:00Z
The $75,000 will be deducted from the university’s share of SEC revenue distribution. SEC fines Ole Miss $75,000 after fans throw debris on field 2023-10-05T04:00:00Z
The SEC later received new documents and subpoenaed Musk in May to testify again, this time at its office in San Francisco, where X is based. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
According to the filing, Musk has given the SEC documents relating to the probe and has previously provided testimony in July last year via video conference. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
Among his objections was that the SEC was trying to “harass” him and that his counsel needed time to review potentially relevant material contained in a biography of Musk published last month, the SEC said. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
The SEC has locked horns with Mr Musk before. Regulator sues Musk to force testimony in X probe 2023-10-05T04:00:00Z
The SEC also instructed Ole Miss to attempt to identify the individuals who threw objects and prohibit them from attending more Rebels sporting events for the rest of the 2023-24 academic year. SEC fines Ole Miss $75,000 after fans throw debris on field 2023-10-05T04:00:00Z
Musk also refused SEC proposals to testify in Texas, where he lives, in October or November, the SEC said. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
In a press release, the SEC said it was seeking "Musk’s testimony to obtain information not already in the SEC’s possession that is relevant to its legitimate and lawful investigation." SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
"The SEC has already taken Mr. Musk's testimony multiple times in this misguided investigation - enough is enough," said a statement from Alex Spiro, an attorney for Musk. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
Hairston is tied for 10th in the SEC with 33 tackles while his three interceptions are tied for the league lead. No. 20 Kentucky to provide No. 1 Georgia with first test against another Top 25 team 2023-10-05T04:00:00Z
Ole Miss must review and update its game management procedures and alcohol availability policies to prevent another such incident and submit a report to the SEC office. SEC fines Ole Miss $75,000 after fans throw debris on field 2023-10-05T04:00:00Z
Among his objections, Musk said the SEC was trying to "harass" him and that his counsel needed time to review potentially relevant material contained in a biography of Musk published last month, the SEC said. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Since then, Musk has repeatedly denigrated the SEC, which has opened multiple probes into him over the years. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
In a statement, the SEC said it was seeking "Musk’s testimony to obtain information not already in the SEC’s possession that is relevant to its legitimate and lawful investigation." Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
He leads the SEC with eight rushing touchdowns. Ranked SEC teams seek balance with rushing games and create opportunities for the passing game 2023-10-04T04:00:00Z
“The disruption and delay of Saturday night’s game must never be part of any SEC event,” SEC Commissioner Greg Sankey said. SEC fines Ole Miss $75,000 after fans throw debris on field 2023-10-05T04:00:00Z
But it's not unusual for the SEC or other federal agencies to seek additional testimony as probes evolve, lawyers said. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Howard Fischer, a partner at law firm Moses & Singer and a former SEC official, said Musk's refusal to appear at the September testimony was extraordinary. SEC tries to force Musk to testify in Twitter takeover probe 2023-10-06T04:00:00Z
Since then, Musk has repeatedly denigrated the SEC, which has opened multiple probes into Musk over the years. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
Marks became the school’s all-time receptions leader last month but right now has 420 yards rushing to rank fourth in the SEC. Ranked SEC teams seek balance with rushing games and create opportunities for the passing game 2023-10-04T04:00:00Z
That’s tied with the Southeastern Conference for the most among the Power Five leagues, though the SEC and Pac-12 each have three ranked in the top 10 in that category. ACC quarterbacks, sometimes under the radar, are driving success across the league 2023-10-04T04:00:00Z
"As investigations go on, you sometimes want to bring people back as you have more information," said Howard Fischer, a partner at law firm Moses & Singer and former SEC attorney. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Alabama and the Aggies will battle for sole possession of first place in the SEC West. Oklahoma-Texas is the top game in Week 6. LSU heads to Missouri after defensive meltdown 2023-10-04T04:00:00Z
The investigation concerns whether Musk broke federal securities laws in 2022 when he bought stock in Twitter, which Musk renamed X, as well as statements and SEC filings he made in relation to the deal. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
Torres said Rakoff had been considering Terraform’s motion to dismiss the SEC case, and was required to accept all reasonable inferences in the regulator’s favor. US SEC cannot appeal Ripple Labs decision, judge rules 2023-10-04T04:00:00Z
The storied series dates to 1900 and it will belong to the SEC soon enough. Big 12 bids goodbye to the Red River Rivalry. Replacing the Texas-Oklahoma hype could be difficult 2023-10-03T04:00:00Z
The San Francisco court, though, is unlikely to consider Musk's bad blood with the agency and will focus on whether the SEC has been reasonably accommodating of Musk's schedule and other logistical considerations. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Tuesday's filing showed that the SEC is seizing on the Terraform Labs ruling to raise questions about the ruling in the Ripple case, which the crypto industry had hailed as a victory. US SEC asks judge to deny Coinbase motion to dismiss its lawsuit 2023-10-03T04:00:00Z
The SEC said it subpoenaed Musk in May 2023 requiring him to provide testimony at the SEC’s San Francisco office, and that Musk had agreed to appear last month. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
The SEC did not immediately respond to requests for comment after market hours. US SEC cannot appeal Ripple Labs decision, judge rules 2023-10-04T04:00:00Z
From a fan and team perspective, Dalakas believes the Red River Rivalry should retain its intensity once the teams head to the SEC. Big 12 bids goodbye to the Red River Rivalry. Replacing the Texas-Oklahoma hype could be difficult 2023-10-03T04:00:00Z
Lawyers Reuters interviewed said the SEC appeared to have met that bar. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
The SEC sued Coinbase in June, accusing it of operating illegally as a national securities exchange, broker and clearing agency without registering with the regulator. US SEC asks judge to deny Coinbase motion to dismiss its lawsuit 2023-10-03T04:00:00Z
An SEC spokesperson declined to comment beyond the public filings. Elon Musk's Twitter takeover being probed by SEC 2023-10-05T04:00:00Z
The SEC has long claimed that many digital assets are securities, as are stocks and bonds, and that it has power to regulate them. US SEC cannot appeal Ripple Labs decision, judge rules 2023-10-04T04:00:00Z
Carter said he could not infer that Musk was "too busy" to comply with SEC rules if he could find time to buy Twitter shares, meet with company executives, and post online about Twitter. Elon Musk must face fraud lawsuit for disclosing Twitter stake late 2023-10-03T04:00:00Z
"Musk is trying to make a point and he doesn’t want to be pushed around," said Robert Frenchman, a partner at Mukasey Frenchman who has defended clients in SEC matters. Analysis: Why the SEC might win its latest battle with Elon Musk 2023-10-09T04:00:00Z
Tontine abandoned the deal after the SEC questioned its unconventional structure, which also attracted shareholder lawsuits. Explainer: How Bill Ackman's SPARC differs from a SPAC 2023-10-02T04:00:00Z
Reality check: Bulldogs have had the No. 1 rushing defense in the SEC by yards per carry each of the last four seasons. AP Top 25 Reality Check: Another ranked Red River Rivalry, but Texas, Oklahoma could be even higher 2023-10-02T04:00:00Z
Third time in the last six years the SEC East rivals have met as ranked teams, and only the fifth time in 77 total games. Georgia’s hold on No. 1 loosens, but top seven unchanged in rankings 2023-10-01T04:00:00Z
Under the SEC rule, investors have 10 days to disclose when they have acquired 5% of a company. Elon Musk must face fraud lawsuit for disclosing Twitter stake late 2023-10-03T04:00:00Z
With LSU’s loss to the Rebels, Bama is in the pole position as one of the teams to beat in the SEC West. No. 12 Alabama beats Mississippi State for 16th straight time, 40-17 in Starkville 2023-10-01T04:00:00Z
The No. 20 Rebels, the fourth highest ranked SEC team in the poll, are poised to move up, but no SEC team has moved up more than five slots in any single week. No. 20 Mississippi rallies past No. 13 LSU in fourth quarter for 55-49 victory 2023-09-30T04:00:00Z
The SEC West is very much up for grabs, and the Aggies host No. 12 Alabama next week. AP Top 25 Takeaways: Should Georgia still be No. 1? Leaving Prime behind; Hard to take USC seriously 2023-09-30T04:00:00Z
The Bulldogs, who also trailed South Carolina 14-3 at halftime in their SEC opener, didn’t let it happen. Beck-to-Bowers combo rallies No. 1 Georgia to 27-20 win over Auburn 2023-09-30T04:00:00Z
Kentucky: Davis took a huge step toward establishing himself as the SEC’s top runner with a monster day. Ray Davis rushes for career-high 280 yards and scores 4 TDs, Kentucky dominates No. 22 Florida 33-14 2023-09-30T04:00:00Z
Kentucky: Davis took a huge step toward establishing himself as the SEC’s top runner with a monster day. Ray Davis rushes for career-high 280 yards and scores 4 TDs, Kentucky dominates No. 22 Florida 33-14 2023-09-30T04:00:00Z
Yet, a review of SEC filings shows that the Big Three’s CEOs enjoyed massive salaries, their pay increases did not exceed 40% compared to just four years ago. Shawn Fain’s ‘class warfare’ rhetoric harkens back to UAW’s socialist roots 2023-09-29T04:00:00Z
Reuters first reported earlier this week that the SEC was nearing a settlement with several Wall Street firms over record-keeping failures. US regulators settle with more firms over use of texts and WhatsApp 2023-09-29T04:00:00Z
In a settlement, Newell and Polk, without admitting or denying the SEC findings, agreed to pay civil penalties of $12.5 million and $110,000, respectively, the SEC said in a statement. US SEC charges Newell Brands and ex-CEO with misleading investors 2023-09-29T04:00:00Z
Media reports that the SEC was poised to approve ether futures ETFs appears to have been boosting the token's price. Valkyrie Funds to add 'ether' futures in exchange-traded fund after SEC approval 2023-09-28T04:00:00Z
The SEC complaint alleged that the company violated the U.S. Clear Channel Outdoor settles China bribery charges -SEC 2023-09-28T04:00:00Z
The administration appealed a lower court's decision that struck down certain SEC enforcement proceedings as unconstitutional for violating the right to a jury trial and infringing on presidential and congressional powers. What major cases are coming before the US Supreme Court? 2023-09-28T04:00:00Z
The settlements mark the latest enforcement actions in the SEC's two-year crackdown on Wall Street's use of unapproved messaging apps, which has so far resulted in more than $2 billion in fines. US regulators settle with more firms over use of texts and WhatsApp 2023-09-29T04:00:00Z
Newell pulled sales forward into earlier quarters without adequate disclosure and used accounting practices that were not consistent with Generally Accepted Accounting Principles, the SEC order said. US SEC charges Newell Brands and ex-CEO with misleading investors 2023-09-29T04:00:00Z
The SEC did not respond to calls seeking comment. Valkyrie Funds to add 'ether' futures in exchange-traded fund after SEC approval 2023-09-28T04:00:00Z
"Clear Media bribed Chinese officials with expensive gifts and entertainment and used off-book consultants to obtain contracts from Chinese authorities," Charles Cain, a senior SEC official, said in a statement. Clear Channel Outdoor settles China bribery charges -SEC 2023-09-28T04:00:00Z
The case involves a hedge fund manager who the SEC had fined and barred from the industry over securities fraud. What major cases are coming before the US Supreme Court? 2023-09-28T04:00:00Z
The SEC has said such records are critical for guarding against fraud and other misconduct. US regulators settle with more firms over use of texts and WhatsApp 2023-09-29T04:00:00Z
The SEC is expected to announce some of the settlements in one group ahead of its fiscal year-end on Sept. 30, but the negotiations are fluid, said a third source familiar with the situation. Exclusive: US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources 2023-09-28T04:00:00Z
The SEC's decision to drop long-held objections to ether futures ETFs is a boost for the crypto industry, which has been pushing the agency to expand the types of crypto ETFs they can offer. Valkyrie Funds to add 'ether' futures in exchange-traded fund after SEC approval 2023-09-28T04:00:00Z
Among a barrage of objections, industry has complained the SEC has underestimated the cost of complying with the proposed rule. SEC chief says new California law could 'change baseline' for coming SEC climate rule 2023-09-27T04:00:00Z
No longer can SEC powers stockpile three- and four-star players and keep them on track to develop into difference makers. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
"By failing to maintain and preserve required records, certain of the firms likely deprived the SEC of these off-channel communications in various SEC investigations," the agency wrote. US regulators settle with more firms over use of texts and WhatsApp 2023-09-29T04:00:00Z
The sources, who spoke on the condition of anonymity because SEC investigations are confidential, said roughly two dozen firms are involved but Reuters could not immediately ascertain their names. Exclusive: US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources 2023-09-28T04:00:00Z
CBS is in its final year carrying the SEC Saturday afternoon game. Sean McManus will retire in April after 27 years leading CBS Sports; David Berson named successor 2023-09-26T04:00:00Z
Without admitting or denying the allegations in the SEC's complaint, Hyzon agreed to pay a civil penalty of $25 million in three installments, according to the settlement. US SEC settles fraud charges against Hyzon Motors over misleading investors 2023-09-26T04:00:00Z
A check through the statistics through four games shows playmakers excelling throughout the SEC. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
The SEC's move is aimed at reducing market risk, an area of focus since the GameStop Corp trading frenzy. FX settlement system CLS may tweak deadline to avoid US equity market rule disruption 2023-09-26T04:00:00Z
Under the deals being finalized with the SEC, the firms would pay fines, admit wrongdoing and commit to fixing the lapses, including by hiring independent consultants to overhaul their record-keeping programs, the two sources said. Exclusive: US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources 2023-09-28T04:00:00Z
For instance, the SEC has pushed back the decision on whether to approve applications for spot Bitcoin ETFs to mid-October, but that could potentially be delayed further should the shutdown continue for that long. ETFs may face approval delays, volatility if US govt shuts down 2023-09-26T04:00:00Z
Under Democratic leadership, the SEC has pledged to crack down on the inflating of ESG credentials to attract investors. DWS to pay $25 mln to end US probe into greenwashing, other issues 2023-09-25T04:00:00Z
LSU, a month into the season, is the SEC’s highest-scoring team, but the Tigers are 11th of 14 teams in a total defense and points allowed. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
Representatives for DWS, which did not admit or deny the SEC's findings, did not respond to requests for comment. DWS to pay $25 mln over US charges over ESG misstatements, other violations 2023-09-25T04:00:00Z
The SEC has previously negotiated two other large group settlements as part of its "off-channel" communications probe. Exclusive: US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources 2023-09-28T04:00:00Z
The SEC Chair Gary Gensler recently warned in a media interview that the agency will operate with a "skeletal" staff during a shutdown. ETFs may face approval delays, volatility if US govt shuts down 2023-09-26T04:00:00Z
"The more information you give the SEC, the more you fuel the beast." SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
Among individuals, leaders are spread across the entire SEC. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
The firm did not have systems in place that were "reasonably designed" to flag potential money laundering, the SEC said in a separate order. DWS to pay $25 mln over US charges over ESG misstatements, other violations 2023-09-25T04:00:00Z
In a statement, the SEC said Citadel Securities over a five-year period had incorrectly marked millions of orders, denoting short sales as long sales and vice versa. Citadel Securities pays $7 mln to settle charges it violated short-sale rules 2023-09-22T04:00:00Z
"The SEC has to reject new ETFs and the absence of personnel could allow launches to occur." ETFs may face approval delays, volatility if US govt shuts down 2023-09-26T04:00:00Z
The executives gave their personal phones and other devices to their employers or lawyers to be copied, and messages discussing business have been handed to the SEC, three people said. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
Whether those players stay the course at their original SEC school is another matter. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
That 17-3 win followed a loss to No. 3 Texas at Bryant-Denny Stadium, a double whammy that has Alabama limping into SEC play. No longer in top 10, Alabama hosts Ole Miss in an SEC West showdown between two ranked foes 2023-09-21T04:00:00Z
The SEC said the firm also provided incorrect data to regulators during that time. Citadel Securities pays $7 mln to settle charges it violated short-sale rules 2023-09-22T04:00:00Z
Georgia will be looking to gain momentum before beginning a stretch of seven straight SEC games next week at Auburn. No. 1 Georgia heavy favorites against UAB despite several injuries on offense 2023-09-21T04:00:00Z
In a January letter led by the Managed Funds Association, the industry said the SEC's request was "invasive" and raised privacy issues. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
These days, Danielson said, power SEC teams can watch how players on their old recruiting boards who they didn’t take develop elsewhere before luring them later in their college careers. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
The SEC suspended all three for throwing punches at the end of the Tennessee game. No. 25 Florida goes for its first 3-game winning streak in 3 years when it hosts Charlotte 2023-09-21T04:00:00Z
It certainly has been happening in the SEC. Number of unbeatens in the SEC already is down to five with league play beginning 2023-09-20T04:00:00Z
It might feel that way for the Hogs and Tigers who have never played this early in a season since Arkansas joined the SEC … LSU 34-20. College Football Picks: 6 games matching ranked teams in rare Statement Saturday in September 2023-09-20T04:00:00Z
The SEC later demanded that the investment advisers hand over the messages, the sources said. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
In the end, Danielson thinks the SEC’s identity remains its stellar players on the offensive and defensive lines that outpaces most all of its Power Five competitors. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
You can go to the SEC website and request the public filing information for a company and get the EIN from that data. How To Look Up A Business By Its Tax Id Number 2018-03-01T05:00:00Z
Might as well start with Georgia, which hasn’t lost since the SEC title game against Alabama in December 2021, and hasn’t lost a regular-season game since Florida on Nov. 7, 2020. Number of unbeatens in the SEC already is down to five with league play beginning 2023-09-20T04:00:00Z
If you’re looking for information on a publicly traded company, this information should be easy to find either in SEC filings or in the company’s investor disclosures. How To Calculate The Book Value Of A Company 2018-03-21T04:00:00Z
While Reuters and other media have reported that the SEC's "off-channel" communication probe has expanded to investment advisers, its move to review thousands of their staff messages has not previously been reported. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
“Top to bottom, I don’t if the other leagues can stand up to the NFL-ready talent” in the SEC, he said. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
The judge also granted a Department of Justice request to put the SEC civil case on hold while it pursues related criminal charges against Hwang and Halligan. Archegos founder Hwang must face SEC fraud charges 2023-09-19T04:00:00Z
All of that leaves top-ranked Georgia headlining five teams from the mighty SEC to survive the first three weeks of the season unscathed. Number of unbeatens in the SEC already is down to five with league play beginning 2023-09-20T04:00:00Z
Over $7 billion of assets belonging to a single foreign individual was "actively managed" in U.S. markets by a single firm without regulatory oversight, the SEC said in its charges. US SEC charges investment firm linked to Russian billionaire 2023-09-19T04:00:00Z
It marks an escalation of the investigation and raises the stakes for the companies and the executives concerned by exposing their conduct to SEC scrutiny. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
Turn on SEC game tape the past few decades and themes jump off the screen - a league stacked with talented runners; fierce, strong, fast defenders or elusive, accurate passers who lead their teams to titles. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
Around 2010, the product caught on with female college students in sororities at SEC schools in Alabama and Mississippi, Barr said. KAVU, Ballard’s clothing brand for good times, turns 30 2023-09-19T04:00:00Z
How long will those from the SEC last? Number of unbeatens in the SEC already is down to five with league play beginning 2023-09-20T04:00:00Z
The SEC's lawsuit was filed in the southern district of New York. US SEC charges investment firm linked to Russian billionaire 2023-09-19T04:00:00Z
In those cases, the SEC asked companies to review staff messages and report to the agency how many discussed work. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
Longtime CBS Sports analyst Gary Danielson believes the SEC can always count on defense, even if it doesn’t always grab the headlines. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
Credit Suisse and a SEC spokesperson declined to comment while UBS and the Justice Department did not respond to requests for comment. US authorities scrutinize if Credit Suisse mislead investors before rescue -filing 2023-09-19T04:00:00Z
He figures the Tide’s offensive performance at South Florida “means nothing about the way they play in the SEC at home.” No. 13 Alabama turns to Jalen Milroe again to spark its sputtering offense 2023-09-18T04:00:00Z
If the Utes navigate the Pac-12 and the Gators continue winning in the SEC, the Week 1 final score in Salt Lake City could be a differentiator in the playoff selection process. Pac-12 power rankings: Washington, USC remain on top as WSU rises 2023-09-18T04:00:00Z
SEC staff reviewed only a sample of messages themselves, according to three sources with knowledge of the previous investigations. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
He’s not so sure they’d fare well against the SEC’s steadiness and strength on defense. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
Lyft did not disclose this information in its SEC filings for 2019, said the regulators, who did not disclose the director's name. Lyft to pay $10 mln civil penalty over disclosure failures -SEC 2023-09-18T04:00:00Z
The team held a players-only meeting after the South Florida game, hoping for a resurgence entering SEC play. No. 13 Alabama turns to Jalen Milroe again to spark its sputtering offense 2023-09-18T04:00:00Z
Florida plays Charlotte next week before a manageable SEC East run of at Kentucky, Vanderbilt and at South Carolina before facing Georgia. AP Top 25 Reality Check: Florida, Florida State, Miami ranked together for 1st time since 2017 2023-09-18T04:00:00Z
The sources spoke on the condition of anonymity because SEC investigations are confidential. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
“I still do think, as pretty as it looks in the Pac 12, I don’t believe week in and week out, they would have the same success” in the SEC, he said. Southeastern Conference seems to be seeking an identity in up-and-down start to the season 2023-09-27T04:00:00Z
Representatives for Lyft, which did not admit or deny the SEC allegations, did not respond immediately to requests for comment. Lyft to pay $10 mln civil penalty over disclosure failures -SEC 2023-09-18T04:00:00Z
Then comes the SEC grind and a chance for some real redemption. Missouri quarterback Brady Cook endures the home boos and keeps the Tigers on an unbeaten roll 2023-09-17T04:00:00Z
Only the SEC has ever placed eight teams in the AP rankings. Pac-12 rewind: Colorado survives, UW and Oregon roll as epic non-conference performance continues 2023-09-17T04:00:00Z
Private fund fees and expenses, conflicts of interest and preferential treatment of investors are issues the SEC is increasingly focusing on, she noted. SEC collects Wall Street's private messages as WhatsApp probe escalates 2023-09-25T04:00:00Z
Three weeks into the season, the entire SEC has an unfamiliar look. AP Top 25 Takeaways: Alabama is unrecognizable, raising the question: Will the Tide stay ranked? 2023-09-17T04:00:00Z
The SEC said that Lyft was required to report details of the transaction because Lyft, which approved sale of the private sales, was a participant in the deal. Lyft to pay $10 mln civil penalty over disclosure failures -SEC 2023-09-18T04:00:00Z
The small-town life, everybody wanting a moment of his time, didn’t really suit his personality, but being a coach in the SEC at least honored his gifts. 10 years after USC fired him on the tarmac, Lane Kiffin believes he can weather any storm 2023-09-17T04:00:00Z
In its first SEC game of the year, No. 1 Georgia trailed South Carolina 14-3 in Athens at halftime. Commentary: College football review: Coach Prime has expertly delivered drama and become must-see TV 2023-09-17T04:00:00Z
Saturday showed a team that’s ready to compete for another SEC West title. Career game for Nabers with 13 catches and 239 yards helps No. 14 LSU rout Mississippi State 41-14 2023-09-16T04:00:00Z
Within the SEC, No. 11 Tennessee got outmuscled by the same Florida team that looked totally out of sorts in an opening loss at Utah. AP Top 25 Takeaways: Alabama is unrecognizable, raising the question: Will the Tide stay ranked? 2023-09-17T04:00:00Z
The Wildcats started off like they finished a year ago in the rain, when they rolled to a 40-12 victory in their first meeting since Missouri left the Big 12 for the SEC. Missouri upsets No. 15 Kansas State on Harrison Mevis’ 61-yard field goal with no time remaining 2023-09-16T04:00:00Z
The company told the SEC that loyalty program customers were being offered credit monitoring and identity theft protection. Casino giant Caesars Entertainment reports cyberattack; MGM Resorts says some systems still down 2023-09-14T04:00:00Z
“Many, many reviews end with the replay official in the stadium leading the entire process, collaborative replay officials listening in,” said John McDaid, Shaw’s successor as SEC coordinator of football officials. For ACC and power conferences, off-site help on football replay reviews is now essential 2023-09-13T04:00:00Z
The SEC’s 1-4 record against Atlantic Coast Conference teams ranks as perhaps the biggest surprise of the young season. SEC looks vulnerable thanks to shocking 1-4 record against ACC as part of lackluster start to season 2023-09-13T04:00:00Z
The SEC often heads into November with multiple teams in the College Football Playoff race. AP Top 25 Takeaways: Alabama is unrecognizable, raising the question: Will the Tide stay ranked? 2023-09-17T04:00:00Z
And in June, the SEC accused Binance and its owner of misusing investor funds, operating as an unregistered exchange and violating a slew of federal securities laws. Binance.US CEO departs as crypto company cuts a third of its workforce 2023-09-13T04:00:00Z
A company report on Tuesday to the SEC pointed to its Monday news release. Casino giant Caesars Entertainment reports cyberattack; MGM Resorts says some systems still down 2023-09-14T04:00:00Z
Now, the once-in-peril Big 12 could sweep the SEC when No. 15 Kansas State visits old conference rival Missouri on Saturday and newcomer BYU heads to Arkansas. Big 12 aims for 3-game sweep of mighty SEC after Longhorns’ win at Alabama 2023-09-13T04:00:00Z
A one-loss team that is not the SEC champion may have a more difficult argument for a playoff spot against a one-loss team from another league, including the ACC and Big 12. SEC looks vulnerable thanks to shocking 1-4 record against ACC as part of lackluster start to season 2023-09-13T04:00:00Z
With two Saturdays left in September, the SEC’s national title hopes might be Georgia or bust. AP Top 25 Takeaways: Alabama is unrecognizable, raising the question: Will the Tide stay ranked? 2023-09-17T04:00:00Z
Weeks later, a court deal allowed the cryptocurrency exchange to continue to U.S. operations as it battles the SEC’s charges. Binance.US CEO departs as crypto company cuts a third of its workforce 2023-09-13T04:00:00Z
He also noted that the company did not describe in the SEC report the steps taken to ensure that the stolen data was secure. Casino giant Caesars Entertainment reports cyberattack; MGM Resorts says some systems still down 2023-09-14T04:00:00Z
The Big 12 has been ransacked twice by the SEC over the years. Big 12 aims for 3-game sweep of mighty SEC after Longhorns’ win at Alabama 2023-09-13T04:00:00Z
Georgia coach Kirby Smart noted all those SEC losses in the first two weeks came against quality opponents as his Bulldogs prepared for their SEC opener against South Carolina on Saturday. SEC looks vulnerable thanks to shocking 1-4 record against ACC as part of lackluster start to season 2023-09-13T04:00:00Z
Virtu also said the lawsuit followed its criticism of SEC proposals on market structure, and its own lawsuit concerning the regulator's rulemaking. SEC sues Virtu Financial for misleading customers about security of their information 2023-09-12T04:00:00Z
An unconfirmed number of layoffs was seen at the company following the SEC’s June suit, according to Reuters. Binance.US CEO departs as crypto company cuts a third of its workforce 2023-09-13T04:00:00Z
The SEC said the information included customer names, and the names, prices and volumes of securities they bought and sold. SEC sues Virtu Financial over failure to safeguard customer information 2023-09-12T04:00:00Z
The first came with the departure of the Tigers and Texas A&M more than a decade ago, and now with the Longhorns set to join the SEC along with Oklahoma beginning next season. Big 12 aims for 3-game sweep of mighty SEC after Longhorns’ win at Alabama 2023-09-13T04:00:00Z
YieldStreet, a New York investment firm that offers alternative assets to investors, failed to disclose a heightened risk related to the collateral behind one of its securities offerings, the SEC said in a statement. YieldStreet to pay US penalty over investor disclosure failures 2023-09-12T04:00:00Z
In July, Virtu said it received a Wells notice from the SEC, indicating that SEC staff believed civil charges were warranted, and giving it a chance to mount a defense. SEC sues Virtu Financial for misleading customers about security of their information 2023-09-12T04:00:00Z
The allegations sparked investigations by the justice department and the SEC. WWE and UFC officially merges in $21.4 billion deal 2023-09-12T04:00:00Z
In July, Virtu said it received a Wells notice from the SEC concerning its practices. SEC sues Virtu Financial over failure to safeguard customer information 2023-09-12T04:00:00Z
Before that, they can make a statement against the SEC, which won four of six meetings between the leagues last year. Big 12 aims for 3-game sweep of mighty SEC after Longhorns’ win at Alabama 2023-09-13T04:00:00Z
A representative for YieldStreet, which did not admit or deny the SEC's findings, said the firm brought the marine borrower fraud to the attention of authorities three years ago. YieldStreet to pay US penalty over investor disclosure failures 2023-09-12T04:00:00Z
In a complaint filed in federal court in Manhattan, the SEC said Virtu repeatedly and falsely told customers that it used "information barriers" and "systemic separation between business groups" to protect their material nonpublic information. SEC sues Virtu Financial for misleading customers about security of their information 2023-09-12T04:00:00Z
Giugliano, who did not admit or deny the SEC's findings, and his lawyer did not respond immediately to requests for comment. US SEC charges Marcum employee over audit quality control issues 2023-09-12T04:00:00Z
The company wants to increase the number of subscribers to its Instacart+ program who shop more frequently and place larger orders than non-members, its SEC filing said. Instacart's flat shopping orders could hurt ad growth - analysts 2023-09-11T04:00:00Z
The Tigers have won just twice in six games against Big 12 schools since bolting the league, while Kansas State is just 8-16 against the SEC. Big 12 aims for 3-game sweep of mighty SEC after Longhorns’ win at Alabama 2023-09-13T04:00:00Z
The firms, which did not admit or deny the SEC's allegations, were hit with penalties ranging from $50,000 to $175,000, the SEC said. US SEC fines 9 investment firms over marketing rule failures 2023-09-11T04:00:00Z
"Unfortunately, the SEC's position appears to be driven by politics and headlines rather than the facts and the law," Virtu Chief Executive Douglas Cifu said. SEC sues Virtu Financial for misleading customers about security of their information 2023-09-12T04:00:00Z
The SEC said Alfonse Gregory Giugliano, a certified public accountant, failed to sufficiently address and remediate deficiencies in the firm's quality control system. US SEC charges Marcum employee over audit quality control issues 2023-09-12T04:00:00Z
Only the SEC has ever placed at least eight teams in the AP poll. Pac-12 power rankings: Here’s where Huskies, Cougars stand after second victories 2023-09-11T04:00:00Z
The only other conference to have as many as eight teams ranked in the same AP poll is the SEC, which has done so 21 times, with a record 10 in September 2015. Analysis: Can UW beat Power Five opponents with a totally unbalanced offense? 2023-09-10T04:00:00Z
Florida State and Texas have the two biggest wins, over SEC West powers Louisiana State and Alabama, respectively. College football review: In this Pac-12, a USC playoff run would require true greatness 2023-09-10T04:00:00Z
The Hurricanes victory also capped a huge opening two weeks for the Atlantic Coast Conference against the SEC. AP Top 25 Takeaways: A breakthrough for Miami; An ACC statement vs. SEC; Colorado is no fluke 2023-09-09T04:00:00Z
In his role as a National Assurance Services Leader, he was aware of numerous deficiencies in Marcum's quality control system, the SEC said. US SEC charges Marcum employee over audit quality control issues 2023-09-12T04:00:00Z
The SEC has requested information from Cohen about his trades and his communications with officers or directors at the home goods retailer, the report said, citing people familiar with the matter. SEC probing Ryan Cohen's ownership, sale of Bed Bath & Beyond shares - WSJ 2023-09-07T04:00:00Z
Ball State opened the season against another SEC school, losing at Kentucky 44-14. No. 1 Georgia looks poised for another big win as Ball State visits Sanford Stadium 2023-09-07T04:00:00Z
The SEC, however, delayed a decision on whether to approve it. Cathie Wood's ARK Invest files for first US spot-ether ETF 2023-09-06T04:00:00Z
The last time the ACC had four wins in an entire a season against the SEC was 2017. AP Top 25 Takeaways: A breakthrough for Miami; An ACC statement vs. SEC; Colorado is no fluke 2023-09-09T04:00:00Z
The SEC mandated the CAT's creation in 2012 as a response to the "flash crash" of 2010, when major Wall Street indices temporarily erased nearly $1 trillion in market value in a matter of minutes. US SEC approves new fee rules on market data surveillance system 2023-09-06T04:00:00Z
Bed Bath & Beyond and the SEC did not immediately respond to Reuters' requests for comment. SEC probing Ryan Cohen's ownership, sale of Bed Bath & Beyond shares - WSJ 2023-09-07T04:00:00Z
Smart indicated both could be ready to go against Ball State, though the Bulldogs figure to be extra careful in bringing them back with an SEC game against South Carolina looming the following week. No. 1 Georgia looks poised for another big win as Ball State visits Sanford Stadium 2023-09-07T04:00:00Z
They will be reunited next year when Texas joins the SEC so this is the last season where the rivalry plays out vicariously. College football picks: The Longhorns and Aggies have opportunities to make statements on the road 2023-09-06T04:00:00Z
In July the SEC announced that it reached a settlement with Digital World on fraud charges. Trump’s Truth Social gets a lifeline after deadline for a big cash infusion is extended 2023-09-06T04:00:00Z
The new rules aim to split the cost burden into equal thirds between exchanges, buyers and sellers, according to SEC officials. US SEC approves new fee rules on market data surveillance system 2023-09-06T04:00:00Z
If someone were to do a Power Five power ranking after Week 1, no doubt the SEC would hold down the top spot, but the Pac-12 would be breathing down its neck. Blazing start makes Pac-12’s collapse even more exasperating 2023-09-05T04:00:00Z
The firm agreed to pay a $6.5 million penalty and to give up another $14 million in ill-gotten gains and interest, the SEC said in a statement. Prime Group agrees to pay $20.5 mln to settle US SEC charges 2023-09-05T04:00:00Z
It might be just another SEC game once the Longhorns and Oklahoma start playing in the league next season. No. 4 Alabama, No. 11 Texas meet in rematch of last year’s down-to-wire game 2023-09-04T04:00:00Z
It started Thursday night when Utah roughed up Florida of the SEC in Salt Lake City. AP Top 25 Takeaways: Believe the hype! Coach Prime delivers thrilling upset in debut for Colorado 2023-09-02T04:00:00Z
The ACC now joins the Big Ten, Big 12 and SEC as the super conferences of college sports, all with at least 16 members by August 2024. Analysis: Conference realignment has mangled the college sports map, but to what benefit? 2023-09-01T04:00:00Z
A convincing victory over an SEC opponent will likely bolster Utah’s position in the upcoming AP poll. Bryson Barnes helps No. 14 Utah beat Florida 24-11 in season opener 2023-08-31T04:00:00Z
Lawyers for Prime Group, which did not admit or deny the SEC's charges, did not respond immediately to calls for comment. Prime Group agrees to pay $20.5 mln to settle US SEC charges 2023-09-05T04:00:00Z
There were also college football games on SEC Network, ACC Network and ESPNU. ESPN networks go dark on Charter Spectrum cable systems on busy night for sports 2023-08-31T04:00:00Z
The SEC has pushed back the decision dates for the three proposals by several weeks to mid-October, but could potentially delay further. US SEC delays decision on Invesco, WisdomTree, Valkyrie bitcoin ETFs 2023-08-31T04:00:00Z
The ACC needs more money to close a widening gap between the SEC and Big Ten and the rest of the college sports. Analysis: Conference realignment has mangled the college sports map, but to what benefit? 2023-09-01T04:00:00Z
ESG’s subjective metrics have come under increased SEC scrutiny for being potentially deceiving to investors. ESG funds pump billions into fossil fuels as SEC looks to crack down on ‘misleading’ investors 2023-08-31T04:00:00Z
“Apparently holding the SEC record and being one of the fastest Americans of all time in the 200 butterfly is amateur,” she posted. Riley Gaines rips Keith Olbermann for saying she lost because ‘you sucked’ 2023-08-31T04:00:00Z
East Carolina has a history of facing Power Five programs, particularly from the ACC and SEC in recent years. Jim Harbaugh laments suspension, keeping him from No. 2 Michigan opener against East Carolina 2023-08-31T04:00:00Z
The delay comes just two days after a federal appeals court ruled on Tuesday that the SEC was wrong to reject an application from Grayscale Investments to create a spot bitcoin ETF. US SEC delays decision on Invesco, WisdomTree, Valkyrie bitcoin ETFs 2023-08-31T04:00:00Z
According to the SEC, public companies are required to disclose transactions above $120,000 where a related party has a material interest. Feds might throw stones at Tesla’s purported glass house 2023-08-31T04:00:00Z
The SEC’s enforcement division sent document requests and subpoenas to several unknown asset managers earlier this year regarding their ESG marketing, according to recent reporting by the Financial Times. ESG funds pump billions into fossil fuels as SEC looks to crack down on ‘misleading’ investors 2023-08-31T04:00:00Z
The SEC has denied all spot bitcoin ETF applications, saying applicants have not shown they can protect investors from market manipulation. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
In the SEC West, Alabama will lose a couple of games in the first half of the season while it finds itself offensively with a new quarterback and offensive coordinator in Tommy Rees. College football picks: Predicting winners for every 2023 Power 5 game 2023-08-30T04:00:00Z
The ruling requires the SEC to review Grayscale's application, meaning there is no certainty it will reach a different conclusion and green-light the product. US SEC delays decision on Invesco, WisdomTree, Valkyrie bitcoin ETFs 2023-08-31T04:00:00Z
The ACC has done the same for this year, and the SEC will execute its east-west merger in 2024 when Oklahoma and Texas join to give it 16 teams. The Big Ten is ending divisions like all of its peers. West teams have a last prime shot at a title 2023-08-30T04:00:00Z
Transparency advocates like As You Sow’s Mr. Behar, who is pro-ESG, say it’s no accident that asset managers use what he calls misleading names because the current SEC rules have enabled them. ESG funds pump billions into fossil fuels as SEC looks to crack down on ‘misleading’ investors 2023-08-31T04:00:00Z
The court’s endorsement of the CME arrangement also offers a potential path to meet the SEC’s bar for investor protection. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
Tennessee will be back where it was last season — controlling its own destiny for a playoff berth — but come up just short yet again in the SEC title game against the Tigers. College football picks: Predicting winners for every 2023 Power 5 game 2023-08-30T04:00:00Z
The SEC said Plug Power raised more than $5 billion from investors despite the shortcomings. Plug Power settles with SEC, wins dismissal of lawsuit 2023-08-30T04:00:00Z
Citigroup, without admitting or denying the findings, agreed to the order and agreed to pay a $2.9 million penalty, according to an SEC statement. US SEC accuses Citigroup of record-keeping violations related to underwriting expenses 2023-08-29T04:00:00Z
The SEC last year rejected Grayscale's application for a spot bitcoin ETF, arguing the proposal did not meet anti-fraud and investor protection standards. Bitcoin hits two-week peak after Grayscale spot bitcoin ETF ruling 2023-08-29T04:00:00Z
“It won’t be immediate, but this is significant in that it may give a potential road map for a successful product,” said Joseph Toner, a former SEC official and a lawyer at WilmerHale. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
Grayscale sued the SEC last year when the securities regulator denied its application to turn its bitcoin fund, known as GBTC, into an ETF. Bitcoin ETF appears to be on the way after court hands the SEC a stinging loss 2023-08-29T04:00:00Z
The case has been closely watched by the cryptocurrency and asset management industries, which have been trying for years to convince the SEC to approve a spot bitcoin ETF. Explainer: Understanding Grayscale's victory in spot bitcoin ETF case 2023-08-29T04:00:00Z
The SEC will have 45 days to appeal Tuesday's ruling. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
The case is being closely watched by the cryptocurrency and asset management industries, which have been trying for years to convince the SEC to approve a spot bitcoin ETF. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Lawyers cautioned that the SEC may appeal, which would send the case to a review by the entire appeals court or by the Supreme Court, dragging a final decision out for years. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
The SEC rejected the company’s application over concerns about investor protections and other issues. Bitcoin ETF appears to be on the way after court hands the SEC a stinging loss 2023-08-29T04:00:00Z
Grayscale and Arca proposed using the same market manipulation safeguards that were approved for those futures ETFs, but the SEC said that did not meet its bar. Explainer: Understanding Grayscale's victory in spot bitcoin ETF case 2023-08-29T04:00:00Z
If the SEC chooses not to appeal, the court would issue a mandate specifying how its decision should be executed. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
The SEC, though, worries spot bitcoin ETFs will be vulnerable to manipulation. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The ruling requires the SEC to review Grayscale’s application, meaning there is no certainty it will reach a different conclusion and greenlight the product. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
However, the District of Columbia Court of Appeals sided with Grayscale, handing the SEC another setback in its attempt to regulate cryptocurrencies. Bitcoin ETF appears to be on the way after court hands the SEC a stinging loss 2023-08-29T04:00:00Z
It is unclear if the SEC will appeal. Explainer: Understanding Grayscale's victory in spot bitcoin ETF case 2023-08-29T04:00:00Z
The SEC has yet to deliver a decision on those applications. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
Grayscale proposed using the same manipulation safeguards that were approved for those futures ETFs, but the SEC said that did not meet its bar. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC will appeal that case, which is on shaky ground after a subsequent ruling questioned its approach. Analysis-Grayscale victory big boost for decade-long spot bitcoin ETF push 2023-08-30T04:00:00Z
The letter urged the SEC to ensure that Shein and other foreign companies listed on U.S. exchanges verify through independent audits that they comply with U.S. laws that prohibit imports made with any forced labor. US states ask SEC to check if Shein complies with forced labor rules 2023-08-28T04:00:00Z
It's unclear what Tuesday's ruling means for those applications, and it does not necessarily follow from the ruling that the SEC must approve a bitcoin ETF. Explainer: Understanding Grayscale's victory in spot bitcoin ETF case 2023-08-29T04:00:00Z
"The Grayscale team and our legal advisors are actively reviewing the details outlined in the Court's opinion and will be pursuing next steps with the SEC," the spokeswoman said. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
Grayscale's CEO has said he's prepared to appeal if the court rules in the SEC's favor. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Failing to register deprives investors of "the robust disclosures and other safeguards long provided by our securities laws," said Antonia Apps, director of the SEC's New York office. LA media company settles first SEC enforcement case over NFTs 2023-08-28T04:00:00Z
In May, two dozen U.S. representatives sent a similar letter to the SEC asking for it to halt a potential Shein IPO until the company confirmed that it does not use forced labor. US states ask SEC to check if Shein complies with forced labor rules 2023-08-28T04:00:00Z
But the ruling could factor into the SEC's decisions on those proposals. Explainer: Understanding Grayscale's victory in spot bitcoin ETF case 2023-08-29T04:00:00Z
An SEC spokesperson said the regulator is reviewing the court's decision in order to determine next steps. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
It is unclear if the SEC would do the same if the court sides with Grayscale. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Impact Theory said it was pleased to settle, though "disappointed" at the SEC's viewing digital assets "through the lens of the securities laws." LA media company settles first SEC enforcement case over NFTs 2023-08-28T04:00:00Z
"Neither Change nor its leadership is aware of any SEC investigation," the report said, citing the company. SEC probes Change Company over mortgage-backed securities sold to Wall Street - Bloomberg News 2023-08-28T04:00:00Z
The “Border War” between Kansas and Missouri was rooted in actual Civil War-era bloodshed, but it largely ended in 2012 when the Tigers joined Texas A&M in leaving for the SEC. Culture and shared history cast by the wayside as the Big 12 and other leagues realign 2023-08-27T04:00:00Z
The court said in its ruling that the SEC failed to explain why it disagreed with Grayscale's assertion that the bitcoin spot and futures markets are 99.9% correlated. US court says SEC wrong to deny Grayscale's spot bitcoin ETF proposal 2023-08-29T04:00:00Z
During oral arguments, a panel of judges pressed the SEC, at times appearing skeptical of the regulator's decision to approve bitcoin futures ETFs but deny spot bitcoin ETFs. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Monday's settlement with Impact Theory LLC was the SEC's first enforcement action involving NFTs, digital assets that reflect ownership of files such as artwork, images and videos and are recorded on a blockchain. LA media company settles first SEC enforcement case over NFTs 2023-08-28T04:00:00Z
The SEC and The Change Company did not immediately respond to Reuters requests for comment. SEC probes Change Company over mortgage-backed securities sold to Wall Street - Bloomberg News 2023-08-28T04:00:00Z
The “Bedlam Series” between Oklahoma State and Oklahoma will likewise go by the wayside after this year, when the Sooners join Texas in departing for the SEC. Culture and shared history cast by the wayside as the Big 12 and other leagues realign 2023-08-27T04:00:00Z
The SEC said that without admitting or denying the findings, 3M has agreed to cease and desist from committing or causing any future violations of the provisions. 3M to pay more than $6.5M for violating certain provisions of the Foreign Corrupt Practices Act 2023-08-25T04:00:00Z
However, some former SEC lawyers have cautioned against reading too much into such comments, noting that courts are traditionally reluctant to undermine federal agencies. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC said Impact Theory marketed its Founder's Keys--sold in "Legendary," "Heroic" and "Relentless" tiers--as a means to profit from its business by investing at an early stage. LA media company settles first SEC enforcement case over NFTs 2023-08-28T04:00:00Z
The SEC alleged that the subsidiary made arrangements to provide Chinese government officials with overseas travel, including tourism activities, to induce them to purchase company products, according to a statement from the U.S. regulator. 3M settles US anti-bribery law charges in China unit, SEC says 2023-08-25T04:00:00Z
The SEC alleged that Wells Fargo and its predecessor firms overcharged certain clients who opened accounts prior to 2014 for advisory fees through the end of December 2022. Wells Fargo to pay $35mln penalty over excessive fees, U.S. SEC says 2023-08-25T04:00:00Z
The case is SEC v Musk et al, U.S. Payouts expected from Elon Musk's SEC settlement 2023-08-24T04:00:00Z
The CME "surveils futures market conditions and price movements on a real time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts," the SEC has said. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC on Wednesday finalized a sweeping overhaul of private rules with the aim of increasing transparency and fairness in the industry which oversees more than $20 trillion in assets. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z
The SEC last year requested information on Garg's business transactions and allegations made in a lawsuit that Garg and Better provided misleading statements to investors about Better's financial prospects and performance. Mortgage lender Better set for Nasdaq debut in test for choppy markets 2023-08-23T04:00:00Z
Wells Fargo settled without admitting or denying the charges, the SEC said in a statement. Wells Fargo to pay $35mln penalty over excessive fees, U.S. SEC says 2023-08-25T04:00:00Z
The SEC settlement also included a consent decree under which Musk gave up his role as Tesla's chairman and agreed to let a Tesla lawyer approve some of his Twitter posts. Payouts expected from Elon Musk's SEC settlement 2023-08-24T04:00:00Z
The SEC, however, says Grayscale lacks data to determine whether the CME futures surveillance agreement could also detect potential manipulation in the spot markets. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Similarly, the SEC has proposed new rules aimed at better preparing the broader mutual fund industry for distress. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z
The SEC informed Better and Aurora this month that it had concluded its probe and would not be recommending an enforcement action, according to a regulatory filing. Mortgage lender Better set for Nasdaq debut in test for choppy markets 2023-08-23T04:00:00Z
If the Wildcats’ rebuilt offensive line can protect North Carolina State transfer Devin Leary, this could be the second-best team in the SEC East. Analysis: The empires strike back: Alabama, Ohio St, Clemson, Oklahoma regain their swagger in ’23 2023-08-23T04:00:00Z
At the time it was proposed, SEC Chair Gary Gensler said the changes would benefit investors in such funds, typically wealthy individuals and institutional investors like pension funds, and companies raising capital from them. US SEC readies vote on regulatory overhaul for private funds 2023-08-23T04:00:00Z
That could include instructing the SEC to approve the application, or to revisit Grayscale's application, in which case the SEC could still reject the proposal on other grounds. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC says speeding up the disclosures is fairer on retail investors, who are disadvantaged by the current 10-day window. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z
But she might leave the SEC for a job that will be in the Big Ten. Who will replace Jen Cohen as UW’s athletic director? Here’s a list of potential candidates. 2023-08-21T04:00:00Z
The only teams the Longhorns have played more are Oklahoma and Texas A&M, which they will reunite with in the SEC after not playing each other since 2011. Lost rivalries in the Big 12, including no more Bedlam when Oklahoma and Texas switch to SEC 2023-08-20T04:00:00Z
Industry groups and funds including Citadel LLC have pushed back against the plan, saying the SEC is reaching beyond its authority by scrapping agreed-upon liability terms and banning specific fee models. US SEC readies vote on regulatory overhaul for private funds 2023-08-23T04:00:00Z
If the SEC wins, Grayscale could re-file its application, but to succeed it would need to address the agency's market manipulation concerns. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC has drafted a plan to expand the definition of broker-dealers and require that Principal Trading Firms register with the agency in a bid to enhance market resiliency and help level the playing field. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z
Twelve years after the studio lights flickered on, the network will soon go dark: LHN will be folded into the SEC Network when Texas joins the Southeastern Conference next summer. Last rodeo for Longhorn Network, the Texas venture with ESPN that once rattled the Big 12 2023-08-19T04:00:00Z
No one in the SEC cared about his bloodlines. 'I was just trying to escape.' Bear Alexander made it USC thanks to a key mentor 2023-08-19T04:00:00Z
"We don't see that the SEC is solving anything with this," said Jack Inglis, CEO of the Alternative Investment Management Association. US SEC readies vote on regulatory overhaul for private funds 2023-08-23T04:00:00Z
The SEC has formally acknowledged those applications, and can take as long as 240 days to decide. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
The SEC in July finalized rules aimed at increasing the resilience of the $5.5 trillion money market fund industry. Factbox: How the US SEC is overhauling the fund industry 2023-08-23T04:00:00Z
And by the start of the 2011 season, Texas A&M announced it was going to the SEC. Last rodeo for Longhorn Network, the Texas venture with ESPN that once rattled the Big 12 2023-08-19T04:00:00Z
Tech doesn’t have another game scheduled with Oklahoma before the Sooners go with Texas to the SEC next year. Texas Tech QB Tyler Shough is hoping for a full season under center and a Big 12 title chase 2023-08-18T04:00:00Z
Texas opens the season at home against Rice on Sept. 2, before heading to a showdown with No. 4 Alabama a week later in a matchup of future SEC rivals. Sarkisian and Texas to ‘embrace the hate’ in their last season in Big 12 before joining SEC 2023-08-18T04:00:00Z
It's unclear what a win for Grayscale would mean for those applications, but it could factor into the SEC's decisions on those proposals. Explainer: What's at stake in Grayscale's spot bitcoin ETF case against the SEC? 2023-08-29T04:00:00Z
Industry organizations say the SEC lacks the legal authority to adopt the rule and point to a 2022 Supreme Court ruling which sharply curtailed the federal government's power to issue climate regulations. US SEC poised to adopt rules for $20 tln private fund industry 2023-08-17T04:00:00Z
“I think anytime you start talking about conference realignment, everybody will look at A&M leaving and going to the SEC as the beginning of all of this … That, I think, will be its legacy.” Last rodeo for Longhorn Network, the Texas venture with ESPN that once rattled the Big 12 2023-08-19T04:00:00Z
If adding Stanford and Cal doesn’t generate more revenue and help the schools close the financial gap with the SEC and Big Ten, there is zero reason to switch their votes. Five thoughts as Stanford and Cal desperately seek ACC or Big Ten invites 2023-08-16T04:00:00Z
But three weeks into his tenure, the whole college sports landscape shook from an unforeseen blast — Texas and Oklahoma were leaving the Big 12 for the SEC. Inside the Pac-12 collapse: Four surprising moments that crushed the conference 2023-08-16T04:00:00Z
Senator Marco Rubio, a senior member of the Senate Committee on Foreign Relations, urged SEC chair Gary Gensler to "take action to protect American retirees and investors from these deceptive Chinese firms." U.S. SEC says will continue to carefully review China IPO prospectuses 2023-08-16T04:00:00Z
However SEC officials say this exemption is outdated, given the growth of securities markets, and unduly shields some investment firms from oversight. US SEC poised to adopt rules for $20 tln private fund industry 2023-08-17T04:00:00Z
The company has openly criticized the SEC, which in a June lawsuit accused Coinbase of operating illegally because it had failed to register as an exchange. Coinbase wins approval to offer crypto futures trading in US 2023-08-16T04:00:00Z
Reality check: To go along with the deepest and most-talented roster in the country, the Bulldogs have about as manageable a schedule as an SEC team can have. Reality Check: The truth hurts and truth is a bunch of ranked teams will break hearts in 2023 2023-08-15T04:00:00Z
SEC university presidents voted to invite Texas and Oklahoma to join the league and create a 16-team powerhouse. Inside the Pac-12 collapse: Four surprising moments that crushed the conference 2023-08-16T04:00:00Z
Today, schools in the Big Ten and SEC are safe. Pac-12 mailbag: WSU, Oregon State will have company when next realignment strikes 2023-08-14T04:00:00Z
In early 2022, the SEC proposed a set of changes for private fund advisers that would, among other things, require them to produce quarterly statements on performance and fees and submit to annual audits. US SEC poised to adopt rules for $20 tln private fund industry 2023-08-17T04:00:00Z
The Pac-12 placed five teams in the AP preseason poll on Monday, equaling the Big Ten’s total and falling one short of matching the SEC’s contingent. AP top-25 ranking: Where Jon Wilner has the Huskies, other Pac-12 teams 2023-08-14T04:00:00Z
Reality check: Narratives change fast in the SEC. Reality Check: The truth hurts and truth is a bunch of ranked teams will break hearts in 2023 2023-08-15T04:00:00Z
The Big 12 was composed of 12 schools that were not of interest to the Big Ten and SEC, so they presented a united front. Inside the Pac-12 collapse: Four surprising moments that crushed the conference 2023-08-16T04:00:00Z
We aren’t fully convinced the powerhouses in the Big Ten and SEC will expunge the second-tier football programs from their leagues when the next media contract cycle arrives. Pac-12 mailbag: WSU, Oregon State will have company when next realignment strikes 2023-08-14T04:00:00Z
According to the SEC, Crowe falsely claimed its staff were qualified to conduct an audit according to standards set by the U.S. US SEC fines UK firm over bogus audit of music streaming business 2023-08-14T04:00:00Z
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