英语词汇“disgorgement”造句子简单的方法、技巧、例句及翻译-英语例句辞典

For bubbly fiends, it’s single vintage, with no dosage of sugar added at disgorgement. 5 bottles of bubbly to stock up on for your holiday festivities 2017-11-30T05:00:00Z

It seems unlikely that the ghastly disgorgement of oil in the Gulf of Mexico will ever inspire a Broadway musical. | 'On the Levee': Tamping Down a Flood at the Duke on 42nd Street 2010-06-29T02:37:00Z

Some champagne houses imprint a code on the bottle or the back label, and the Alan Turings among us might be able to decipher the enigma of the disgorgement date. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z

Making a non-dosage brut nature does not simply mean taking wine you’ve aged on the lees and omitting the sugar at disgorgement. Making champagne with little to no added sugar is tricky. A respected producer is doing it right. 2020-12-17T05:00:00Z

Dosage After disgorgement, the Champagne is generally sweetened a bit before it’s corked to balance the often searing acidity of the wine. Shopping List for Champagne 2016-12-15T05:00:00Z

Listing disgorgement dates is by no means a widespread practice, and it is controversial. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z

The wine is not vintage-dated but does include the disgorgement date. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z

Atchison agreed to pay more than $1 million in fines and ‘disgorgement,’ the legal term for the surrender of ill-gotten gains.” SeaWorld settles federal charges related to covering up “negative impact” of documentary 2018-09-23T04:00:00Z

We now need to know the base vintage in the mix and every bottle’s disgorgement date. Rosé Champagne Brings the Holiday Joy 2019-12-19T05:00:00Z

Mr. Mac might be the smartest man in the room, but he has often felt the least-educated one, and the “24-Decade History” is, among other things, a disgorgement of his committed autodidacticism. The Gaudy, Glittery, Gorgeously Subversive World of Taylor Mac 2016-09-14T04:00:00Z

The actor seeks trebled statutory damages, and actual and punitive damages and disgorgement of profits attributable to the billboard, as his legal complaint alleges the copyright infringement was willful. Sacha Baron Cohen has found himself at the center of two major lawsuits in one week 2021-07-14T04:00:00Z

Some houses will tell you the disgorgement date if you ask, or it might be disclosed in a QR code or looked up on their Web sites. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z

The reason they did that is because the second part of the trial is all about disgorgement. Michael Cohen: Trump will go broke and may face prison — "it's going to hit him hard" 2023-11-06T05:00:00Z

“Now they come up with something called ‘disgorgement.’ Trump unloads on New York judge in civil fraud case ahead of son’s testimony 2023-11-01T04:00:00Z

While denying their effort, the judge also rejected their argument that disgorgement, or fining Trump for illegal profits, isn't an option for the former president. "Whistling past the graveyard": Judge scolds Trump lawyers for pushing "simply incorrect" claim 2023-10-31T04:00:00Z

Such violations can result in disgorgement of fees or even, in rare cases, criminal prosecution, they said. Exclusive-Law firm tied to bankruptcy judge resignation did not make conflict disclosures -data analysis 2023-10-30T04:00:00Z

Through the lawsuit, Attorney General James is seeking restitution for investors and "disgorgement of ill-gotten gains," along with a ban on all the three cryptocurrency firms from the financial investment industry in New York. NY Attorney General sues crypto firms Gemini, DCG, Genesis for 'fraud' 2023-10-19T04:00:00Z

While the Seventh Amendment protects one's right to a jury trial in civil cases involving large sums of money damages, New York State precedent maintains that disgorgement is equitable. "He's going to violate the gag order": Trump rages on Truth Social hours after judge's warning 2023-10-04T04:00:00Z

It had been seeking penalties and disgorgement of at least $190 million, in addition to other damages. JPMorgan to pay $75 million on claims that it enabled Jeffrey Epstein’s sex trafficking operations 2023-09-26T04:00:00Z

In addition to that, the SEC said the company will pay over $40 million in disgorgement and prejudgment interest as part of a resolution of the SEC’s parallel investigation. Colombian conglomerate Grupo Aval, subsidiary settle charges of violating US law 2023-08-10T04:00:00Z

The financial report also shows Walker refunded a $2,900 donation as part of a “disgorgement” to the Justice Department. Herschel Walker still sits on a mountain of campaign cash after Senate loss 2023-07-17T04:00:00Z

It seeks injunctive relief, disgorgement of ill-gotten gains plus interest, penalties, and other equitable relief. SEC brings charges against cryptocurrency trading platform Coinbase 2023-06-06T04:00:00Z

Neither received a penalty and the disgorgement order by the SEC was deemed covered by the related criminal proceedings. Former Coinbase manager, brother agree to settle SEC insider trading charges 2023-05-30T04:00:00Z

The SEC is seeking a jury trial, civil penalties, a disgorgement of gains and to permanently bar Mr. Kelly from serving as an officer or director of a public company. California brokers charged in gold, silver investment fraud 2023-05-16T04:00:00Z

The plaintiffs are seeking damages awarded to the company, disgorgement of profits allegedly made through insider trading and corporate governance reforms. Delaware judge refuses to dismiss Facebook shareholder suit over user data privacy breaches 2023-05-10T04:00:00Z

The agency is seeking fines, disgorgement of trading profits and outright bans for Mr. Zhao and his companies. Banking Regulators Prepare for Tough Questions from Lawmakers 2023-03-28T04:00:00Z

All but Cortez Way and Mahone agreed to pay a total of more than $400,00 in disgorgement, penalties and interest to settle the charges, without admitting or denying the SEC's findings. SEC sues Tron founder Justin Sun, celebrities over crypto sales 2023-03-22T04:00:00Z

The SEC said Parekh agreed to an injunction against further securities law violations, and will be subject to a civil fine and disgorgement. Evoqua Water to pay $8.5 mln to settle U.S. SEC accounting fraud charges 2023-03-13T04:00:00Z

Pierce settled the charges without admitting or denying them, agreeing to pay $1.1 million in fines and another $240,000 representing the disgorgement of ill-gotten gains plus interest, according to the SEC. NBA Hall-of-Famer Pierce to pay $1.4 mln over crypto promotion, SEC says 2023-02-17T05:00:00Z

The lawsuit also said it seeks to force the disgorgement of a $4 billion dividend that Albertsons paid to shareholders after defeating a Washington state attorney general action challenging the payout. Grocery consumers sue to block Kroger’s $25 bln buy of Albertsons 2023-02-03T05:00:00Z

The civil lawsuit seeks to ban Mashinsky from doing business in New York and have him pay damages, restitution and disgorgement. Who is Alex Mashinsky, the man behind the alleged Celsius crypto fraud? 2023-01-05T05:00:00Z

It seeks to ban Mashinsky from doing business in New York, and have him pay damages, restitution and disgorgement. New York sues Celsius Network founder Mashinsky, alleges fraud 2023-01-05T05:00:00Z

In terms of civil action, the SEC is seeking “permanent injunctions, disgorgement, prejudgment interest and civil penalties against each defendant, as well as a penny stock bar against Mr. Hrvatin.” 8 influencers indicted for conspiracy to commit securities fraud 2022-12-15T05:00:00Z

It agreed to pay $413 million in penalties and disgorgement to the SEC, and it also settled with Danish authorities. Danske Bank pleads guilty to resolve long-running Estonia money-laundering probe 2022-12-13T05:00:00Z

Lindell agreed to settle the charges, with determination of disgorgement, prejudgment interest, and civil money penalties to be decided by the court at a later date, the regulator said. Former Infinity Q exec settles charges related to alleged fraud 2022-09-30T04:00:00Z

The SEC civil complaint seeks “injunctive relief, disgorgement plus prejudgment interest, civil penalties, a prohibition against participating in any penny stock offerings, and an officer and director bar against Coker Jr.” Three men who operated ‘$100 million deli’ as an umbrella company charged with securities fraud 2022-09-27T04:00:00Z

Tuesday's settlement includes a $15 million civil fine and about $7.9 million of disgorgement and interest, according to an SEC order. Oracle to pay about $23 mln to resolve a second SEC bribery case 2022-09-27T04:00:00Z

Eagle, without admitting or denying the SEC's findings, agreed to pay a civil penalty of $10 million, disgorgement of $2.6 million, and interest. U.S. SEC charges Eagle Bancorp for not disclosing loans to ex-CEO's family trusts 2022-08-16T04:00:00Z

Without admitting or denying the SEC's charges, the Pennsylvania credit ratings firm will pay a $1.7 million penalty and more than $146,000 in disgorgement and interest to settle the charges, the SEC said. U.S. SEC says charges Egan-Jones, CEO with conflict of interest violations 2022-06-21T04:00:00Z

The bank has consistently rejected the allegations and has said the court could order the “disgorgement of profits” and a maximum fine of about $5 million. Credit Suisse faces trial in drug-tied money laundering case 2022-02-07T05:00:00Z

“In some cases, effective deterrence requires the imposition of civil penalties, alone or in combination with existing remedies, including structural relief, behavioral relief, private damages, and equitable monetary relief, including disgorgement and restitution.” Amy Klobuchar proposes antitrust overhaul to crack down on monopolies 2021-02-04T05:00:00Z

The SEC is seeking fines, disgorgement and a ban on serving as an officer or director of a public company against Tolstedt. DoorDash signals plans to go public as demand rises for food delivery services 2020-11-13T05:00:00Z

Circuit Court of Appeals in Philadelphia said the lower court judge who ordered the disgorgement by AbbVie and Besins Healthcare Inc lacked authority under applicable federal law. U.S. court voids $448 million award against AbbVie, AndroGel partner 2020-09-30T04:00:00Z

Apple’s filing on Tuesday asks for monetary damages for Epic’s payment system, seeking “restitution and disgorgement of all earnings, profits, compensation, benefits, and other ill-gotten gains obtained by Epic as a result of its conduct.” Apple seeks damages from 'Fortnite' creator in App Store dispute 2020-09-08T04:00:00Z

The company will pay a $55.74 million criminal fine, plus $67.31 million in disgorgement and interest to resolve a related U.S. Herbalife to pay $123.1 million to settle charges it bribed Chinese officials 2020-08-28T04:00:00Z

Prosecutors said the company also agreed to pay more than $67 million in disgorgement — repayment of ill-gotten gains — and prejudgment interest to the Securities and Exchange Commission. Herbalife admits bribing Chinese officials to grow business 2020-08-28T04:00:00Z

Prosecutors said the company also agreed to pay more than $67 million in disgorgement - repayment of ill-gotten gains - and prejudgment interest to the Securities and Exchange Commission. Herbalife admits bribing Chinese officials to grow business 2020-08-28T04:00:00Z

District Judge Charles Breyer in San Francisco granted the automaker’s dismissal motion, apart from its request to strike the SEC’s effort to obtain injunctive relief and disgorgement. U.S. judge narrows SEC lawsuit against VW over diesel emissions 2020-08-20T04:00:00Z

But the justices said courts should place significant limits on what kinds of disgorgements are permissible. Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z

The commission typically wins more than a billion dollars a year in disgorgement orders from federal courts. Supreme Court affirms SEC’s ability to recoup profits from fraud but places limits 2020-06-22T04:00:00Z

The Supreme Court on Monday affirmed the SEC’s power to seek disgorgement of ill-gotten gains, but told the 9th Circuit Court to reconsider the amount. Supreme Court upholds SEC's power to take illegal profits from Orange County couple 2020-06-22T04:00:00Z

“The Court holds today that a disgorgement award that does not exceed a wrongdoer’s net profits and is awarded for victims is equitable relief permissible” under federal law, Justice Sonia Sotomayor wrote for the court. Supreme Court rules SEC can recoup money in fraud cases 2020-06-22T04:00:00Z

President Donald Trump’s administration, defending the SEC in the case, said that depriving courts of the ability to order disgorgement would hurt defrauded investors and the securities industry. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z

“The majority’s treatment of disgorgement as an equitable remedy threatens great mischief,” he wrote. Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z

After a decade in which such offerings tended to be breathless disgorgements of reporters’ notebooks with little regard for context or priority, it’s nice to see somebody trying something meatier. The Best of Journalism 2019 2019-12-31T05:00:00Z

Finally, the plaintiff asks for Netflix to stop distributing the show in its current form, and for a disgorgement of Netflix’s profits from the show. Netflix, Ava DuVernay sued over 'When They See Us’ portrayal of interrogation technique 2019-10-14T04:00:00Z

The agency is seeking “certain emergency relief, as well as permanent injunctions, disgorgement with prejudgment interest, and civil penalties.” Telegram must halt sale of its crypto token due to an SEC emergency restraining order 2019-10-11T04:00:00Z

On Tuesday, the justices seemed to disagree, instead suggesting that disgorgement is a remedy that courts may order - apart from fines or damages - in the interest of fairness. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z

“The term disgorgement itself invites abuse because it is a word with no fixed meaning.” Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z

He wants: At least $6 million in damages, including disgorgement of her compensation and the value of the funds and property she allegedly misappropriated. Robert De Niro sued his ex-assistant. Now she's suing him. Read what they're alleging 2019-10-03T04:00:00Z

The form of punishment, called disgorgement, requires a company to return ill-gotten monetary gains. Facebook CEO Mark Zuckerberg said to be under close scrutiny in federal privacy probe 2019-04-19T04:00:00Z

New York will seek financial penalties from the family and the disgorgement of “wrongfully obtained profits,” she said at the news conference. New York sues Purdue Pharma’s Sackler family over opioid epidemic 2019-03-28T04:00:00Z

Circuit Court of Appeals in 2018 upheld the disgorgement finding in the case. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z

The SEC seeks permanent injunctions, disgorgement of ill-gotten gains with prejudgment interest and civil penalties. SEC charges Volkswagen and its former CEO with defrauding investors 2019-03-15T04:00:00Z

In the same year, his division collected $2.8 billion in penalties and disgorgement. Opinion | The Lawyers Who Did Not Break 2019-02-22T05:00:00Z

For reasons both substantial and practical, we believe his disgorgement by Republicans can happen, might happen — and should happen. Opinion | Republicans Got Us Into This Mess, and They Have to Get Us Out of It 2019-02-08T05:00:00Z

SEC found the agency faced a five-year statute of limitations for pursuing disgorgement claims. SEC collects nearly $4 billion in fines, disgorgement in fiscal 2018 2018-11-02T04:00:00Z

The Supreme Court in 2017 put time limits on the ability of the SEC to seek disgorgement, ruling unanimously that it is subject to a five-year statute of limitations. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z

With more to lose, including large disgorgements, fines and lifetime bans, executives are more likely to fight back in court, sucking up SEC resources. SEC’s focus on U.S. corporate bosses pays off with Musk settlement 2018-09-30T04:00:00Z

SeaWorld’s former vice president of communications, Frederick D. Jacobs, agreed to settle a fraud charge and to pay disgorgement and prejudgment interest of approximately $100,000. SeaWorld and former CEO fined $5 million for ‘Blackfish’ fallout 2018-09-18T04:00:00Z

He will pay disgorgement and prejudgment interest of approximately $100,000. SeaWorld, ex-CEO settle SEC's "Blackfish" probe for $5M 2018-09-18T04:00:00Z

The Connecticut-based company did not admit or deny the findings when it agreed to pay disgorgement and interest of around $10 million and a penalty of $4 million, the Securities and Exchange Commission said. United Tech to pay $14 million for illegal foreign payments: U.S. SEC 2018-09-12T04:00:00Z

Without admitting or denying the findings, the company agreed to pay $17.5 million in disgorgement, $2.7 million in prejudgment interest and a civil penalty of $5 million, the Securities and Exchange Commission said. Sanofi to pay more than $25 million to resolve corruption charges: SEC 2018-09-04T04:00:00Z

Regulators are asking for “disgorgement,” or surrender, of those remaining millions, as well as further civil penalties and interest. SEC goes after local penny-stock lawyer with a long record of dubious IPOs 2018-05-18T04:00:00Z

The SEC said Ji controlled one of the five brokerage accounts and named him as a “relief defendant” for the purpose of seeking disgorgement of funds. Chinese ex-fund manager must face U.S. SEC's insider trading... 2018-03-27T04:00:00Z

“It represents a pragmatic compromise on both sides. It’s not a do-over but it is a disgorgement.” Utility customers win $775 million back from San Onofre deal criticized as lopsided against them 2018-01-30T05:00:00Z

The SEC in the lawsuit also said it is also seeking disgorgement of all ill-gotten gains. U.S. SEC files suit over possible insider trading on Bioverativ 2018-01-26T05:00:00Z

I think Mr. Boise, et al, have much more at stake here than possible disgorgement of fees. Report Details Weinstein’s Covert Attempt to Halt Publication of Accusations 2017-11-07T05:00:00Z

“This opens the door for a complete disgorgement of the $3 billion that Edison has wrongfully taken from customers, and the stoppage of any collection of future funds,” Aguirre said. No new San Onofre deal — even with help from NFL concussion negotiator 2017-08-15T04:00:00Z

"Justice demands that any outcome in this matter include the highest applicable civil money penalties and disgorgement of the ill-gotten gains with which Mr. Modany and Mr. Fitzpatrick have thus far absconded," the senators wrote. SEC settles fraud charges against defunct for-profit college company ITT 2017-07-03T04:00:00Z

The Securities and Exchange Commission routinely seeks an order in an enforcement action to require a defendant to repay any ill-gotten gains, a remedy called disgorgement. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z

The SEC in the lawsuit also said it is also seeking disgorgement of all ill-gotten gains. U.S. SEC files suit over possible insider trading on Bioverativ 2018-01-26T05:00:00Z

“The 5-year statute of limitations . . . therefore applies when the SEC seeks disgorgement.” Supreme Court rules to limit SEC power to recover profit from fraud 2017-06-05T04:00:00Z

In a 9-0 ruling, the Supreme Court found that the SEC's recovery remedy known as "disgorgement" is subject to a five-year statute of limitations. Supreme Court rules against SEC over recovery of ill-gotten gains 2017-06-05T04:00:00Z

Ginsburg noted that the SEC has been pursuing disgorgements for decades, so Congress could have intervened if it thought the agency was doing something wrong. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z

The problem for the S.E.C. is that the rationale for disgorgement as an equitable remedy may be undermined by the Kokesh decision’s holding that it is a form of punishment. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z

Justice Elena Kagan said the SEC seemed to be using disgorgement both to compensate victims as well as to punish misconduct. Justices could limit recovery in securities fraud cases 2017-04-18T04:00:00Z

Dixie L. Johnson, a securities enforcement lawyer in Washington, said the ruling “shatters” the SEC’s view of disgorgement. Supreme Court rules to limit SEC power to recover profit from fraud 2017-06-05T04:00:00Z

The penalties covered conduct within the five-year window, but the disgorgement covered conduct that largely occurred outside that time frame. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z

And when Goldenberg rose to defend the agency, Ginsburg said there was “kind of an unreality” to the government’s argument in this case, since Kokesh’s fine was relatively small compared with the amount of disgorgement. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z

But settlements where a defendant agreed to disgorgement would not be affected. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z

Here, the appeals court upheld the dismissal of the charges, finding “no meaningful difference in the definitions of disgorgement and forfeiture” so the statute of limitations barred the S.E.C. from pursuing the case. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z

The parent company also agreed to pay $236 million in disgorgement and interest to the Securities and Exchange Commission. Teva Settles Foreign Corruption Probe for $519 Million 2016-12-22T05:00:00Z

Kokesh, who appealed to the Supreme Court after losing at a federal appeals court, was accused of misappropriating investor money and later ordered to pay $2.4 million in penalties plus $34.9 million in disgorgement. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z

But that does not apply to disgorgements, the SEC says. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z

In other words, the justices are not saying that disgorgement itself is proper, but saying only that if it is, the five-year limitations period applies. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z

But the Tenth Circuit found that disgorgement — requiring a defendant to repay stolen money — was not a forfeiture because it is a different from a civil fine or penalty. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z

The suit asks Maricopa County Superior Court to require Arch Vacations to pay consumer restitution, civil penalties, disgorgement of profits and the costs of the investigation and litigation. Phoenix-based travel company is accused of consumer fraud 2016-10-14T04:00:00Z

The Justice Department, on the SEC's behalf, argued that disgorgement is equitable relief for harmed investors and that Congress did not intend to impose a five-year statute of limitations on it. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z

Unikowsky said it was clear that the disgorgements were the same as a forfeiture — a turning over of ill-gotten gains — so the limitation applies. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z

That outcome would create an odd situation in which disgorgement would not be available in a case filed in a Federal District Court but is possible in an administrative proceeding. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z

“The nonpunitive remedy of disgorgement does not fit in that company,” the court said, and is not subject to the limitations period. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z

The two defendants are not entitled to a jury trial because the state is not seeking damages beyond disgorgement of certain past bonuses, which with interest could top $50 million. After 11 Years, Case of A.I.G.’s Ex-Chief Is Going to Trial 2016-09-11T04:00:00Z

If so, it is hard to see a lawful basis for the disgorgement order. Phil Mickelson and the SEC’s Legal Bogey 2016-06-15T04:00:00Z

Their attorneys challenged the state lawsuit, arguing that New York's Martin Act against securities fraud authorizes neither a permanent industry ban nor disgorgement of profits, and that releases from other settlements barred further financial forfeit. NY court: Case against ex-AIG execs can continue 2016-06-02T04:00:00Z

BDL paid a combined $3.29 million profit disgorgement and penalty on the grounds that it made money on an illegal scheme. Special Report: A top hedge fund manager that's too hot for some to handle 2016-04-13T04:00:00Z

In settling a related lawsuit filed by the Securities and Exchange Commission in 2010, Mr. Lee and Mr. Far agreed to pay $2.1 million in the disgorgement of profits and penalties. Witness in Insider Trading Inquiry Sentenced to 21 Days 2015-12-02T05:00:00Z

Just over 52 million pounds of the penalty on the bank comprised disgorgement, meaning clawing back the profit Barclays made on the transaction. Barclays fined for lax crime checks in 'deal of century' 2015-11-26T05:00:00Z

The Swiss bank will pay more than $50 million in fines and disgorgement to the U.S. Credit Suisse to pay $80 million to settle dark pool allegations: Bloomberg 2015-09-14T04:00:00Z

"Moreover, as with the attorney general's claim for an injunction, issues of fact exist which prevent us from concluding, as a matter of law that disgorgement is unwarranted." NY court: Case against ex-AIG execs can continue 2016-06-02T04:00:00Z

Edward Jones’s settlement includes $5.2 million in disgorgement and prejudgment interest to be distributed to overcharged customers, SEC said. Edward Jones to Pay $20 Million to Settle SEC Municipal Bond Charges 2015-08-13T04:00:00Z

The company entered into a deferred prosecution agreement with the Justice Department, and paid penalties and disgorgement to settle the matter. Exclusive: SEC launches civil probe into FIFA bribery case - source 2015-07-17T04:00:00Z

That is the largest disgorgement penalty ever imposed by the FCA. Barclays fined for lax crime checks in 'deal of century' 2015-11-26T05:00:00Z

The regulator said it was seeking a permanent injunction from future violations by the two companies, as well as disgorgement and civil monetary penalties. Simon Property withdraws &u0024;16.8 billion bid to create mall giant 2015-04-01T04:00:00Z

Nebraska, he said, “authorizes an arbitrary award of disgorgement for breach of that contract. And, it invents a new theory of contract reformation to rewrite the agreed-upon terms of that contract.” Thomas, Scalia Use Obscure Water Battle To Tweak The Majority 2015-02-24T05:00:00Z

As a result, the caddies are asking for a share of the profits from the sponsored bibs along with "damages and disgorgement" for their past wearing of the bibs. Caddies file class-action lawsuit against PGA Tour over sponsored bibs: The Loop 2013-10-16T04:00:00Z

The one thing that does increase for C-corporations, of course, is the disgorgement of cash to shareholders. This Isn't Proof That Dividend Tax Cuts Don't Aid The Economy 2015-01-21T05:00:00Z

They’re seeking “an award of appropriate relief, including actual damages, restitution, disgorgement, and statutory damages.” The Top U.S. Healthcare Story For 2014: Cybersecurity 2014-12-21T05:00:00Z

Avon, headquartered in Manhattan, agreed to pay $68 million in criminal penalties and nearly an equal amount in disgorgement and prejudgment interest to settle a civil case brought by the Securities and Exchange Commission. Avon Products Settles Bribery Charges for $135 Million 2014-12-17T05:00:00Z

The case was settled with no admission of guilt, with Blodget paying a $2m, plus a $2m disgorgement and agreeing to a censure and permanent ban from working in the US securities industry. Rehabilitation Or Redemption: What Does Henry Blodget Want Most? 2014-11-21T05:00:00Z

The agency is seeking disgorgement of profits and restitution to victims. Florida and F.T.C. Accuse Firms of Deceptively Selling Tech Support 2014-11-19T05:00:00Z

The one thing that does increase for C-corporations, of course, is the disgorgement of cash to shareholders. This Isn't Proof That Dividend Tax Cuts Don't Aid The Economy 2015-01-21T05:00:00Z

The fines against them are so huge, the judge noted, that they are “equivalent to approximately 10% of the total penalties and disgorgement ordered in SEC enforcement cases nationwide last year.” 'Staggering' Sanctions Slapped On Wyly Brothers In Offshore Case 2014-09-25T04:00:00Z

Purina is also seeking “disgorgement” of Blue Buffalo’s profits linked to its contested promotions. Dog Food Fight! Purina Says Blue Buffalo Is 'Built on Lies' 2014-07-24T04:00:00Z

While the Supreme Court did not reach the question of whether the statute of limitations covered injunctive relief and disgorgement, King concluded the "long-held policies and practices" underpinning the ruling required that conclusion. U.S. judge tosses SEC case over alleged Ponzi scheme 2014-05-13T04:00:00Z

Over the summer, the agency approved a record $410 million penalty against JPMorgan in combined civil penalties as well as the disgorgement of unjust profits for alleged power market manipulation. UPDATE 1-Dreyfus to pay $4.1 mln fine in U.S. market manipulation settlement 2014-02-07T18:06:59Z

It seeks the disgorgement of ill-gotten gains with interest and applicable penalties. New York private equity manager, firm charged with $9 million theft 2014-01-31T01:38:29Z

Over the summer, the agency approved a record $410 million penalty against JPMorgan in combined civil penalties and the disgorgement of unjust profits for alleged power market manipulation. U.S. FERC power-market crackdown targets Dreyfus-Highbridge unit 2014-01-06T22:14:46Z

The probe resulted in numerous convictions and got five large financial institutions to pay about $743 million in restitution, disgorgement and penalties. No prison for former JPMorgan exec in muni bond bid-rigging case 2013-12-18T18:07:10Z

All will pay a varying amount of fines, disgorgement and interest without admitting or denying the charges. SEC fines 23 firms over short-selling 2013-09-17T23:20:03Z

The lawsuit is seeking restitution of at least $40 million, as well as a disgorgement of profits, penalties and an injunction, Schneiderman's office said. Donald Trump investment school sued 2013-08-25T18:43:00Z

David Blech, who earned the nickname as a founder of companies and a major investor in the biotechnology sector, agreed to pay $1.03 million in disgorgement and interest for the scheme. Former 'King of Biotech' settles with SEC 2013-08-23T00:18:48Z

The lawsuit seeks a permanent ban on various securities law violations, disgorgement of ill-gotten gains, and civil fines. SEC says ex-Marine bilked vets in Chicago hedge fund fraud 2013-08-06T21:49:18Z

Judge Katherine B. Forrest has the final say on monetary sanctions, be it disgorgement of profits made from the trade in question or a fine. DealBook: Former Goldman Trader Is Found Liable in Mortgage Deal 2013-08-01T19:59:50Z

Without admitting or denying the allegations, Teekell agreed to settle the case and pay approximately $1.1 million in disgorgement, prejudgment interest and a penalty, the SEC said. Ex-Dow officer charged in insider trading case 2013-07-02T01:29:25Z

The agency is seeking the disgorgement of the trading gains, as well as financial penalties. DealBook: S.E.C. Freezes Assets of Thai Trader in Smithfield Inquiry 2013-06-06T17:01:57Z

Underwood responded that the attorney general may also seek disgorgement of ill-gotten gains. Ex-AIG chief Greenberg should still face trial: NY state lawyer 2013-05-29T01:42:16Z

The lawsuit seeks an injunction against future violations along with restitution and disgorgement. U.S. brings charges in first criminal case for consumer agency 2013-05-07T18:38:56Z

The SEC is seeking permanent injunctions, disgorgement with prejudgment interest, and financial penalties. Stock Picking Teenage Robot Brothers Settle SEC Complaint 2013-03-13T14:29:06Z

"The decade he will spend in prison and the disgorgement of his assets are a just result," Bharara said. Madoff's younger brother sentenced to 10 years for role in fraud 2012-12-21T00:37:41Z

OE's claims ring even more hollow because they are not accompanied by any explanation as to how OE arrived at its overstated and unjustified claims of disgorgement and civil penalties for Barclays. Barclays: US energy fine 'unjust' 2012-12-16T12:41:26Z

"The disgorgement remedy is not available," New York state Supreme Court Justice Jeffrey Oing said, granting Ernst & Young's motion to dismiss the state's claim to the fees. NY cannot seek fees paid to Ernst & Young by Lehman: judge 2012-12-12T18:10:32Z

Your change in policy regarding disgorgement over the summer was a welcome step and we urge you to apply it in this case. Boot up: Windows 8 up or down, Wii U launches, Samsung chases HTC/Apple and more 2012-11-19T06:30:00Z

The SEC relies on legal provisions that call for disgorgement of profits based on ill-gotten gains plus penalties. Analysis: U.S. foreign bribery penalties for drugmakers may lack bite 2012-10-29T12:09:05Z

Following four days of evidentiary hearings, on August 20, 2012, Douglas was once again found in civil contempt for failure to pay in full the disgorgement judgment entered in 1983. SEC Inspector Javert Earns $1.8 Million Interest On $78,000 Judgment 2012-10-12T18:44:05Z

The lawsuit does not seek specific damages but asks for restitution for investors victimized by the deceptive practices and disgorgement of money received in connection with the fraud. Suit Accuses JPMorgan Unit of Broad Misconduct on Mortgage Securities 2012-10-01T22:26:31Z

Goldman's penalty includes disgorgement of $7.5 million that it earned in fees from underwriting Massachusetts bonds. DealBook: Goldman to Pay $12 Million to Settle S.E.C. 'Pay to Play' Case 2012-09-27T16:28:21Z

It is the agency's biggest-ever "disgorgement" agreement associated with position limits and among the biggest civil fines, according to a review of a dozen such enforcement measures since 1995. Insight: As cotton surged, China trader amassed $510 million bet 2012-09-27T04:04:04Z

"Given the government's stark allegations of manipulative conduct against Morgan Stanley, disgorgement of $4.8 million is a relatively mild sanction," Judge Pauley wrote. DealBook: Federal Judge Grudgingly Approves Morgan Stanley Price-Fixing Case 2012-08-07T21:53:17Z

"Given the government's stark allegations of manipulative conduct against Morgan Stanley, disgorgement of $4.8 million is a relatively mild sanction," Pauley wrote. Judge OKs Morgan Stanley price-fixing pact opposed by AARP 2012-08-07T18:01:14Z

The SEC said in a statement that it would seek "disgorgement of ill-gotten gains, pre-judgment interest and civil money penalties" from Harbinger and Mr. Falcone. SEC Sues Falcone, Harbinger 2012-06-27T19:32:34Z

The SEC also named four Zirinsky relatives as "relief" defendants seeking disgorgement of ill-gotten gains. SEC: AA Meeting Fed Insider Ring 2012-03-13T20:39:33Z

In the suit, the SEC said it wants financial penalties and disgorgement, and an order barring Mudd from serving as an officer or director of another company. Fortress Chief Mudd Takes Leave Amid SEC’s Fannie Mae Lawsuit 2011-12-21T14:44:41Z

In the lawsuits against the former executives, the SEC is seeking financial penalties and disgorgement, as well as an order barring them from serving as officers or directors of other companies. Ex-Freddie Mac, Fannie Mae CEOs Sued for Understating Loans 2011-12-19T00:43:30Z

In the individual lawsuits, the SEC is seeking financial penalties, disgorgement and bars on them serving as officers or directors in other companies. Ex-Freddie Mac, Fannie Mae CEOs Sued for Understating Loans 2011-12-16T16:31:03Z

The settlement would be a so-called disgorgement of illicit profits, which is unusual in cases like this, which was brought under the Sherman Antitrust Act. $4.8 Million Sought From Morgan Stanley in Electricity Price-Fixing Case 2011-12-14T03:20:07Z

In addition, the SEC said in a statement yesterday that Skowron was ordered to pay disgorgement and other sanctions totaling $35.5 million. Ex-FrontPoint Fund Manager Skowron Gets Five Years in Prison 2011-11-18T19:15:01Z

Agency staff may recommend civil penalties, disgorgement of fee and other actions, the company said. S&P May Face SEC Sanctions Over 2007 Rating of Subprime CDO 2011-09-26T14:13:01Z

Agency staff may recommend civil penalties, disgorgement of fees and other actions, the company said. McGraw-Hill Says S&P Received Wells Notice on Delphinus CDO Deal 2011-09-26T12:50:29Z

The SEC staff said it may recommend that the commission seek civil money penalties, disgorgement of fees or other actions. SEC staff may recommend civil legal action against Standard & Poor?s over a debt issue 2011-09-26T11:41:34Z

They had gone up scarcely a hundred feet when the disgorgement of the heavens took place. The Chalice Of Courage A Romance of Colorado 2011-09-22T02:00:25.630Z

Moreover, enforcement actions generate billions of dollars in revenue in the form of fines, disgorgements and other penalties. Common Sense: Tightening the Leash on Wall St.?s Watchdog 2011-07-15T21:30:02Z

"Even if the corporation did not suffer actual harm, equity requires disgorgement of that profit," wrote Supreme Court Chief Justice Myron Steele in a 25-page opinion. Primedia lawsuit reinstated, could hit TPG deal 2011-06-21T22:08:12Z

Securities and Exchange Commission, agreeing to pay an as-yet-undetermined amount in disgorgement and civil penalties. N.Y. man gets 20 years for $24 million Ponzi scheme 2011-06-17T19:12:24Z

The state, which is seeking disgorgement and other civil penalties, alleges the defendants aren’t giving consumers the full benefit of the lower wholesale costs pharmacies pay for generic drugs. Wal-Mart, CVS Drug Case Sent Back to West Virginia Court 2011-05-20T23:14:14Z

The lawsuit, filed in Delaware's Chancery Court by Berkshire shareholder Mason Kirby, calls for disgorgement of Sokol's unlawful investment gains, and seeks to recover damage done to the company's reputation and goodwill. Berkshire and Buffett sued over Sokol's trades 2011-04-19T16:33:33Z

Antonick is seeking tens of millions of owed royalties, plus disgorgement of all profits from the sale of the game as the result of allegedly fraudulent behavior. Video game creator sues company for billions 2011-04-01T18:18:01Z

Now the SEC is able to bring such cases before its own administrative law judges and can also seek monetary penalties—not just disgorgement of illicit profits as before. With Dodd-Frank, the SEC Goes After Big Game 2011-03-03T04:01:30Z

The lawsuit claims trade secret theft, unfair competition, unjust enrichment and breach of contract and seeks unspecified compensatory and punitive damages, disgorgement of illegal gains, an injunction and attorney's fees. Lawsuit accuses Google of stealing trade secrets 2011-02-14T23:55:18Z

The SEC's complaint against Perry and Keys seeks permanent injunctive relief, an officer and director bar, disgorgement of ill-gotten gains with interest, and a financial penalty. SEC charges ex-IndyMac execs with fraud 2011-02-12T00:05:12Z

He ruled that the $12 million represented “disgorgement,” or return of ill-gotten gains. Price-Fixing by KeySpan Will Cost It $12 Million 2011-02-03T04:01:30Z

The case against Daifotis and Merk is continuing, said the SEC, which is seeking unspecified fines and disgorgement of any ill-gotten profits from the two men. Schwab Agrees to Pay $119 Million to Settle SEC Claims 2011-01-11T23:40:44Z

The commission said it is asking for disgorgement of profits and civil penalties. SEC files insider-trading case in PepsiCo deal 2010-12-09T16:02:00Z

Bank of America will pay $36 million in disgorgement and interest to the U.S. BofA pays $137 million to settle fraud charges 2010-12-07T19:16:00Z

The S.E.C. is seeking financial penalties and the disgorgement of illicit profits. DealBook: Couple Accused of Trading Insider Tips 2010-12-01T13:20:00Z

The judge said this was the first instance of the government’s seeking disgorgement under the Sherman antitrust law. Price-Fixing by KeySpan Will Cost It $12 Million 2011-02-03T04:01:30Z

Looking Back Under the agreement, disclosed Friday at a federal court hearing, Mr. Mozilo would pay $22.5 million in civil penalties and $45 million in "disgorgement" that will be returned to Countrywide shareholders. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z

The SEC generally seeks civil penalties to match any disgorgement amount, said former federal prosecutor Michael Shepard, who is not involved in the SEC case. Mozilo settles Countrywide fraud case at $67.5 million 2010-10-16T00:17:00Z

The disgorgement relates to proceeds of Mozilo's sales of Countrywide stock. Mozilo to pay millions in Countrywide settlement 2010-10-15T20:27:00Z

The calculation of the amount of the whistle-blower award includes monetary sanctions in “related actions,” such as criminal prosecutions, and any disgorgement of ill-gotten gains by the defendant. Come Blow Your Horn to the S.E.C. 2010-07-26T16:32:00Z

The administration appealed on a separate issue, arguing the appeals court wrongly rejected disgorgement by the industry of billions of dollars in ill-gotten gains and other expensive remedies, like funding a smoking-cessation program. Supreme Court rejects tobacco case appeals 2010-06-28T14:55:00Z

All of the disgorgement amount has been or likely will be paid by Bank of America or its insurers, say people familiar with the matter. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z

His fine is the highest ever imposed on an individual by the City regulator and consists of a penalty of £1.5m, plus "disgorgement" of £1.3m of profits. FSA imposes record fine on stockbroker 2010-05-20T11:03:00Z

The lawsuit seeks restitution, a voiding of finance agreements, the disgorgement of profit at the Watertown store, and a $5,000 civil fine for each deceptive or illegal act. NY AG Cuomo sues retailer for ripping off soldiers 2010-05-18T18:06:00Z

The figure represents the disgorgements of some profit from the sales of the drugs made at the Allston factory. Genzyme Expects $175 Million Fine for Factory Problems 2010-04-21T19:17:00Z

I could not help smiling as I fancied the disgorgement of all the cadeaux exchanged between ministers and generals, and treaty-makers and breakers, since 1812, an epoch fruitful of such courtesies. Impressions of America During the years 1833, 1834 and 1835. In Two Volumes, Volume I.

His attorneys said $5 million is disgorgement that would be paid by Bank of America under indemnification provisions. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z

By pursuing this plan the loss sustained by the disgorgement is believed to be reduced to a minimum. Facts About Champagne and Other Sparkling Wines

Jim watched Mike with tearful eyes, which grew more and more loaded and luminous as the disgorgement of the contents of the pack progressed. Sevenoaks

He could compel Surface to disgorgement only at the price of a new offering of himself to the odious old man who had played false with him as with everybody else. Queed

The bomb box tipped to the point of disgorgement, and the bomb-thrower was pitched forward upon the third bomb with his face close to its celluloid stud. The World Set Free

单词	disgorgement
例句	disgorgement For bubbly fiends, it’s single vintage, with no dosage of sugar added at disgorgement. 5 bottles of bubbly to stock up on for your holiday festivities 2017-11-30T05:00:00Z It seems unlikely that the ghastly disgorgement of oil in the Gulf of Mexico will ever inspire a Broadway musical. \| 'On the Levee': Tamping Down a Flood at the Duke on 42nd Street 2010-06-29T02:37:00Z Some champagne houses imprint a code on the bottle or the back label, and the Alan Turings among us might be able to decipher the enigma of the disgorgement date. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z Making a non-dosage brut nature does not simply mean taking wine you’ve aged on the lees and omitting the sugar at disgorgement. Making champagne with little to no added sugar is tricky. A respected producer is doing it right. 2020-12-17T05:00:00Z Dosage After disgorgement, the Champagne is generally sweetened a bit before it’s corked to balance the often searing acidity of the wine. Shopping List for Champagne 2016-12-15T05:00:00Z Listing disgorgement dates is by no means a widespread practice, and it is controversial. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z The wine is not vintage-dated but does include the disgorgement date. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z Atchison agreed to pay more than $1 million in fines and ‘disgorgement,’ the legal term for the surrender of ill-gotten gains.” SeaWorld settles federal charges related to covering up “negative impact” of documentary 2018-09-23T04:00:00Z We now need to know the base vintage in the mix and every bottle’s disgorgement date. Rosé Champagne Brings the Holiday Joy 2019-12-19T05:00:00Z Mr. Mac might be the smartest man in the room, but he has often felt the least-educated one, and the “24-Decade History” is, among other things, a disgorgement of his committed autodidacticism. The Gaudy, Glittery, Gorgeously Subversive World of Taylor Mac 2016-09-14T04:00:00Z The actor seeks trebled statutory damages, and actual and punitive damages and disgorgement of profits attributable to the billboard, as his legal complaint alleges the copyright infringement was willful. Sacha Baron Cohen has found himself at the center of two major lawsuits in one week 2021-07-14T04:00:00Z Some houses will tell you the disgorgement date if you ask, or it might be disclosed in a QR code or looked up on their Web sites. How old is your nonvintage champagne? Look to the back label. 2014-12-26T05:00:00Z The reason they did that is because the second part of the trial is all about disgorgement. Michael Cohen: Trump will go broke and may face prison — "it's going to hit him hard" 2023-11-06T05:00:00Z “Now they come up with something called ‘disgorgement.’ Trump unloads on New York judge in civil fraud case ahead of son’s testimony 2023-11-01T04:00:00Z While denying their effort, the judge also rejected their argument that disgorgement, or fining Trump for illegal profits, isn't an option for the former president. "Whistling past the graveyard": Judge scolds Trump lawyers for pushing "simply incorrect" claim 2023-10-31T04:00:00Z Such violations can result in disgorgement of fees or even, in rare cases, criminal prosecution, they said. Exclusive-Law firm tied to bankruptcy judge resignation did not make conflict disclosures -data analysis 2023-10-30T04:00:00Z Through the lawsuit, Attorney General James is seeking restitution for investors and "disgorgement of ill-gotten gains," along with a ban on all the three cryptocurrency firms from the financial investment industry in New York. NY Attorney General sues crypto firms Gemini, DCG, Genesis for 'fraud' 2023-10-19T04:00:00Z While the Seventh Amendment protects one's right to a jury trial in civil cases involving large sums of money damages, New York State precedent maintains that disgorgement is equitable. "He's going to violate the gag order": Trump rages on Truth Social hours after judge's warning 2023-10-04T04:00:00Z It had been seeking penalties and disgorgement of at least $190 million, in addition to other damages. JPMorgan to pay $75 million on claims that it enabled Jeffrey Epstein’s sex trafficking operations 2023-09-26T04:00:00Z In addition to that, the SEC said the company will pay over $40 million in disgorgement and prejudgment interest as part of a resolution of the SEC’s parallel investigation. Colombian conglomerate Grupo Aval, subsidiary settle charges of violating US law 2023-08-10T04:00:00Z The financial report also shows Walker refunded a $2,900 donation as part of a “disgorgement” to the Justice Department. Herschel Walker still sits on a mountain of campaign cash after Senate loss 2023-07-17T04:00:00Z It seeks injunctive relief, disgorgement of ill-gotten gains plus interest, penalties, and other equitable relief. SEC brings charges against cryptocurrency trading platform Coinbase 2023-06-06T04:00:00Z Neither received a penalty and the disgorgement order by the SEC was deemed covered by the related criminal proceedings. Former Coinbase manager, brother agree to settle SEC insider trading charges 2023-05-30T04:00:00Z The SEC is seeking a jury trial, civil penalties, a disgorgement of gains and to permanently bar Mr. Kelly from serving as an officer or director of a public company. California brokers charged in gold, silver investment fraud 2023-05-16T04:00:00Z The plaintiffs are seeking damages awarded to the company, disgorgement of profits allegedly made through insider trading and corporate governance reforms. Delaware judge refuses to dismiss Facebook shareholder suit over user data privacy breaches 2023-05-10T04:00:00Z The agency is seeking fines, disgorgement of trading profits and outright bans for Mr. Zhao and his companies. Banking Regulators Prepare for Tough Questions from Lawmakers 2023-03-28T04:00:00Z All but Cortez Way and Mahone agreed to pay a total of more than $400,00 in disgorgement, penalties and interest to settle the charges, without admitting or denying the SEC's findings. SEC sues Tron founder Justin Sun, celebrities over crypto sales 2023-03-22T04:00:00Z The SEC said Parekh agreed to an injunction against further securities law violations, and will be subject to a civil fine and disgorgement. Evoqua Water to pay $8.5 mln to settle U.S. SEC accounting fraud charges 2023-03-13T04:00:00Z Pierce settled the charges without admitting or denying them, agreeing to pay $1.1 million in fines and another $240,000 representing the disgorgement of ill-gotten gains plus interest, according to the SEC. NBA Hall-of-Famer Pierce to pay $1.4 mln over crypto promotion, SEC says 2023-02-17T05:00:00Z The lawsuit also said it seeks to force the disgorgement of a $4 billion dividend that Albertsons paid to shareholders after defeating a Washington state attorney general action challenging the payout. Grocery consumers sue to block Kroger’s $25 bln buy of Albertsons 2023-02-03T05:00:00Z The civil lawsuit seeks to ban Mashinsky from doing business in New York and have him pay damages, restitution and disgorgement. Who is Alex Mashinsky, the man behind the alleged Celsius crypto fraud? 2023-01-05T05:00:00Z It seeks to ban Mashinsky from doing business in New York, and have him pay damages, restitution and disgorgement. New York sues Celsius Network founder Mashinsky, alleges fraud 2023-01-05T05:00:00Z In terms of civil action, the SEC is seeking “permanent injunctions, disgorgement, prejudgment interest and civil penalties against each defendant, as well as a penny stock bar against Mr. Hrvatin.” 8 influencers indicted for conspiracy to commit securities fraud 2022-12-15T05:00:00Z It agreed to pay $413 million in penalties and disgorgement to the SEC, and it also settled with Danish authorities. Danske Bank pleads guilty to resolve long-running Estonia money-laundering probe 2022-12-13T05:00:00Z Lindell agreed to settle the charges, with determination of disgorgement, prejudgment interest, and civil money penalties to be decided by the court at a later date, the regulator said. Former Infinity Q exec settles charges related to alleged fraud 2022-09-30T04:00:00Z The SEC civil complaint seeks “injunctive relief, disgorgement plus prejudgment interest, civil penalties, a prohibition against participating in any penny stock offerings, and an officer and director bar against Coker Jr.” Three men who operated ‘$100 million deli’ as an umbrella company charged with securities fraud 2022-09-27T04:00:00Z Tuesday's settlement includes a $15 million civil fine and about $7.9 million of disgorgement and interest, according to an SEC order. Oracle to pay about $23 mln to resolve a second SEC bribery case 2022-09-27T04:00:00Z Eagle, without admitting or denying the SEC's findings, agreed to pay a civil penalty of $10 million, disgorgement of $2.6 million, and interest. U.S. SEC charges Eagle Bancorp for not disclosing loans to ex-CEO's family trusts 2022-08-16T04:00:00Z Without admitting or denying the SEC's charges, the Pennsylvania credit ratings firm will pay a $1.7 million penalty and more than $146,000 in disgorgement and interest to settle the charges, the SEC said. U.S. SEC says charges Egan-Jones, CEO with conflict of interest violations 2022-06-21T04:00:00Z The bank has consistently rejected the allegations and has said the court could order the “disgorgement of profits” and a maximum fine of about $5 million. Credit Suisse faces trial in drug-tied money laundering case 2022-02-07T05:00:00Z “In some cases, effective deterrence requires the imposition of civil penalties, alone or in combination with existing remedies, including structural relief, behavioral relief, private damages, and equitable monetary relief, including disgorgement and restitution.” Amy Klobuchar proposes antitrust overhaul to crack down on monopolies 2021-02-04T05:00:00Z The SEC is seeking fines, disgorgement and a ban on serving as an officer or director of a public company against Tolstedt. DoorDash signals plans to go public as demand rises for food delivery services 2020-11-13T05:00:00Z Circuit Court of Appeals in Philadelphia said the lower court judge who ordered the disgorgement by AbbVie and Besins Healthcare Inc lacked authority under applicable federal law. U.S. court voids $448 million award against AbbVie, AndroGel partner 2020-09-30T04:00:00Z Apple’s filing on Tuesday asks for monetary damages for Epic’s payment system, seeking “restitution and disgorgement of all earnings, profits, compensation, benefits, and other ill-gotten gains obtained by Epic as a result of its conduct.” Apple seeks damages from 'Fortnite' creator in App Store dispute 2020-09-08T04:00:00Z The company will pay a $55.74 million criminal fine, plus $67.31 million in disgorgement and interest to resolve a related U.S. Herbalife to pay $123.1 million to settle charges it bribed Chinese officials 2020-08-28T04:00:00Z Prosecutors said the company also agreed to pay more than $67 million in disgorgement — repayment of ill-gotten gains — and prejudgment interest to the Securities and Exchange Commission. Herbalife admits bribing Chinese officials to grow business 2020-08-28T04:00:00Z Prosecutors said the company also agreed to pay more than $67 million in disgorgement - repayment of ill-gotten gains - and prejudgment interest to the Securities and Exchange Commission. Herbalife admits bribing Chinese officials to grow business 2020-08-28T04:00:00Z District Judge Charles Breyer in San Francisco granted the automaker’s dismissal motion, apart from its request to strike the SEC’s effort to obtain injunctive relief and disgorgement. U.S. judge narrows SEC lawsuit against VW over diesel emissions 2020-08-20T04:00:00Z But the justices said courts should place significant limits on what kinds of disgorgements are permissible. Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z The commission typically wins more than a billion dollars a year in disgorgement orders from federal courts. Supreme Court affirms SEC’s ability to recoup profits from fraud but places limits 2020-06-22T04:00:00Z The Supreme Court on Monday affirmed the SEC’s power to seek disgorgement of ill-gotten gains, but told the 9th Circuit Court to reconsider the amount. Supreme Court upholds SEC's power to take illegal profits from Orange County couple 2020-06-22T04:00:00Z “The Court holds today that a disgorgement award that does not exceed a wrongdoer’s net profits and is awarded for victims is equitable relief permissible” under federal law, Justice Sonia Sotomayor wrote for the court. Supreme Court rules SEC can recoup money in fraud cases 2020-06-22T04:00:00Z President Donald Trump’s administration, defending the SEC in the case, said that depriving courts of the ability to order disgorgement would hurt defrauded investors and the securities industry. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z “The majority’s treatment of disgorgement as an equitable remedy threatens great mischief,” he wrote. Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z After a decade in which such offerings tended to be breathless disgorgements of reporters’ notebooks with little regard for context or priority, it’s nice to see somebody trying something meatier. The Best of Journalism 2019 2019-12-31T05:00:00Z Finally, the plaintiff asks for Netflix to stop distributing the show in its current form, and for a disgorgement of Netflix’s profits from the show. Netflix, Ava DuVernay sued over 'When They See Us’ portrayal of interrogation technique 2019-10-14T04:00:00Z The agency is seeking “certain emergency relief, as well as permanent injunctions, disgorgement with prejudgment interest, and civil penalties.” Telegram must halt sale of its crypto token due to an SEC emergency restraining order 2019-10-11T04:00:00Z On Tuesday, the justices seemed to disagree, instead suggesting that disgorgement is a remedy that courts may order - apart from fines or damages - in the interest of fairness. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z “The term disgorgement itself invites abuse because it is a word with no fixed meaning.” Supreme Court Limits S.E.C.’s Power to Recoup Ill-Gotten Gains 2020-06-22T04:00:00Z He wants: At least $6 million in damages, including disgorgement of her compensation and the value of the funds and property she allegedly misappropriated. Robert De Niro sued his ex-assistant. Now she's suing him. Read what they're alleging 2019-10-03T04:00:00Z The form of punishment, called disgorgement, requires a company to return ill-gotten monetary gains. Facebook CEO Mark Zuckerberg said to be under close scrutiny in federal privacy probe 2019-04-19T04:00:00Z New York will seek financial penalties from the family and the disgorgement of “wrongfully obtained profits,” she said at the news conference. New York sues Purdue Pharma’s Sackler family over opioid epidemic 2019-03-28T04:00:00Z Circuit Court of Appeals in 2018 upheld the disgorgement finding in the case. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z The SEC seeks permanent injunctions, disgorgement of ill-gotten gains with prejudgment interest and civil penalties. SEC charges Volkswagen and its former CEO with defrauding investors 2019-03-15T04:00:00Z In the same year, his division collected $2.8 billion in penalties and disgorgement. Opinion \| The Lawyers Who Did Not Break 2019-02-22T05:00:00Z For reasons both substantial and practical, we believe his disgorgement by Republicans can happen, might happen — and should happen. Opinion \| Republicans Got Us Into This Mess, and They Have to Get Us Out of It 2019-02-08T05:00:00Z SEC found the agency faced a five-year statute of limitations for pursuing disgorgement claims. SEC collects nearly $4 billion in fines, disgorgement in fiscal 2018 2018-11-02T04:00:00Z The Supreme Court in 2017 put time limits on the ability of the SEC to seek disgorgement, ruling unanimously that it is subject to a five-year statute of limitations. U.S. Supreme Court leans toward SEC's power to recover ill-gotten gains 2020-03-03T05:00:00Z With more to lose, including large disgorgements, fines and lifetime bans, executives are more likely to fight back in court, sucking up SEC resources. SEC’s focus on U.S. corporate bosses pays off with Musk settlement 2018-09-30T04:00:00Z SeaWorld’s former vice president of communications, Frederick D. Jacobs, agreed to settle a fraud charge and to pay disgorgement and prejudgment interest of approximately $100,000. SeaWorld and former CEO fined $5 million for ‘Blackfish’ fallout 2018-09-18T04:00:00Z He will pay disgorgement and prejudgment interest of approximately $100,000. SeaWorld, ex-CEO settle SEC's "Blackfish" probe for $5M 2018-09-18T04:00:00Z The Connecticut-based company did not admit or deny the findings when it agreed to pay disgorgement and interest of around $10 million and a penalty of $4 million, the Securities and Exchange Commission said. United Tech to pay $14 million for illegal foreign payments: U.S. SEC 2018-09-12T04:00:00Z Without admitting or denying the findings, the company agreed to pay $17.5 million in disgorgement, $2.7 million in prejudgment interest and a civil penalty of $5 million, the Securities and Exchange Commission said. Sanofi to pay more than $25 million to resolve corruption charges: SEC 2018-09-04T04:00:00Z Regulators are asking for “disgorgement,” or surrender, of those remaining millions, as well as further civil penalties and interest. SEC goes after local penny-stock lawyer with a long record of dubious IPOs 2018-05-18T04:00:00Z The SEC said Ji controlled one of the five brokerage accounts and named him as a “relief defendant” for the purpose of seeking disgorgement of funds. Chinese ex-fund manager must face U.S. SEC's insider trading... 2018-03-27T04:00:00Z “It represents a pragmatic compromise on both sides. It’s not a do-over but it is a disgorgement.” Utility customers win $775 million back from San Onofre deal criticized as lopsided against them 2018-01-30T05:00:00Z The SEC in the lawsuit also said it is also seeking disgorgement of all ill-gotten gains. U.S. SEC files suit over possible insider trading on Bioverativ 2018-01-26T05:00:00Z I think Mr. Boise, et al, have much more at stake here than possible disgorgement of fees. Report Details Weinstein’s Covert Attempt to Halt Publication of Accusations 2017-11-07T05:00:00Z “This opens the door for a complete disgorgement of the $3 billion that Edison has wrongfully taken from customers, and the stoppage of any collection of future funds,” Aguirre said. No new San Onofre deal — even with help from NFL concussion negotiator 2017-08-15T04:00:00Z "Justice demands that any outcome in this matter include the highest applicable civil money penalties and disgorgement of the ill-gotten gains with which Mr. Modany and Mr. Fitzpatrick have thus far absconded," the senators wrote. SEC settles fraud charges against defunct for-profit college company ITT 2017-07-03T04:00:00Z The Securities and Exchange Commission routinely seeks an order in an enforcement action to require a defendant to repay any ill-gotten gains, a remedy called disgorgement. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z The SEC in the lawsuit also said it is also seeking disgorgement of all ill-gotten gains. U.S. SEC files suit over possible insider trading on Bioverativ 2018-01-26T05:00:00Z “The 5-year statute of limitations . . . therefore applies when the SEC seeks disgorgement.” Supreme Court rules to limit SEC power to recover profit from fraud 2017-06-05T04:00:00Z In a 9-0 ruling, the Supreme Court found that the SEC's recovery remedy known as "disgorgement" is subject to a five-year statute of limitations. Supreme Court rules against SEC over recovery of ill-gotten gains 2017-06-05T04:00:00Z Ginsburg noted that the SEC has been pursuing disgorgements for decades, so Congress could have intervened if it thought the agency was doing something wrong. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z The problem for the S.E.C. is that the rationale for disgorgement as an equitable remedy may be undermined by the Kokesh decision’s holding that it is a form of punishment. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z Justice Elena Kagan said the SEC seemed to be using disgorgement both to compensate victims as well as to punish misconduct. Justices could limit recovery in securities fraud cases 2017-04-18T04:00:00Z Dixie L. Johnson, a securities enforcement lawyer in Washington, said the ruling “shatters” the SEC’s view of disgorgement. Supreme Court rules to limit SEC power to recover profit from fraud 2017-06-05T04:00:00Z The penalties covered conduct within the five-year window, but the disgorgement covered conduct that largely occurred outside that time frame. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z And when Goldenberg rose to defend the agency, Ginsburg said there was “kind of an unreality” to the government’s argument in this case, since Kokesh’s fine was relatively small compared with the amount of disgorgement. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z But settlements where a defendant agreed to disgorgement would not be affected. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z Here, the appeals court upheld the dismissal of the charges, finding “no meaningful difference in the definitions of disgorgement and forfeiture” so the statute of limitations barred the S.E.C. from pursuing the case. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z The parent company also agreed to pay $236 million in disgorgement and interest to the Securities and Exchange Commission. Teva Settles Foreign Corruption Probe for $519 Million 2016-12-22T05:00:00Z Kokesh, who appealed to the Supreme Court after losing at a federal appeals court, was accused of misappropriating investor money and later ordered to pay $2.4 million in penalties plus $34.9 million in disgorgement. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z But that does not apply to disgorgements, the SEC says. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z In other words, the justices are not saying that disgorgement itself is proper, but saying only that if it is, the five-year limitations period applies. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z But the Tenth Circuit found that disgorgement — requiring a defendant to repay stolen money — was not a forfeiture because it is a different from a civil fine or penalty. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z The suit asks Maricopa County Superior Court to require Arch Vacations to pay consumer restitution, civil penalties, disgorgement of profits and the costs of the investigation and litigation. Phoenix-based travel company is accused of consumer fraud 2016-10-14T04:00:00Z The Justice Department, on the SEC's behalf, argued that disgorgement is equitable relief for harmed investors and that Congress did not intend to impose a five-year statute of limitations on it. U.S. top court mulls time bars for SEC recovery of ill-gotten profits 2017-04-18T04:00:00Z Unikowsky said it was clear that the disgorgements were the same as a forfeiture — a turning over of ill-gotten gains — so the limitation applies. Supreme Court skeptical about SEC’s powers of ‘disgorgement’ 2017-04-18T04:00:00Z That outcome would create an odd situation in which disgorgement would not be available in a case filed in a Federal District Court but is possible in an administrative proceeding. Supreme Court Casts Doubts on a Potent S.E.C. Weapon 2017-06-12T04:00:00Z “The nonpunitive remedy of disgorgement does not fit in that company,” the court said, and is not subject to the limitations period. When Making a Fraud Claim, Choose Your Filing Date Wisely 2017-01-23T05:00:00Z The two defendants are not entitled to a jury trial because the state is not seeking damages beyond disgorgement of certain past bonuses, which with interest could top $50 million. After 11 Years, Case of A.I.G.’s Ex-Chief Is Going to Trial 2016-09-11T04:00:00Z If so, it is hard to see a lawful basis for the disgorgement order. Phil Mickelson and the SEC’s Legal Bogey 2016-06-15T04:00:00Z Their attorneys challenged the state lawsuit, arguing that New York's Martin Act against securities fraud authorizes neither a permanent industry ban nor disgorgement of profits, and that releases from other settlements barred further financial forfeit. NY court: Case against ex-AIG execs can continue 2016-06-02T04:00:00Z BDL paid a combined $3.29 million profit disgorgement and penalty on the grounds that it made money on an illegal scheme. Special Report: A top hedge fund manager that's too hot for some to handle 2016-04-13T04:00:00Z In settling a related lawsuit filed by the Securities and Exchange Commission in 2010, Mr. Lee and Mr. Far agreed to pay $2.1 million in the disgorgement of profits and penalties. Witness in Insider Trading Inquiry Sentenced to 21 Days 2015-12-02T05:00:00Z Just over 52 million pounds of the penalty on the bank comprised disgorgement, meaning clawing back the profit Barclays made on the transaction. Barclays fined for lax crime checks in 'deal of century' 2015-11-26T05:00:00Z The Swiss bank will pay more than $50 million in fines and disgorgement to the U.S. Credit Suisse to pay $80 million to settle dark pool allegations: Bloomberg 2015-09-14T04:00:00Z "Moreover, as with the attorney general's claim for an injunction, issues of fact exist which prevent us from concluding, as a matter of law that disgorgement is unwarranted." NY court: Case against ex-AIG execs can continue 2016-06-02T04:00:00Z Edward Jones’s settlement includes $5.2 million in disgorgement and prejudgment interest to be distributed to overcharged customers, SEC said. Edward Jones to Pay $20 Million to Settle SEC Municipal Bond Charges 2015-08-13T04:00:00Z The company entered into a deferred prosecution agreement with the Justice Department, and paid penalties and disgorgement to settle the matter. Exclusive: SEC launches civil probe into FIFA bribery case - source 2015-07-17T04:00:00Z That is the largest disgorgement penalty ever imposed by the FCA. Barclays fined for lax crime checks in 'deal of century' 2015-11-26T05:00:00Z The regulator said it was seeking a permanent injunction from future violations by the two companies, as well as disgorgement and civil monetary penalties. Simon Property withdraws &u0024;16.8 billion bid to create mall giant 2015-04-01T04:00:00Z Nebraska, he said, “authorizes an arbitrary award of disgorgement for breach of that contract. And, it invents a new theory of contract reformation to rewrite the agreed-upon terms of that contract.” Thomas, Scalia Use Obscure Water Battle To Tweak The Majority 2015-02-24T05:00:00Z As a result, the caddies are asking for a share of the profits from the sponsored bibs along with "damages and disgorgement" for their past wearing of the bibs. Caddies file class-action lawsuit against PGA Tour over sponsored bibs: The Loop 2013-10-16T04:00:00Z The one thing that does increase for C-corporations, of course, is the disgorgement of cash to shareholders. This Isn't Proof That Dividend Tax Cuts Don't Aid The Economy 2015-01-21T05:00:00Z They’re seeking “an award of appropriate relief, including actual damages, restitution, disgorgement, and statutory damages.” The Top U.S. Healthcare Story For 2014: Cybersecurity 2014-12-21T05:00:00Z Avon, headquartered in Manhattan, agreed to pay $68 million in criminal penalties and nearly an equal amount in disgorgement and prejudgment interest to settle a civil case brought by the Securities and Exchange Commission. Avon Products Settles Bribery Charges for $135 Million 2014-12-17T05:00:00Z The case was settled with no admission of guilt, with Blodget paying a $2m, plus a $2m disgorgement and agreeing to a censure and permanent ban from working in the US securities industry. Rehabilitation Or Redemption: What Does Henry Blodget Want Most? 2014-11-21T05:00:00Z The agency is seeking disgorgement of profits and restitution to victims. Florida and F.T.C. Accuse Firms of Deceptively Selling Tech Support 2014-11-19T05:00:00Z The one thing that does increase for C-corporations, of course, is the disgorgement of cash to shareholders. This Isn't Proof That Dividend Tax Cuts Don't Aid The Economy 2015-01-21T05:00:00Z The fines against them are so huge, the judge noted, that they are “equivalent to approximately 10% of the total penalties and disgorgement ordered in SEC enforcement cases nationwide last year.” 'Staggering' Sanctions Slapped On Wyly Brothers In Offshore Case 2014-09-25T04:00:00Z Purina is also seeking “disgorgement” of Blue Buffalo’s profits linked to its contested promotions. Dog Food Fight! Purina Says Blue Buffalo Is 'Built on Lies' 2014-07-24T04:00:00Z While the Supreme Court did not reach the question of whether the statute of limitations covered injunctive relief and disgorgement, King concluded the "long-held policies and practices" underpinning the ruling required that conclusion. U.S. judge tosses SEC case over alleged Ponzi scheme 2014-05-13T04:00:00Z Over the summer, the agency approved a record $410 million penalty against JPMorgan in combined civil penalties as well as the disgorgement of unjust profits for alleged power market manipulation. UPDATE 1-Dreyfus to pay $4.1 mln fine in U.S. market manipulation settlement 2014-02-07T18:06:59Z It seeks the disgorgement of ill-gotten gains with interest and applicable penalties. New York private equity manager, firm charged with $9 million theft 2014-01-31T01:38:29Z Over the summer, the agency approved a record $410 million penalty against JPMorgan in combined civil penalties and the disgorgement of unjust profits for alleged power market manipulation. U.S. FERC power-market crackdown targets Dreyfus-Highbridge unit 2014-01-06T22:14:46Z The probe resulted in numerous convictions and got five large financial institutions to pay about $743 million in restitution, disgorgement and penalties. No prison for former JPMorgan exec in muni bond bid-rigging case 2013-12-18T18:07:10Z All will pay a varying amount of fines, disgorgement and interest without admitting or denying the charges. SEC fines 23 firms over short-selling 2013-09-17T23:20:03Z The lawsuit is seeking restitution of at least $40 million, as well as a disgorgement of profits, penalties and an injunction, Schneiderman's office said. Donald Trump investment school sued 2013-08-25T18:43:00Z David Blech, who earned the nickname as a founder of companies and a major investor in the biotechnology sector, agreed to pay $1.03 million in disgorgement and interest for the scheme. Former 'King of Biotech' settles with SEC 2013-08-23T00:18:48Z The lawsuit seeks a permanent ban on various securities law violations, disgorgement of ill-gotten gains, and civil fines. SEC says ex-Marine bilked vets in Chicago hedge fund fraud 2013-08-06T21:49:18Z Judge Katherine B. Forrest has the final say on monetary sanctions, be it disgorgement of profits made from the trade in question or a fine. DealBook: Former Goldman Trader Is Found Liable in Mortgage Deal 2013-08-01T19:59:50Z Without admitting or denying the allegations, Teekell agreed to settle the case and pay approximately $1.1 million in disgorgement, prejudgment interest and a penalty, the SEC said. Ex-Dow officer charged in insider trading case 2013-07-02T01:29:25Z The agency is seeking the disgorgement of the trading gains, as well as financial penalties. DealBook: S.E.C. Freezes Assets of Thai Trader in Smithfield Inquiry 2013-06-06T17:01:57Z Underwood responded that the attorney general may also seek disgorgement of ill-gotten gains. Ex-AIG chief Greenberg should still face trial: NY state lawyer 2013-05-29T01:42:16Z The lawsuit seeks an injunction against future violations along with restitution and disgorgement. U.S. brings charges in first criminal case for consumer agency 2013-05-07T18:38:56Z The SEC is seeking permanent injunctions, disgorgement with prejudgment interest, and financial penalties. Stock Picking Teenage Robot Brothers Settle SEC Complaint 2013-03-13T14:29:06Z "The decade he will spend in prison and the disgorgement of his assets are a just result," Bharara said. Madoff's younger brother sentenced to 10 years for role in fraud 2012-12-21T00:37:41Z OE's claims ring even more hollow because they are not accompanied by any explanation as to how OE arrived at its overstated and unjustified claims of disgorgement and civil penalties for Barclays. Barclays: US energy fine 'unjust' 2012-12-16T12:41:26Z "The disgorgement remedy is not available," New York state Supreme Court Justice Jeffrey Oing said, granting Ernst & Young's motion to dismiss the state's claim to the fees. NY cannot seek fees paid to Ernst & Young by Lehman: judge 2012-12-12T18:10:32Z Your change in policy regarding disgorgement over the summer was a welcome step and we urge you to apply it in this case. Boot up: Windows 8 up or down, Wii U launches, Samsung chases HTC/Apple and more 2012-11-19T06:30:00Z The SEC relies on legal provisions that call for disgorgement of profits based on ill-gotten gains plus penalties. Analysis: U.S. foreign bribery penalties for drugmakers may lack bite 2012-10-29T12:09:05Z Following four days of evidentiary hearings, on August 20, 2012, Douglas was once again found in civil contempt for failure to pay in full the disgorgement judgment entered in 1983. SEC Inspector Javert Earns $1.8 Million Interest On $78,000 Judgment 2012-10-12T18:44:05Z The lawsuit does not seek specific damages but asks for restitution for investors victimized by the deceptive practices and disgorgement of money received in connection with the fraud. Suit Accuses JPMorgan Unit of Broad Misconduct on Mortgage Securities 2012-10-01T22:26:31Z Goldman's penalty includes disgorgement of $7.5 million that it earned in fees from underwriting Massachusetts bonds. DealBook: Goldman to Pay $12 Million to Settle S.E.C. 'Pay to Play' Case 2012-09-27T16:28:21Z It is the agency's biggest-ever "disgorgement" agreement associated with position limits and among the biggest civil fines, according to a review of a dozen such enforcement measures since 1995. Insight: As cotton surged, China trader amassed $510 million bet 2012-09-27T04:04:04Z "Given the government's stark allegations of manipulative conduct against Morgan Stanley, disgorgement of $4.8 million is a relatively mild sanction," Judge Pauley wrote. DealBook: Federal Judge Grudgingly Approves Morgan Stanley Price-Fixing Case 2012-08-07T21:53:17Z "Given the government's stark allegations of manipulative conduct against Morgan Stanley, disgorgement of $4.8 million is a relatively mild sanction," Pauley wrote. Judge OKs Morgan Stanley price-fixing pact opposed by AARP 2012-08-07T18:01:14Z The SEC said in a statement that it would seek "disgorgement of ill-gotten gains, pre-judgment interest and civil money penalties" from Harbinger and Mr. Falcone. SEC Sues Falcone, Harbinger 2012-06-27T19:32:34Z The SEC also named four Zirinsky relatives as "relief" defendants seeking disgorgement of ill-gotten gains. SEC: AA Meeting Fed Insider Ring 2012-03-13T20:39:33Z In the suit, the SEC said it wants financial penalties and disgorgement, and an order barring Mudd from serving as an officer or director of another company. Fortress Chief Mudd Takes Leave Amid SEC’s Fannie Mae Lawsuit 2011-12-21T14:44:41Z In the lawsuits against the former executives, the SEC is seeking financial penalties and disgorgement, as well as an order barring them from serving as officers or directors of other companies. Ex-Freddie Mac, Fannie Mae CEOs Sued for Understating Loans 2011-12-19T00:43:30Z In the individual lawsuits, the SEC is seeking financial penalties, disgorgement and bars on them serving as officers or directors in other companies. Ex-Freddie Mac, Fannie Mae CEOs Sued for Understating Loans 2011-12-16T16:31:03Z The settlement would be a so-called disgorgement of illicit profits, which is unusual in cases like this, which was brought under the Sherman Antitrust Act. $4.8 Million Sought From Morgan Stanley in Electricity Price-Fixing Case 2011-12-14T03:20:07Z In addition, the SEC said in a statement yesterday that Skowron was ordered to pay disgorgement and other sanctions totaling $35.5 million. Ex-FrontPoint Fund Manager Skowron Gets Five Years in Prison 2011-11-18T19:15:01Z Agency staff may recommend civil penalties, disgorgement of fee and other actions, the company said. S&P May Face SEC Sanctions Over 2007 Rating of Subprime CDO 2011-09-26T14:13:01Z Agency staff may recommend civil penalties, disgorgement of fees and other actions, the company said. McGraw-Hill Says S&P Received Wells Notice on Delphinus CDO Deal 2011-09-26T12:50:29Z The SEC staff said it may recommend that the commission seek civil money penalties, disgorgement of fees or other actions. SEC staff may recommend civil legal action against Standard & Poor?s over a debt issue 2011-09-26T11:41:34Z They had gone up scarcely a hundred feet when the disgorgement of the heavens took place. The Chalice Of Courage A Romance of Colorado 2011-09-22T02:00:25.630Z Moreover, enforcement actions generate billions of dollars in revenue in the form of fines, disgorgements and other penalties. Common Sense: Tightening the Leash on Wall St.?s Watchdog 2011-07-15T21:30:02Z "Even if the corporation did not suffer actual harm, equity requires disgorgement of that profit," wrote Supreme Court Chief Justice Myron Steele in a 25-page opinion. Primedia lawsuit reinstated, could hit TPG deal 2011-06-21T22:08:12Z Securities and Exchange Commission, agreeing to pay an as-yet-undetermined amount in disgorgement and civil penalties. N.Y. man gets 20 years for $24 million Ponzi scheme 2011-06-17T19:12:24Z The state, which is seeking disgorgement and other civil penalties, alleges the defendants aren’t giving consumers the full benefit of the lower wholesale costs pharmacies pay for generic drugs. Wal-Mart, CVS Drug Case Sent Back to West Virginia Court 2011-05-20T23:14:14Z The lawsuit, filed in Delaware's Chancery Court by Berkshire shareholder Mason Kirby, calls for disgorgement of Sokol's unlawful investment gains, and seeks to recover damage done to the company's reputation and goodwill. Berkshire and Buffett sued over Sokol's trades 2011-04-19T16:33:33Z Antonick is seeking tens of millions of owed royalties, plus disgorgement of all profits from the sale of the game as the result of allegedly fraudulent behavior. Video game creator sues company for billions 2011-04-01T18:18:01Z Now the SEC is able to bring such cases before its own administrative law judges and can also seek monetary penalties—not just disgorgement of illicit profits as before. With Dodd-Frank, the SEC Goes After Big Game 2011-03-03T04:01:30Z The lawsuit claims trade secret theft, unfair competition, unjust enrichment and breach of contract and seeks unspecified compensatory and punitive damages, disgorgement of illegal gains, an injunction and attorney's fees. Lawsuit accuses Google of stealing trade secrets 2011-02-14T23:55:18Z The SEC's complaint against Perry and Keys seeks permanent injunctive relief, an officer and director bar, disgorgement of ill-gotten gains with interest, and a financial penalty. SEC charges ex-IndyMac execs with fraud 2011-02-12T00:05:12Z He ruled that the $12 million represented “disgorgement,” or return of ill-gotten gains. Price-Fixing by KeySpan Will Cost It $12 Million 2011-02-03T04:01:30Z The case against Daifotis and Merk is continuing, said the SEC, which is seeking unspecified fines and disgorgement of any ill-gotten profits from the two men. Schwab Agrees to Pay $119 Million to Settle SEC Claims 2011-01-11T23:40:44Z The commission said it is asking for disgorgement of profits and civil penalties. SEC files insider-trading case in PepsiCo deal 2010-12-09T16:02:00Z Bank of America will pay $36 million in disgorgement and interest to the U.S. BofA pays $137 million to settle fraud charges 2010-12-07T19:16:00Z The S.E.C. is seeking financial penalties and the disgorgement of illicit profits. DealBook: Couple Accused of Trading Insider Tips 2010-12-01T13:20:00Z The judge said this was the first instance of the government’s seeking disgorgement under the Sherman antitrust law. Price-Fixing by KeySpan Will Cost It $12 Million 2011-02-03T04:01:30Z Looking Back Under the agreement, disclosed Friday at a federal court hearing, Mr. Mozilo would pay $22.5 million in civil penalties and $45 million in "disgorgement" that will be returned to Countrywide shareholders. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z The SEC generally seeks civil penalties to match any disgorgement amount, said former federal prosecutor Michael Shepard, who is not involved in the SEC case. Mozilo settles Countrywide fraud case at $67.5 million 2010-10-16T00:17:00Z The disgorgement relates to proceeds of Mozilo's sales of Countrywide stock. Mozilo to pay millions in Countrywide settlement 2010-10-15T20:27:00Z The calculation of the amount of the whistle-blower award includes monetary sanctions in “related actions,” such as criminal prosecutions, and any disgorgement of ill-gotten gains by the defendant. Come Blow Your Horn to the S.E.C. 2010-07-26T16:32:00Z The administration appealed on a separate issue, arguing the appeals court wrongly rejected disgorgement by the industry of billions of dollars in ill-gotten gains and other expensive remedies, like funding a smoking-cessation program. Supreme Court rejects tobacco case appeals 2010-06-28T14:55:00Z All of the disgorgement amount has been or likely will be paid by Bank of America or its insurers, say people familiar with the matter. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z His fine is the highest ever imposed on an individual by the City regulator and consists of a penalty of £1.5m, plus "disgorgement" of £1.3m of profits. FSA imposes record fine on stockbroker 2010-05-20T11:03:00Z The lawsuit seeks restitution, a voiding of finance agreements, the disgorgement of profit at the Watertown store, and a $5,000 civil fine for each deceptive or illegal act. NY AG Cuomo sues retailer for ripping off soldiers 2010-05-18T18:06:00Z The figure represents the disgorgements of some profit from the sales of the drugs made at the Allston factory. Genzyme Expects $175 Million Fine for Factory Problems 2010-04-21T19:17:00Z I could not help smiling as I fancied the disgorgement of all the cadeaux exchanged between ministers and generals, and treaty-makers and breakers, since 1812, an epoch fruitful of such courtesies. Impressions of America During the years 1833, 1834 and 1835. In Two Volumes, Volume I. His attorneys said $5 million is disgorgement that would be paid by Bank of America under indemnification provisions. Mozilo Agrees to Pay $67.5 Million 2010-10-16T03:16:00Z By pursuing this plan the loss sustained by the disgorgement is believed to be reduced to a minimum. Facts About Champagne and Other Sparkling Wines Jim watched Mike with tearful eyes, which grew more and more loaded and luminous as the disgorgement of the contents of the pack progressed. Sevenoaks He could compel Surface to disgorgement only at the price of a new offering of himself to the odious old man who had played false with him as with everybody else. Queed The bomb box tipped to the point of disgorgement, and the bomb-thrower was pitched forward upon the third bomb with his face close to its celluloid stud. The World Set Free
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